Opportunity Information: Apply for PA 09 097

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "Alcohol, Decision Making, and Adolescent Brain Development (R01)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.273 Alcohol Research Programs.
  • This funding opportunity was created on Dec 8, 2009 and posted on Feb 11, 2009.
  • Applicants must submit their applications by May 7, 2012. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: City or township governments Native American tribal organizations (other than Federally recognized tribal governments) Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Public housing authorities/Indian housing authorities Native American tribal governments (Federally recognized) Special district governments Private institutions of higher education Others (see text field entitled Additional Information on Eligibility for clarification) County governments Independent school districts State governments Public and State controlled institutions of higher education For profit organizations other than small businesses Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Small businesses.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Non domestic (non U.S.) Entities (Foreign Organizations) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession.
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Opportunity Summary:

The Alcohol, Decision Making, and Adolescent Brain Development (R01) funding opportunity (PA 09 097) is a National Institutes of Health grant announcement issued by the National Institute on Alcohol Abuse and Alcoholism (NIAAA). Its central focus is on adolescence as a critical developmental window when patterns of alcohol use can begin to emerge and when the brain systems that support judgment, self-control, reward learning, and risk evaluation are still maturing. The opportunity invites Research Project Grant (R01) applications that investigate how adolescent decision-making processes relate to drinking behavior, and how ongoing development of neural circuitry may shape vulnerability to alcohol abuse and dependence.

From a scientific standpoint, the announcement emphasizes research that connects behavior to brain development. Projects are expected to examine decision making in adolescents in ways that are meaningfully tied to alcohol-related outcomes, such as initiation of drinking, escalation, binge patterns, risky choices made while drinking, or progression toward alcohol use disorder. A major theme is understanding the role of developing neural circuitry in these behaviors, which can include studying the maturation of brain networks involved in reward sensitivity, impulse control, emotion regulation, and learning from consequences. The goal is not simply to document that adolescents take risks, but to clarify the mechanisms that drive alcohol-related choices and how brain development may influence, or be influenced by, alcohol exposure.

The mechanism of support is the NIH Research Project Grant (R01), which is typically used for full-scale, hypothesis-driven research programs that may involve multi-year studies, larger samples, and more comprehensive methods than smaller exploratory mechanisms. This R01 announcement runs in parallel with an FOA of the same scientific scope under the R21 mechanism (PA 09 096), which generally supports more preliminary or exploratory studies. In practical terms, applicants with mature, well-developed research plans that require the breadth and duration of an R01 would target PA 09 097, while earlier-stage projects might be more appropriate for the R21 companion announcement.

Funding under this FOA is described as contingent on the availability of funds and the receipt of a sufficient number of high-quality, meritorious applications, which is standard language indicating that awards are competitive and depend on both NIH budget conditions and peer review outcomes. The opportunity is categorized as discretionary funding, uses the grant instrument type, and falls under the health funding activity category. The CFDA listing associated with the program is 93.273 (Alcohol Research Programs). There is no cost sharing or matching requirement, meaning applicants are not required to provide non-federal matching funds as a condition of award.

Eligibility is broad and includes a wide range of organizational types. Eligible applicants listed include public and private institutions of higher education, public and state-controlled institutions of higher education, nonprofits with or without 501(c)(3) status (with the noted exclusions typical of NIH rules), for-profit organizations other than small businesses, and small businesses. Government entities at multiple levels are also eligible, including state governments, county governments, city or township governments, special district governments, and independent school districts, as well as public housing authorities/Indian housing authorities. Tribal eligibility spans federally recognized Native American tribal governments and other tribal organizations, and the FOA also explicitly includes Tribally Controlled Colleges and Universities (TCCUs).

The eligibility section also clarifies that additional applicants may include Alaska Native and Native Hawaiian Serving Institutions, Hispanic Serving Institutions, Historically Black Colleges and Universities (HBCUs), faith-based or community-based organizations, regional organizations, eligible federal agencies, U.S. territories or possessions, and non-U.S. entities (foreign organizations). This breadth signals an intent to encourage diverse institutional participation and potentially promote research that is inclusive of varied adolescent populations and contexts, including studies that may be conducted outside the United States when scientifically justified.

In terms of timeline and administrative details, the opportunity was posted on February 11, 2009, with an original closing date of May 7, 2012, and an archive date of June 7, 2012, indicating that it is no longer active for new submissions under those dates. The sponsoring agency is the National Institutes of Health, with NIAAA as the issuing institute. The full announcement was provided through the NIH Grants Guide, and the FOA includes NIH Office of Extramural Research (OER) contact points for technical access or linking issues.

Overall, PA 09 097 is aimed at advancing understanding of why adolescents make the alcohol-related choices they do, how those choices map onto developing brain systems, and how this knowledge can sharpen the field's ability to identify risk pathways to alcohol abuse and dependence. It supports comprehensive R01-scale projects that integrate adolescent decision making and neurodevelopment with alcohol outcomes, positioning applicants to contribute mechanistic insights that can ultimately inform prevention and intervention strategies targeted to this sensitive developmental period.

FAQs: Alcohol, Decision Making, and Adolescent Brain Development (R01) (PA 09-097)

What is PA 09-097?

