Opportunity Information: Apply for 09 504

  • The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "ADVANCE Increasing the Participation and Advancement of Women in Academic Science and Engineering Careers" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants 47.049 Mathematical and Physical Sciences 47.050 Geosciences 47.070 Computer and Information Science and Engineering 47.074 Biological Sciences 47.075 Social, Behavioral, and Economic Sciences 47.076 Education and Human Resources 47.078 Polar Programs 47.079 Office of International Science and Engineering 47.080 Office of Cyberinfrastructure.
  • This funding opportunity was created on Aug 19, 2010 and posted on Mar 4, 2009.
  • Applicants must submit their applications by Nov 12, 2009 Letter of Intent Aug 04, 2009 Institutional Transformation (IT) and Institutional Transformation Catalyst (IT Catalyst) Full Proposal Nov 12, 2009 Institutional Transformation (IT) and Institutional Transformation Catalyst (IT Catalyst). (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $16,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $4,000,000.00 in funding.
  • The number of recipients for this funding is limited to 38 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Organization Limit Proposals may only be submitted by the following Institutional Transformation and IT Catalyst Institutional Transformation and IT Catalyst proposals may be submitted by non profit academic institutions of higher education that have educational programs in a field supported by NSF and are in the U.S., its territories or possessions, or the Commonwealth of Puerto Rico. Institutions of higher education that have received an NSF ADVANCE Institutional Transformation award are not eligible to apply for another Institutional Transformation award or for an IT Catalyst award. Organizations that received an IT Start award are not eligible to apply for an IT Catalyst award. Partnerships for Adaptation, Implementation and Dissemination Partnerships for Adaptation, Implementation and Dissemination proposals may be submitted by non profit academic institutions of higher educationthat have educational programs in a field supported by NSF, professional societies and other not for profit organizations that support the STEM enterprise. Submitting institutions and organizations, as well as partner institutions and organizations that would receive funds from the NSF grant, must be based in the U.S., its territories or possessions, or the Commonwealth of Puerto Rico. Partnerships involving industry, government, professional societies and other not for profit organizations are encouraged but not required. Similarly, while NSF funds typically only support the U.S. side of the activity, partnerships with international entities are encouraged.
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Opportunity Summary:

The National Science Foundation (NSF) ADVANCE program (Funding Opportunity Number 09-504) is a discretionary, cooperative-agreement grant opportunity designed to increase the representation, retention, and career advancement of women in academic STEM fields. The program is aimed at changing the systems that shape faculty careers rather than focusing only on individual development. In practice, this means proposals are expected to tackle structural and cultural barriers in higher education that affect recruitment, hiring, promotion, leadership opportunities, workplace climate, and long-term career success for women in STEM. While the program is centered on women, NSF explicitly invites creative strategies from people of all genders, and it places special emphasis on projects that meaningfully address the experiences of women with disabilities and women from underrepresented minority groups.

A key theme of this opportunity is broadening participation across many types of institutions. NSF encourages proposals not only from research-intensive universities but also from primarily undergraduate institutions, teaching-intensive colleges, community colleges, minority-serving institutions (including Tribal Colleges and Universities, HBCUs, and HSIs), women’s colleges, and institutions that primarily serve persons with disabilities. This emphasis reflects the idea that systemic barriers and effective solutions can look different depending on institutional mission, size, governance, and local context, and that progress in the STEM workforce depends on strengthening the full range of pathways into academic careers.

For the 2009-2010 competition cycle described in the announcement, NSF supports three main project types. The largest and most comprehensive category is Institutional Transformation (IT). IT awards are intended for institution-wide change efforts that redesign policies, practices, and organizational norms in ways that lead to measurable improvements in the participation and advancement of women STEM faculty. Importantly, IT proposals must include a research component that studies how and why the proposed interventions work (or do not work), so that the project contributes evidence and insight that other institutions can use. In other words, NSF is not only funding change at a single campus; it is also funding knowledge generation about institutional transformation itself.

A second category, Institutional Transformation Catalyst (IT Catalyst), is meant for institutions that are not yet ready to implement a full transformation plan but need support to do the foundational work that makes transformation possible. IT Catalyst projects focus on institutional self-assessment, such as collecting and analyzing baseline data, reviewing policies and practices, and diagnosing barriers affecting women’s recruitment, retention, and promotion in STEM departments. The goal is to help an institution identify its specific challenges and opportunities and build a credible, evidence-based roadmap for later transformation. Proposals in this category are evaluated in part on the demonstrated need for external resources to conduct this type of assessment and policy review.

