Opportunity Information: Apply for DHS 11 ST 108 001

  • The Office of Procurement Operations Grants Division in the science and technology and other research and development sector is offering a public funding opportunity titled "Cross Discipline Research in Biometrics Science Technology" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 97.108 Homeland Security, Research, Testing, Evaluation, and Demonstration of Technologies.
  • This funding opportunity was created on Jan 13, 2011 and posted on Jan 13, 2011.
  • Applicants must submit their applications by Mar 14, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $500,000.00 in funding.
  • The number of recipients for this funding is limited to 4 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification) Public and State controlled institutions of higher education Private institutions of higher education.
  • Eligible applicants for this funding opportunity are accredited institutions of higher education, both foreign and domestic, having the ability and capacity to conduct and facilitate substantial cross discipline biometrics research. Substantial participation must be shown by two or more scientific disciplines. A single domestic accredited institution of higher education must be identified as the lead and the entity for proposal submission and subsequent discussions. DHS Centers of Excellence (COEs) are eligible to apply for new research efforts under this funding opportunity. They may not apply for research efforts already being funded.
Apply for DHS 11 ST 108 001

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Opportunity Summary:

The Cross Discipline Research in Biometrics Science and Technology grant opportunity (Funding Opportunity Number DHS-11-ST-108-001) is a Department of Homeland Security (DHS) Science and Technology (S&T) Directorate solicitation aimed at pushing biometric research beyond its traditional information-technology roots. DHS is looking for research projects that improve how biometric systems perform in real operational settings or expand how biometrics can be applied across DHS missions. In this context, biometrics refers to automated methods for recognizing individuals using distinctive physical traits (such as face, fingerprint, iris, or voice characteristics) and/or behavioral traits (such as gait or other patterns of action). The central theme of the program is that meaningful advances are more likely when biometric work is approached as a cross-discipline problem rather than as a purely computing or algorithmic challenge.

A defining requirement of the solicitation is substantial collaboration across at least two scientific disciplines, with the expectation that teams bring genuinely different perspectives to the same biometric problem. DHS is explicitly encouraging proposals that combine fields like computer science, engineering, psychology and human factors, statistics, sociology, law and policy, forensic science, cognitive science, or other relevant disciplines where a partnership could remove real barriers to adoption or reliability. The research is expected to align with DHS S&T mission needs and to support operational improvements for DHS component agencies, which implies a focus on measurable performance, practical deployment constraints, and defensible outcomes.

The solicitation highlights several example research directions. One area is basic research on the role of human identity in security, which can involve studying what identity means in high-stakes settings, how identity is established and verified, and how identity management concepts influence security decisions and system design. Another priority is the acceptability and usability of biometrics in DHS applications, emphasizing that even highly accurate systems can fail if they are difficult to use, slow down operations, are perceived as unfair or intrusive, or create compliance and trust issues among the public or operators. A third area is the forensic proof of automated biometric systems, which points to strengthening the scientific and evidentiary basis for biometric conclusions, including how system outputs can be explained, validated, audited, and defended in investigative or legal contexts. A fourth area is the acquisition of useful biometric samples independent of the environment, meaning research that makes biometric capture more robust when conditions are not ideal, such as variable lighting, motion, weather, noise, sensor limitations, or other real-world factors that degrade sample quality.

From an administrative standpoint, this is a discretionary funding opportunity offered under either a cooperative agreement or a grant, classified under Science and Technology and other Research and Development, with CFDA 97.108 (Homeland Security research, testing, evaluation, and demonstration of technologies). DHS anticipated making around four awards, with an award ceiling of $500,000. There is no cost-sharing or matching requirement, which reduces financial barriers for applicants and typically signals that DHS wants investigators to focus resources on the research program itself rather than on assembling matching funds.

Eligibility is limited to accredited institutions of higher education, domestic or foreign, that can demonstrate the capability to conduct and coordinate substantial cross-discipline biometrics research. Even if multiple institutions participate, the solicitation requires that one domestic accredited institution of higher education serve as the lead organization responsible for submitting the proposal and serving as the primary point of contact during review and award discussions. DHS Centers of Excellence are allowed to apply, but only for new research efforts; they cannot use this opportunity to seek funding for work that is already being funded.

