Opportunity Information: Apply for DE FOA 0000261
Apply for DE FOA 0000261
- The National Energy Technology Laboratory in the science and technology and other research and development sector is offering a public funding opportunity titled "Coal Utilization Science Advanced Research for Fossil Energy Power Systems" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.089 Fossil Energy Research and Development.
- This funding opportunity was created on Apr 19, 2010 and posted on Apr 19, 2010.
- Applicants must submit their applications by May 24, 2010. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $5,600,000.00 to eligible and selected applicants.
- The number of recipients for this funding is limited to 6 candidate(s).
- Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
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Opportunity Summary:
The Department of Energy (DOE), through its National Energy Technology Laboratory (NETL), released this Funding Opportunity Announcement (FOA) to fund competitive research projects under its Advanced Research Program focused on Coal Utilization Science for fossil energy power systems. The overall purpose is to push forward the technologies needed for cleaner and more efficient electric power generation, especially next-generation coal-based systems aiming for very high efficiency and near-zero emissions. A central theme throughout the opportunity is reliability: as coal-based power plants (both today s fleet and newer high-performance designs) operate under demanding conditions, unplanned downtime and component failures become expensive and can undermine performance goals. NETL is looking for R and D that improves how plants monitor equipment health, predict failures, and plan maintenance so operators can reduce forced outages, shorten planned outages, extend component life, and potentially improve heat rate and environmental performance by keeping major systems operating in their optimal ranges.
A key motivation in the FOA is that emerging advanced fossil power systems often must run closer to design limits and within tighter operating margins to deliver efficiency and emissions targets. That can make them less forgiving than traditional coal plants, which is why NETL emphasizes advanced condition monitoring networks that combine sensors, data-driven and physics-based models, and smarter control strategies. NETL wants technologies that can function in harsh industrial environments and can be integrated into plant-wide asset management approaches. The agency highlights that better monitoring can enable more proactive maintenance (preventative or just-in-time), better outage planning, fewer catastrophic failures, and improved operational decisions. While emerging systems are a priority, NETL also values ideas that can deliver near-term benefits to the existing coal fleet.
The FOA is organized into four distinct topic areas, and applicants are required to choose only one topic per application (though an applicant may submit multiple applications to different topics, and teams are allowed). Across the topics, NETL is looking for novel approaches in model development and validation, sensor materials, wireless and self-powered sensing, and methods that directly measure or infer equipment condition, material degradation, and process variables that indicate component or system health. NETL also notes that these topic areas can be viewed as building blocks that, when integrated, could support a unit-specific condition monitoring network with heterogeneous sensors and prognostic algorithms that recommend preventative actions.
Topic Area A focuses on developing prognostic remaining-life and predictive maintenance models for specific plant units or systems in advanced fossil power facilities. The problem NETL is trying to solve here is that operators may run expensive advanced plants conservatively to avoid damage, but conservative operation can reduce efficiency and environmental performance. By using remaining-life models and prediction tools, operators could run closer to design tolerances with more confidence. NETL encourages first-principles (physics-based) modeling, but also values approaches that incorporate online operating data for validation and improvement, including learning or neural-based algorithms that help estimate time to failure. Applicants are expected to narrow the scope to a particular unit or system so the work is achievable within a reasonable schedule. A notable condition in this area is DOE s intent to limit recipients ability to copyright software if DOE determines that software is essential to its effort to develop publicly available modeling tools.
Topic Area B targets model-based sensor placement for condition monitoring, aiming to move beyond the common practice of placing sensors only where it is convenient to install them. NETL wants models and simulations that can identify optimal sensor locations, sensor types, and even the minimum or optimal number of sensors needed to monitor a given component or system, considering geometry, size, complexity, and operating conditions. The deliverable emphasis is on a virtual demonstration showing that the method can determine optimized sensor placement and sensor selection for a particular component or system. NETL also mentions hybrid sensor architectures, including the ability to measure multiple parameters at one point (pressure, temperature, wear, etc.) and to maintain robustness if some sensors are damaged or lost in operation. As with Topic A, DOE signals it may restrict copyright on software deemed essential for publicly available modeling efforts.
Topic Area C is centered on the development of novel sensors for online condition monitoring, specifically integrated devices that are self-powered and networked. NETL is looking for sensors and systems that combine harsh-environment sensing, wireless communications, and energy harvesting (for example, using waste heat or vibration commonly available in power plants). Example measurement targets include temperature, corrosion, vibration, proximity for rotating equipment, and stress/strain, and proposals may include multi-parameter sensing in a single device. A strict requirement here is that the sensing element must survive and operate reliably in harsh conditions, and NETL states that sensors that cannot operate within a reasonable 500 C to 1300 C range will not be considered. Wireless approaches are expected to reflect industrial realities, including secure and reliable communications and preference for recognized standards and protocols. Applicants are also expected to explain why the sensor is valuable to the condition monitoring network for the chosen unit or system, with examples like turbine tip-clearance sensing or online boiler tube corrosion monitoring.
