Opportunity Information: Apply for PA 16 074

  • The HHS-NIH11 in the education, health sector is offering a public funding opportunity titled "Behavioral and Integrative Treatment Development Program (R03)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.273, 93.279,.
  • This funding opportunity was created on Jan 08, 2016 and posted on Jan 08, 2016.
  • Applicants must submit their applications by Jan 07, 2019. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $50,000.00 in funding.
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For profit organizations other than small businesses, Small businesses, Others (see text field entitled Additional Information on Eligibility for clarification).
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Opportunity Summary:

The Behavioral and Integrative Treatment Development Program (R03) (Funding Opportunity Number PA-16-074) is a National Institutes of Health (NIH) discretionary grant opportunity (HHS-NIH11) designed to support small, focused research projects that can be finished within a two-year period. It uses the NIH R03 mechanism, which is typically meant for discrete, well-defined studies rather than large, multi-site trials or long programmatic lines of work. The overall goal is to move promising behavioral and integrated treatment ideas forward through early-stage development work, especially in areas where substance use, HIV risk, treatment adherence, and chronic pain intersect.

This opportunity is centered on developing and refining behavioral interventions and integrated interventions, meaning approaches that may combine behavioral strategies with pharmacological treatment components. NIH is looking for projects that directly target one or more of the following areas: substance abuse; prevention of HIV acquisition or transmission among individuals who are in drug abuse treatment; improving adherence to drug abuse treatment and to medications used for HIV and addiction; and chronic pain. In practical terms, the program is meant to help researchers build, test, and sharpen interventions that can later be evaluated in larger and more definitive trials, while also paying attention to how and why the intervention works.

A key emphasis of the FOA is Stage I treatment development research. Examples of responsive projects include Stage I intervention generation, where investigators design or assemble new intervention content, protocols, and delivery strategies grounded in theory, clinical insight, or prior evidence. It also includes Stage I pilot or feasibility studies that check whether an intervention is acceptable to participants, practical to deliver, and promising enough to justify more expensive next-step research. In both intervention generation and pilot/feasibility work, NIH highlights the importance of identifying and developing putative moderators, mediators, and mechanisms of change. That means applicants are encouraged to think beyond whether an intervention is feasible and begin specifying who it works best for (moderators), what intermediate processes it changes (mediators), and the underlying pathways responsible for improvement (change mechanisms). This focus is intended to strengthen the science early, so later trials can be more targeted, interpretable, and efficient.

The announcement also points to Stage I studies aimed at generating or refining drug abuse treatment approaches or adherence interventions, which can include improving engagement, retention, medication-taking behavior, and follow-through with treatment plans. Another highlighted direction is Stage I research that tries to boost intervention effects and increase implementability, including creative use of technology or other methods that make an intervention easier to deliver in real-world settings. Technology could include digital tools for skills practice, adherence supports, remote coaching, mobile assessments, telehealth delivery, or other scalable components, as long as the work remains aligned with early-stage development and testing.

From an eligibility standpoint, the FOA is broad and open to many organization types. Eligible applicants include state, county, and local governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; federally recognized Native American tribal governments; other Native American tribal organizations; public housing authorities/Indian housing authorities; nonprofits with or without 501(c)(3) status (other than institutions of higher education); for-profit organizations (other than small businesses); and small businesses, along with other applicants as allowed in the FOA’s additional eligibility language. The program is categorized under Education and Health and is associated with CFDA numbers 93.273 and 93.279.

In terms of timing and funding parameters provided in the source data, the FOA was posted on January 8, 2016, and lists a closing date of January 7, 2019 (both original and current closing dates match in the provided record). The listed award ceiling is $50,000, reflecting the small-grant nature of the R03 mechanism and reinforcing that NIH is looking for tightly scoped studies with clear aims that can be completed quickly. While the record includes an "ExpectedAwards" field, the number is not specified in the provided data, so applicants would typically look to NIH guidance or the full announcement for any additional context on anticipated volume.

Overall, this opportunity is best viewed as support for the early steps of intervention science in substance use, HIV-related risk and treatment contexts, adherence, and chronic pain. Strong applications will usually propose a compact, realistic set of aims, show a clear line from the intervention concept to measurable targets, and include an explicit plan for examining early signals of efficacy alongside feasibility and acceptability, while also laying groundwork for understanding mechanisms and tailoring future versions of the intervention.

Frequently Asked Questions (FAQs)

What is the Behavioral and Integrative Treatment Development Program (R03) (PA-16-074)?

PA-16-074 is a National Institutes of Health (NIH) discretionary funding opportunity that uses the NIH R03 small grant mechanism. It is designed to support small, focused research projects that can be completed within a two-year period, with an emphasis on early-stage development and refinement of behavioral and integrated treatment approaches.

What is the main goal of this funding opportunity?

The goal is to move promising behavioral and integrated treatment ideas forward through early-stage treatment development research, especially where substance use, HIV risk, treatment adherence, and chronic pain intersect. The program is intended to help investigators develop, test, and sharpen interventions so they are ready for later evaluation in larger, more definitive trials.

What does NIH mean by "behavioral" and "integrated" interventions in this FOA?