PA 09-097 is a National Institutes of Health (NIH) funding opportunity announcement for the Alcohol, Decision Making, and Adolescent Brain Development (R01). It was issued by the National Institute on Alcohol Abuse and Alcoholism (NIAAA).

What is the main purpose of this funding opportunity?

The opportunity supports research to better understand how adolescent decision-making processes relate to drinking behavior, and how the ongoing development of neural circuitry during adolescence may shape vulnerability to alcohol abuse and dependence.

Why does this announcement focus on adolescence?

It treats adolescence as a critical developmental window when patterns of alcohol use can begin to emerge and when brain systems involved in judgment, self-control, reward learning, and risk evaluation are still maturing.

What type of grant mechanism does PA 09-097 use?

PA 09-097 uses the NIH Research Project Grant (R01) mechanism, which is typically used for full-scale, hypothesis-driven research programs that may involve multi-year studies, larger samples, and comprehensive methods.

Is there a related or companion funding opportunity?

Yes. This R01 announcement runs in parallel with a companion FOA of the same scientific scope under the R21 mechanism (PA 09-096), which generally supports more preliminary or exploratory studies.

How do I decide whether to apply under the R01 (PA 09-097) versus the R21 companion (PA 09-096)?

Based on the FOA description, applicants with mature, well-developed research plans that require the breadth and duration of an R01 would target PA 09-097, while earlier-stage or more exploratory projects might fit the R21 companion announcement.

What kinds of research topics are encouraged?

The announcement emphasizes projects that connect adolescent decision making to alcohol-related outcomes and link behavioral processes to brain development. It encourages mechanistic work that clarifies why adolescents make alcohol-related choices and how developing neural circuitry may influence (or be influenced by) alcohol exposure.

What alcohol-related outcomes are specifically mentioned as examples?

Examples include initiation of drinking, escalation of use, binge patterns, risky choices made while drinking, and progression toward alcohol use disorder.

What aspects of brain development are highlighted in the announcement?

The FOA highlights the maturation of brain networks involved in reward sensitivity, impulse control, emotion regulation, and learning from consequences, with an emphasis on understanding how these developing systems relate to alcohol-related decision making.

Does the FOA only want studies showing that adolescents take risks?

No. A stated goal is not simply to document adolescent risk-taking, but to clarify the mechanisms that drive alcohol-related choices and how brain development may influence, or be influenced by, alcohol exposure.

Who is the sponsoring and issuing agency?

The sponsoring agency is the National Institutes of Health (NIH), and the issuing institute for this FOA is the National Institute on Alcohol Abuse and Alcoholism (NIAAA).

What is the funding type and instrument category for this opportunity?

The opportunity is described as discretionary funding, uses the grant instrument type, and falls under the health funding activity category.

What is the CFDA number associated with this program?

The CFDA listing associated with the program is 93.273 (Alcohol Research Programs).

Is cost sharing or matching required?

No. The FOA states there is no cost sharing or matching requirement, meaning applicants are not required to provide non-federal matching funds as a condition of award.

Is funding guaranteed if an application is submitted?

No. Funding is described as contingent on the availability of funds and the receipt of a sufficient number of high-quality, meritorious applications. Awards are competitive and depend on NIH budget conditions and peer review outcomes.

What organizations are eligible to apply?

Eligibility is broad and includes public and private institutions of higher education, public and state-controlled institutions of higher education, nonprofits with or without 501(c)(3) status (with typical NIH exclusions), for-profit organizations other than small businesses, and small businesses.

Are government entities eligible to apply?

Yes. Eligible government applicants include state governments, county governments, city or township governments, special district governments, independent school districts, and public housing authorities/Indian housing authorities.

Are Tribal entities and Tribal colleges included in eligibility?

Yes. Eligibility includes federally recognized Native American tribal governments, other tribal organizations, and Tribally Controlled Colleges and Universities (TCCUs).

Are minority-serving institutions and community organizations eligible?

Yes. The FOA explicitly includes Alaska Native and Native Hawaiian Serving Institutions, Hispanic Serving Institutions, Historically Black Colleges and Universities (HBCUs), faith-based or community-based organizations, and regional organizations among additional eligible applicants.

Can non-U.S. (foreign) organizations apply?

Yes. The eligibility language explicitly includes non-U.S. entities (foreign organizations).

Are U.S. territories or possessions eligible?

Yes. The eligibility section includes U.S. territories or possessions.

When was this opportunity posted, and is it still active?

The opportunity was posted on February 11, 2009. It lists an original closing date of May 7, 2012, and an archive date of June 7, 2012, indicating it is no longer active for new submissions under those dates.

Where was the full announcement published?

The full announcement was provided through the NIH Grants Guide.

Does the FOA provide any technical help contacts?

Yes. The FOA includes NIH Office of Extramural Research (OER) contact points for technical access or linking issues.

What is the overall research impact this FOA is trying to achieve?

PA 09-097 aims to advance understanding of why adolescents make alcohol-related choices, how those choices map onto developing brain systems, and how this knowledge can sharpen identification of risk pathways to alcohol abuse and dependence, potentially informing prevention and intervention strategies for this sensitive developmental period.

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