Topic Area D seeks transformational approaches for monitoring refractory liners in coal gasifiers and coatings in turbines, both of which are critical to advanced system reliability and are difficult to assess during operation. For gasifiers, NETL describes extreme operating environments (roughly 1200 C to 1400 C, excursions up to 1600 C, and pressures up to 1000 psi) where refractory liners protect the vessel from erosive, corrosive slagging conditions. Refractory degradation drives expensive maintenance and lost production, so NETL wants methods to monitor refractory integrity online and to estimate remaining life without forcing shutdowns or causing process upsets. Priority is given to techniques that can assess the innermost, exposed refractory layer and that minimize the number of access points into the gasifier. Detecting cracking and spallation early, before hot spots cause serious damage, is described as an ideal capability. For turbines, NETL is interested in monitoring degradation of protective coatings such as thermal barrier coatings on first-stage blades, where temperatures can reach around 1400 C and conditions are especially harsh. The most desirable turbine solution is non-contact, two-dimensional mapping of coating condition over the surface, in a way that does not damage or alter the coating.
From an administrative and funding standpoint, the opportunity (Funding Opportunity Number DE-FOA-0000261) was issued as a discretionary science and technology R and D program using cooperative agreements, with an estimated total funding level of about $5.6 million and an expectation of roughly 6 awards. It falls under CFDA 81.089 (Fossil Energy Research and Development) and includes a cost-sharing requirement. Eligibility is listed as unrestricted (open to any type of entity, subject to any clarifications in the full announcement). The FOA was posted April 19, 2010, with an application due date of May 24, 2010, and it was later archived July 24, 2010. A named NETL contact for access issues is Maureen B. Davison (Contract Specialist), with phone and email provided in the announcement.
Frequently Asked Questions (FAQs)
What is this funding opportunity?
This is a U.S. Department of Energy (DOE) Funding Opportunity Announcement (FOA) released through the National Energy Technology Laboratory (NETL) to support competitive research projects under the Advanced Research Program focused on Coal Utilization Science for fossil energy power systems.
What is the main purpose of the FOA?
The FOA aims to advance technologies for cleaner and more efficient electric power generation, with a strong emphasis on next-generation coal-based systems targeting very high efficiency and near-zero emissions. A central theme across the opportunity is improving reliability by reducing unplanned downtime, preventing component failures, and improving outage planning and maintenance.
Why does NETL emphasize reliability and condition monitoring?
NETL highlights that advanced fossil power systems may operate closer to design limits and within tighter operating margins to meet efficiency and emissions goals. That can make them less forgiving than traditional plants. Improved condition monitoring, prognostics, and predictive maintenance can help operators run closer to optimal conditions with more confidence while reducing forced outages, shortening planned outages, and extending component life.
What kinds of research and development (R&D) does NETL want to fund?
NETL is looking for R&D that improves how plants monitor equipment health, predict failures, and plan maintenance. Examples mentioned include novel approaches in model development and validation, sensor materials, wireless and self-powered sensing, and methods to directly measure or infer equipment condition, material degradation, and process variables that indicate component or system health.
Does this FOA focus only on new advanced systems, or can it help existing coal plants too?
While emerging advanced fossil power systems are a priority, NETL also states that it values ideas that can deliver near-term benefits to the existing coal fleet.
How is the FOA structured?
The FOA is organized into four topic areas (A through D). Each application must address only one topic area, but an applicant may submit multiple applications to different topics. Team applications are allowed.
What is Topic Area A about?
Topic Area A focuses on developing prognostic remaining-life and predictive maintenance models for specific plant units or systems in advanced fossil power facilities. The goal is to enable operators to run closer to design tolerances without resorting to overly conservative operation that can reduce efficiency and environmental performance.
What modeling approaches are encouraged under Topic Area A?
NETL encourages first-principles (physics-based) modeling and also values approaches that use online operating data for validation and improvement. The FOA also mentions learning or neural-based algorithms for estimating time to failure.
Do applicants need to narrow the scope in Topic Area A?
Yes. Applicants are expected to narrow the scope to a particular unit or system so the work is achievable within a reasonable schedule.
Is there any special intellectual property condition mentioned for Topic Area A?
Yes. DOE states an intent to limit a recipient's ability to copyright software if DOE determines that the software is essential to its effort to develop publicly available modeling tools.