The opportunity was posted on January 13, 2011, with a closing date of March 14, 2011, and an archive date of April 13, 2011. The awarding organization is DHS Office of Procurement Operations, Grants Division. For assistance obtaining or accessing the full announcement, the listed contact is Grants Officer Joan Keiser at 202-447-5603.

Frequently Asked Questions (FAQs)

What is the name of this grant opportunity?

The opportunity is called Cross Discipline Research in Biometrics Science and Technology.

What is the Funding Opportunity Number (FON)?

The Funding Opportunity Number is DHS-11-ST-108-001.

Which federal agency is offering this opportunity?

This solicitation is offered by the U.S. Department of Homeland Security (DHS), specifically the Science and Technology (S&T) Directorate.

What is DHS trying to accomplish with this program?

DHS is seeking research that pushes biometrics beyond its traditional information-technology roots by improving biometric system performance in real operational settings and/or expanding how biometrics can be applied across DHS missions. The program emphasizes that major advances are more likely when biometrics is treated as a cross-discipline challenge rather than only a computing or algorithm problem.

How does this solicitation define biometrics?

In this context, biometrics refers to automated methods for recognizing individuals using distinctive physical traits (for example: face, fingerprint, iris, or voice characteristics) and/or behavioral traits (for example: gait or other patterns of action).

Is cross-discipline collaboration required?

Yes. A defining requirement is substantial collaboration across at least two scientific disciplines, with teams expected to bring genuinely different perspectives to the same biometric problem.

What kinds of disciplines does DHS encourage teams to combine?

DHS explicitly encourages combinations such as computer science, engineering, psychology and human factors, statistics, sociology, law and policy, forensic science, cognitive science, and other relevant disciplines where partnering could remove real barriers to adoption or reliability.

Does the research need to align with DHS operational needs?

Yes. The research is expected to align with DHS S&T mission needs and support operational improvements for DHS component agencies, implying a focus on measurable performance, practical deployment constraints, and defensible outcomes.

What are example research topics mentioned in the solicitation?

The solicitation highlights several example directions, including:

  • Basic research on the role of human identity in security (for example, what identity means in high-stakes settings, how identity is established and verified, and how identity management concepts influence security decisions and system design).
  • Acceptability and usability of biometrics in DHS applications (addressing issues such as operational slowdowns, difficulty of use, perceptions of fairness or intrusiveness, and public/operator trust and compliance).
  • Forensic proof of automated biometric systems (strengthening the scientific and evidentiary basis for biometric conclusions, including explainability, validation, auditing, and defensibility in investigative or legal contexts).
  • Acquisition of useful biometric samples independent of the environment (making capture more robust under non-ideal conditions such as variable lighting, motion, weather, noise, sensor limitations, and other factors that degrade sample quality).

What type of funding instrument will DHS use?

This is a discretionary funding opportunity offered under either a cooperative agreement or a grant.

What is the program classification or category?

The opportunity is classified under Science and Technology and other Research and Development.

What is the CFDA number associated with this opportunity?

The CFDA is 97.108 (Homeland Security research, testing, evaluation, and demonstration of technologies).

How many awards did DHS anticipate making?

DHS anticipated making around four awards.

What is the maximum award amount?

The award ceiling is $500,000.

Is there a cost-sharing or matching requirement?

No. The solicitation states there is no cost-sharing or matching requirement.

Who is eligible to apply?

Eligibility is limited to accredited institutions of higher education, domestic or foreign, that can demonstrate the capability to conduct and coordinate substantial cross-discipline biometrics research.

If multiple institutions collaborate, does one organization have to be the lead?

Yes. Even if multiple institutions participate, the solicitation requires that one domestic accredited institution of higher education serve as the lead organization responsible for submitting the proposal and acting as the primary point of contact during review and award discussions.

Can DHS Centers of Excellence apply?

Yes, DHS Centers of Excellence are allowed to apply, but only for new research efforts. They cannot use this opportunity to seek funding for work that is already being funded.

When was the opportunity posted?

The opportunity was posted on January 13, 2011.

What was the closing date for applications?

The closing date was March 14, 2011.

When was the opportunity archived?

The archive date was April 13, 2011.

Which DHS office is listed as the awarding organization?

The awarding organization is the DHS Office of Procurement Operations, Grants Division.

Who is the contact for help obtaining or accessing the full announcement?

The listed contact is Grants Officer Joan Keiser at 202-447-5603.

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