The third category is Partnerships for Adaptation, Implementation, and Dissemination (PAID). PAID awards can be led by a single institution or organization or built as a multi-institution partnership, and they may operate at local, state, national, or even international scales (with the typical expectation that NSF funds support the U.S. side). PAID projects support adapting and implementing proven ADVANCE-related tools and practices, as well as actively disseminating and diffusing effective approaches to appropriate audiences. NSF draws a clear line between passive sharing and real dissemination: simply posting materials online is not considered sufficient. Instead, PAID projects are expected to include deliberate efforts to help others adopt or adapt practices, such as training, technical assistance, communities of practice, or structured implementation support. PAID also allows for research-focused projects (sometimes described as PAID Research) that advance understanding of gender in the STEM academic workforce, which can include work in social and behavioral sciences in addition to other STEM fields.

Funding details in the announcement indicate an estimated total program funding level of $16,000,000, with an expected 38 awards. Individual award sizes range from a $100,000 floor to a $4,000,000 ceiling, and there is no cost-sharing or matching requirement stated. The activity category is science and technology and other research and development, and the opportunity links to multiple NSF CFDA program areas spanning engineering, mathematical and physical sciences, geosciences, computing, biological sciences, social and behavioral sciences, education and human resources, polar programs, international science and engineering, and cyberinfrastructure. This breadth signals that ADVANCE is intentionally crosscutting and can be applied across STEM disciplines, including social and behavioral science domains tied to workforce and organizational change.

Eligibility is structured by project type. For IT and IT Catalyst, proposals may be submitted by U.S.-based, non-profit academic institutions of higher education (including U.S. territories and Puerto Rico) with educational programs in NSF-supported fields. There are restrictions intended to spread opportunities and avoid repeat transformation funding at the same institution: institutions that have already received an NSF ADVANCE Institutional Transformation award are not eligible to apply again for another IT award or for an IT Catalyst award, and organizations that received an IT Start award are not eligible for an IT Catalyst award. For PAID, eligibility is broader: proposals may be submitted by non-profit academic institutions of higher education as well as professional societies and other not-for-profit organizations that support the STEM enterprise, provided the submitting and funded partner entities are U.S.-based (or in U.S. territories/Puerto Rico). Partnerships that include industry, government, professional societies, and other non-profits are encouraged but not required, and international collaborations are welcomed even though NSF generally supports only the U.S. components.

The timeline information in the notice reflects the 2009 cycle, with a letter of intent due August 4, 2009 and full proposals for IT and IT Catalyst due November 12, 2009 (with the same date shown as the original and current closing date). The announcement is associated with NSF Publication 09-504, and general submission/access assistance is routed through NSF’s Grants.gov support contact (grantsgovsupport@nsf.gov). Overall, this opportunity is best understood as NSF’s flagship mechanism for funding evidence-driven institutional change and scalable dissemination strategies that improve the conditions, progression, and leadership representation of women in academic STEM, with particular encouragement for intersectional approaches that address disability and underrepresented minority status.

FAQs: NSF ADVANCE Program (Funding Opportunity Number 09-504)

What is the NSF ADVANCE program (09-504)?

The National Science Foundation (NSF) ADVANCE program (Funding Opportunity Number 09-504) is a discretionary, cooperative-agreement grant opportunity focused on increasing the representation, retention, and career advancement of women in academic STEM fields by changing institutional systems, policies, practices, and culture.

What is the main goal of this opportunity?

The central goal is to improve outcomes for women STEM faculty by addressing structural and cultural barriers in higher education, including recruitment, hiring, promotion, leadership opportunities, workplace climate, and long-term career success.

Is the program focused on individual professional development for women?

The program emphasizes changing the systems that shape faculty careers rather than focusing only on individual development. Proposals are expected to address institutional and departmental structures and norms that influence faculty advancement.

Does ADVANCE only involve women, or can people of all genders participate?

While the program is centered on women in academic STEM, NSF explicitly invites creative strategies from people of all genders.

Does the program encourage intersectional approaches?

Yes. NSF places special emphasis on projects that meaningfully address the experiences of women with disabilities and women from underrepresented minority groups.

What kinds of institutions does NSF encourage to apply?

NSF encourages proposals from a broad range of institution types, including research-intensive universities, primarily undergraduate institutions, teaching-intensive colleges, community colleges, minority-serving institutions (including Tribal Colleges and Universities, HBCUs, and HSIs), women’s colleges, and institutions that primarily serve persons with disabilities.

Why does ADVANCE emphasize a broad range of institutions?

The opportunity reflects NSF’s view that systemic barriers and effective solutions can differ by institutional mission, size, governance, and local context, and that strengthening multiple pathways into academic careers is important for progress in the STEM workforce.

What project types are supported in the 2009-2010 competition cycle?

NSF supports three main project types in the described cycle: Institutional Transformation (IT), Institutional Transformation Catalyst (IT Catalyst), and Partnerships for Adaptation, Implementation, and Dissemination (PAID).