What is Topic Area B about?
Topic Area B targets model-based sensor placement for condition monitoring. The goal is to move beyond placing sensors only where installation is convenient by using models and simulations to identify optimal sensor locations, sensor types, and the minimum or optimal number of sensors needed for a component or system.
What is the key deliverable emphasis in Topic Area B?
The FOA emphasizes a virtual demonstration showing that the proposed method can determine optimized sensor placement and sensor selection for a particular component or system.
Does Topic Area B mention robustness or hybrid sensor architectures?
Yes. NETL mentions hybrid sensor architectures, including measuring multiple parameters at one point (such as pressure, temperature, and wear) and maintaining robustness even if some sensors are damaged or lost during operation.
Is there any special intellectual property condition mentioned for Topic Area B?
Yes. Similar to Topic Area A, DOE indicates it may restrict copyright on software it deems essential for publicly available modeling efforts.
What is Topic Area C about?
Topic Area C is centered on developing novel sensors for online condition monitoring, specifically integrated devices that are self-powered and networked. NETL is interested in sensors that combine harsh-environment sensing, wireless communications, and energy harvesting (for example, harvesting waste heat or vibration).
What types of measurements are examples for Topic Area C?
Example measurement targets listed include temperature, corrosion, vibration, proximity for rotating equipment, and stress/strain. The FOA also notes that multi-parameter sensing in a single device may be proposed.
Is there a temperature survivability requirement for Topic Area C sensors?
Yes. NETL states that sensors that cannot operate within a reasonable 500 C to 1300 C range will not be considered. The FOA also stresses that the sensing element must survive and operate reliably in harsh conditions.
What does the FOA say about wireless communications in Topic Area C?
Wireless approaches are expected to reflect industrial realities, including secure and reliable communications, with a preference for recognized standards and protocols.
Do Topic Area C proposals need to explain how the sensor fits into a condition monitoring network?
Yes. Applicants are expected to explain why the sensor is valuable to the condition monitoring network for the chosen unit or system. Examples mentioned include turbine tip-clearance sensing and online boiler tube corrosion monitoring.
What is Topic Area D about?
Topic Area D seeks transformational approaches for monitoring refractory liners in coal gasifiers and coatings in turbines. Both are described as critical to advanced system reliability and difficult to assess during operation.
What operating conditions are described for coal gasifier refractory liners in Topic Area D?
NETL describes extreme gasifier environments of roughly 1200 C to 1400 C, excursions up to 1600 C, and pressures up to 1000 psi. Refractory liners protect the vessel from erosive, corrosive slagging conditions, and their degradation can drive expensive maintenance and lost production.
What capabilities are prioritized for gasifier refractory monitoring in Topic Area D?
Priority is given to techniques that can assess the innermost, exposed refractory layer, minimize the number of access points into the gasifier, and estimate remaining life online without forcing shutdowns or causing process upsets. Detecting cracking and spallation early (before hot spots cause serious damage) is described as an ideal capability.
What turbine-related monitoring does Topic Area D focus on?
NETL is interested in monitoring degradation of protective coatings such as thermal barrier coatings on first-stage turbine blades, where temperatures can reach around 1400 C and conditions are especially harsh.
What is the most desirable turbine monitoring solution described in Topic Area D?
The FOA describes the most desirable turbine solution as non-contact, two-dimensional mapping of coating condition over the surface in a way that does not damage or alter the coating.
What type of funding instrument will DOE use?
The FOA is issued as a discretionary science and technology R&D program using cooperative agreements.
How much funding is expected, and how many awards?
The FOA lists an estimated total funding level of about $5.6 million, with an expectation of roughly 6 awards.
Is cost sharing required?
Yes. The FOA includes a cost-sharing requirement.
Who is eligible to apply?
Eligibility is listed as unrestricted (open to any type of entity), subject to any clarifications in the full announcement.
What is the Funding Opportunity Number and CFDA number?
The Funding Opportunity Number is DE-FOA-0000261. The program is listed under CFDA 81.089 (Fossil Energy Research and Development).
What were the key dates for this FOA?
The FOA was posted on April 19, 2010. Applications were due May 24, 2010. The announcement was later archived on July 24, 2010.
Who is the NETL contact listed for access issues?
The FOA lists Maureen B. Davison (Contract Specialist) as the named NETL contact for access issues, with phone and email provided in the announcement.
Can the topic areas be combined into a larger system concept?
Yes. NETL notes that the topic areas can be viewed as building blocks that, when integrated, could support a unit-specific condition monitoring network with heterogeneous sensors and prognostic algorithms that recommend preventative actions.
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