Behavioral interventions refer to approaches that use behavioral strategies to change outcomes (for example, engagement, adherence, risk behaviors, or coping). Integrated interventions, as described here, may combine behavioral strategies with pharmacological treatment components. The FOA emphasizes development and refinement work for both types of approaches.

What topic areas does this R03 opportunity directly target?

Projects should directly target one or more of the following areas: substance abuse; prevention of HIV acquisition or transmission among individuals in drug abuse treatment; improving adherence to drug abuse treatment and to medications used for HIV and addiction; and chronic pain.

What kinds of studies are a good fit for the NIH R03 mechanism?

The R03 mechanism is typically meant for discrete, well-defined studies rather than large, multi-site trials or long programmatic lines of work. For this FOA, that generally means compact projects with clear, realistic aims that can be completed within two years.

How long can an R03 project last under this program?

This opportunity is designed for projects that can be finished within a two-year period.

What is the maximum award amount listed for this opportunity?

The listed award ceiling is $50,000, reflecting the small-grant nature of the R03 mechanism and reinforcing the expectation of a tightly scoped study.

What stage of research does this FOA emphasize?

A key emphasis is Stage I treatment development research. This includes early work to generate, refine, and preliminarily test interventions before moving to larger and more definitive trials.

What is "Stage I intervention generation" in the context of this FOA?

Stage I intervention generation refers to designing or assembling new intervention content, protocols, and delivery strategies. The FOA notes that this work should be grounded in theory, clinical insight, or prior evidence.

What is meant by Stage I pilot or feasibility studies here?

Stage I pilot or feasibility studies are early tests that examine whether an intervention is acceptable to participants, practical to deliver, and promising enough to justify more expensive next-step research.

Does NIH expect projects to look at more than just feasibility and acceptability?

Yes. NIH highlights the importance of identifying and developing putative moderators, mediators, and mechanisms of change. Applicants are encouraged to start specifying who the intervention works best for (moderators), what intermediate processes it changes (mediators), and the pathways responsible for improvement (mechanisms of change).

What are moderators, mediators, and mechanisms of change (as described in the FOA summary)?

Moderators refer to factors that help indicate who an intervention works best for. Mediators are intermediate processes the intervention changes on the way to improving outcomes. Mechanisms of change are the underlying pathways responsible for improvement. The FOA encourages applicants to develop these elements early to strengthen later trials.

Does this FOA support research focused on drug abuse treatment and adherence interventions?

Yes. The FOA points to Stage I studies aimed at generating or refining drug abuse treatment approaches or adherence interventions, including work to improve engagement, retention, medication-taking behavior, and follow-through with treatment plans.

Is technology allowed or encouraged in proposed interventions?

Yes. The FOA highlights Stage I research that aims to boost intervention effects and increase implementability, including creative use of technology or other methods that make an intervention easier to deliver in real-world settings.

What are examples of technology components that could fit within this FOA?

The FOA summary describes possible technology uses such as digital tools for skills practice, adherence supports, remote coaching, mobile assessments, telehealth delivery, or other scalable components, as long as the work stays aligned with early-stage development and testing.

What does the FOA mean by improving "implementability"?

In this context, implementability refers to making an intervention easier to deliver in real-world settings. The FOA highlights approaches (including technology) that can improve how practical and scalable an intervention is while it is being developed and refined in Stage I research.

Who is eligible to apply?

Eligibility is broad. Eligible applicants include state, county, and local governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; federally recognized Native American tribal governments; other Native American tribal organizations; public housing authorities/Indian housing authorities; nonprofits with or without 501(c)(3) status (other than institutions of higher education); for-profit organizations (other than small businesses); and small businesses, along with other applicants as allowed in the FOA's additional eligibility language.

Is this opportunity limited to universities and academic medical centers?

No. The eligibility language provided is broad and includes many organization types beyond higher education institutions, including governments, tribal entities, nonprofits, for-profits (other than small businesses), and small businesses.

Is this grant categorized under a specific area?

Yes. The program is categorized under Education and Health in the provided information.

What CFDA numbers are associated with this opportunity?

The opportunity is associated with CFDA numbers 93.273 and 93.279.

When was this funding opportunity posted?

The FOA was posted on January 8, 2016.

What is the closing date listed for this FOA in the provided record?

The provided record lists a closing date of January 7, 2019 (and indicates the original and current closing dates match in that record).

How many awards does NIH expect to make under this opportunity?

The provided source data includes an "ExpectedAwards" field, but the number is not specified in the information provided. Applicants would typically consult NIH guidance or the full announcement for additional context on anticipated award volume.

What makes an application competitive based on the provided description?

Based on the description provided, strong applications will usually propose a compact and realistic set of aims; show a clear line from the intervention concept to measurable targets; include a plan for examining early signals of efficacy alongside feasibility and acceptability; and lay groundwork for understanding mechanisms and for tailoring future versions of the intervention.

Is this opportunity intended to support large multi-site trials?

No. The NIH R03 mechanism is described as typically meant for discrete, well-defined studies rather than large, multi-site trials or long programmatic lines of work.

What is the larger research path NIH seems to be encouraging with this FOA?

The FOA supports early intervention science steps: generating and refining interventions, testing feasibility and acceptability, and identifying mediators/moderators/mechanisms so that later studies can be more targeted, interpretable, and efficient in larger and more definitive trials.

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