What is an Institutional Transformation (IT) award?

Institutional Transformation (IT) awards support institution-wide change efforts that redesign policies, practices, and organizational norms to produce measurable improvements in the participation and advancement of women STEM faculty.

Do IT proposals need to include research?

Yes. IT proposals must include a research component to study how and why interventions work (or do not work), so the project generates evidence and insights that other institutions can use.

What is an Institutional Transformation Catalyst (IT Catalyst) award?

IT Catalyst awards support institutions that are not yet ready for a full transformation plan. These projects focus on foundational work such as institutional self-assessment, baseline data collection and analysis, and review of policies and practices to diagnose barriers affecting women’s recruitment, retention, and promotion in STEM.

What is the goal of an IT Catalyst project?

The goal is to help an institution identify its specific challenges and opportunities and develop an evidence-based roadmap for later institutional transformation.

How are IT Catalyst proposals evaluated in relation to need?

IT Catalyst proposals are evaluated in part on the demonstrated need for external resources to conduct self-assessment and policy/practice review.

What is a PAID award?

Partnerships for Adaptation, Implementation, and Dissemination (PAID) awards support adapting and implementing proven ADVANCE-related tools and practices, and actively disseminating and diffusing effective approaches to appropriate audiences.

Does PAID require a multi-institution partnership?

No. PAID projects can be led by a single institution or organization or built as a multi-institution partnership.

At what scale can PAID projects operate?

PAID projects may operate at local, state, national, or international scales, with the typical expectation that NSF funds support the U.S. side.

What does NSF mean by dissemination in PAID projects?

NSF distinguishes passive sharing from real dissemination. Simply posting materials online is not considered sufficient. PAID projects are expected to include deliberate efforts that help others adopt or adapt practices, such as training, technical assistance, communities of practice, or structured implementation support.

Can PAID include research-focused projects?

Yes. PAID can include research-focused projects (sometimes described as PAID Research) that advance understanding of gender in the STEM academic workforce, including work in social and behavioral sciences as well as other STEM fields.

What is the estimated total funding level and expected number of awards?

The announcement indicates an estimated total program funding level of $16,000,000, with an expected 38 awards.

What are the minimum and maximum award sizes?

Individual award sizes range from a $100,000 floor to a $4,000,000 ceiling.

Is cost-sharing or matching required?

No cost-sharing or matching requirement is stated in the provided opportunity information.

What is the activity category for this opportunity?

The activity category is science and technology and other research and development.

Which NSF program areas does ADVANCE connect to?

The opportunity links to multiple NSF CFDA program areas spanning engineering, mathematical and physical sciences, geosciences, computing, biological sciences, social and behavioral sciences, education and human resources, polar programs, international science and engineering, and cyberinfrastructure, signaling that ADVANCE is crosscutting across STEM disciplines.

Who is eligible to apply for IT and IT Catalyst awards?

For IT and IT Catalyst, proposals may be submitted by U.S.-based, non-profit academic institutions of higher education (including U.S. territories and Puerto Rico) with educational programs in NSF-supported fields.

Are there eligibility restrictions for institutions that previously received ADVANCE awards?

Yes. Institutions that have already received an NSF ADVANCE Institutional Transformation (IT) award are not eligible to apply again for another IT award or for an IT Catalyst award. In addition, organizations that received an IT Start award are not eligible for an IT Catalyst award.

Who is eligible to apply for PAID awards?

PAID proposals may be submitted by non-profit academic institutions of higher education as well as professional societies and other not-for-profit organizations that support the STEM enterprise, provided the submitting and funded partner entities are U.S.-based (or in U.S. territories/Puerto Rico).

Are partnerships with other sectors allowed or encouraged?

Yes. Partnerships that include industry, government, professional societies, and other non-profits are encouraged but not required.

Are international collaborations allowed?

Yes. International collaborations are welcomed, even though NSF generally supports only the U.S. components.

What are the key dates listed for the 2009 cycle?

The notice lists a letter of intent due date of August 4, 2009, and full proposal due dates for IT and IT Catalyst of November 12, 2009 (shown as both the original and current closing date).

What is the NSF publication number associated with this opportunity?

The announcement is associated with NSF Publication 09-504.

Where can applicants get submission or access assistance?

General submission and access assistance is routed through NSF’s Grants.gov support contact at grantsgovsupport@nsf.gov.

What makes this opportunity distinct compared to typical campus programs?

Based on the description, the opportunity is positioned as NSF’s flagship mechanism for evidence-driven institutional change and for scalable dissemination strategies that improve conditions, progression, and leadership representation of women in academic STEM, including an emphasis on generating knowledge about what institutional transformation approaches work.

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