Opportunity Information: Apply for W911NF 13 R 0004

  • The Dept of the Army Materiel Command in the science and technology and other research and development sector is offering a public funding opportunity titled "Cyber Security (CS) Collaborative Research Alliance (CRA) Program Announcement (PA)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.630 Basic, Applied, and Advanced Research in Science and Engineering.
  • This funding opportunity was created on Jul 10, 2013 and posted on Mar 14, 2013.
  • Applicants must submit their applications by Jul 19, 2013. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $80,700,000.00 in funding.
  • Eligible applicants include: Private institutions of higher education Public and State controlled institutions of higher education Small businesses Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education For profit organizations other than small businesses Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education.
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Opportunity Summary:

The Cyber Security (CS) Collaborative Research Alliance (CRA) Program Announcement (PA), Funding Opportunity Number W911NF-13-R-0004, is a U.S. Army Research Laboratory (ARL) initiative released through the U.S. Army Contracting Command, Aberdeen Proving Ground (RTP Division). The opportunity is framed around a central Army need: cyber attacks against military networks are becoming more frequent and more sophisticated at the same time the Army is relying more heavily on networked and cyber-enabled systems to carry out its mission. In response, ARL is expanding its broader enterprise approach to cyber security by creating a new extramural collaborative venture designed to push forward the basic science underlying cyber security for Army-relevant networks and operational environments.

At its core, this CRA is about strengthening the theoretical foundations of "cyber science" rather than simply building point solutions or near-term tools. ARL is looking for research that leads to fundamental laws, theories, and models that are both theoretically grounded and empirically validated, and that can generalize across many Army domains, applications, and settings. A defining feature of the CRA concept is the expectation of deep, ongoing collaboration among academia, industry, and government researchers, organized as an integrated team rather than isolated projects. ARL emphasizes that meaningful progress on these problems requires multidisciplinary and transdisciplinary work, including rigorous treatment of the human element that shapes cyber behavior and outcomes.

The technical scope is organized into three interrelated Research Areas plus one cross-cutting research issue that must be studied alongside the technical areas. The three Research Areas are: (1) Risk, focusing on understanding, characterizing, and modeling cyber risk in Army contexts; (2) Detection, addressing the ability to identify malicious activity, anomalies, and threats in contested network environments; and (3) Agility, centered on the capacity of systems and defenders to adapt rapidly in the face of changing threats, missions, and operating conditions. In addition to these, the Cross Cutting Research Issue is Psychosocial Effects, which explicitly brings in human factors such as attacker and defender behavior, decision-making, user interactions, and the broader social and psychological dynamics that influence cyber operations. ARL indicates that advancing theory in the three technical research areas requires treating psychosocial effects as integral, not optional, and studying them within the constraints and realities of Army networks.

The funding instrument anticipated is a cooperative agreement under 31 U.S.C. 6305, which signals substantial involvement by the government during execution compared to a standard grant. ARL expects to make an award to a single Consortium that may include academic institutions, industry, and nonprofit organizations. The consortium must be led by an academic institution that takes responsibility for driving a focused basic research program and keeping the overall effort cohesive and well integrated. While the consortium is expected to include sufficient partners to cover expertise across Risk, Detection, Agility, and the psychosocial cross-cutting work, ARL also cautions that the team should not become so large that it loses focus or integration. An explicit program goal is that "covered educational institutions," including Historically Black Colleges and Universities (HBCUs) and other Minority Serving Institutions (MSIs), receive 5 percent of the annual cooperative agreement funding.

The application and selection process is two-stage. First, offerors submit whitepapers, which are used to identify the most promising concepts and teams. Only those invited after the whitepaper stage submit full proposals. For this announcement, whitepapers were due April 26, 2013, and full proposals from invited offerors were due July 19, 2013, with an award expected around September 2013. The Army anticipated supporting the CRA for five years, with an option to extend for an additional five years, contingent on the availability of funds and program performance.

From a funding and eligibility standpoint, the opportunity is categorized as discretionary and supports science and technology and other research and development activities under CFDA 12.630 (Basic, Applied, and Advanced Research in Science and Engineering). There is no cost sharing or matching requirement listed. The posted funding range indicates a large, multi-year program scale, with an award floor of $15.6 million and an award ceiling of $80.7 million, reflecting the expectation of a major, long-term collaborative research enterprise rather than a small set of independent awards. Eligible applicants include a broad mix of organization types, including public and private institutions of higher education, small businesses, for-profit entities (including those other than small businesses), and nonprofits (including 501(c)(3) and certain non-501(c)(3) organizations).

Administrative details identify the sponsoring agency as the Department of the Army, Materiel Command, with contracting handled through ACC-APG RTP. The contracting office address is ACC APG RTP, ATTN: AMSSB-ACR, Research Triangle Park Division, P.O. Box 1221, Research Triangle Park, NC 27709-2211. The point of contact listed is William A. Creech (phone 919-549-4212). The full program announcement was referenced as available through ARL's CRA cyber site (www.arl.army.mil/cracyber).

Frequently Asked Questions (FAQs)

What is the Cyber Security (CS) Collaborative Research Alliance (CRA) Program Announcement?

The Cyber Security (CS) Collaborative Research Alliance (CRA) Program Announcement (PA) is a U.S. Army Research Laboratory (ARL) initiative released through the U.S. Army Contracting Command, Aberdeen Proving Ground (RTP Division). It is identified by Funding Opportunity Number W911NF-13-R-0004.

What Army need is driving this opportunity?

The opportunity is driven by the Army need to address cyber attacks against military networks that are becoming both more frequent and more sophisticated, while the Army is relying more heavily on networked and cyber-enabled systems to carry out its mission.

Is this program focused on near-term tools or basic research?

This CRA is focused on strengthening the theoretical foundations of cyber science. ARL is seeking research that develops fundamental laws, theories, and models that are theoretically grounded, empirically validated, and generalizable across many Army domains and operational settings, rather than point solutions or near-term tools.

What type of research outcomes is ARL looking for?

ARL is looking for outcomes such as fundamental laws, theories, and models for cyber security that are empirically validated and can generalize across multiple Army-relevant domains, applications, and environments.

What makes the CRA approach different from isolated research projects?

A defining feature is the expectation of deep, ongoing collaboration among academia, industry, and government researchers. The work is expected to be organized as an integrated team rather than a collection of disconnected projects.

What research areas are included in the technical scope?

The technical scope includes three interrelated Research Areas: (1) Risk, (2) Detection, and (3) Agility.

What is the Risk research area about?

Risk focuses on understanding, characterizing, and modeling cyber risk in Army contexts.

What is the Detection research area about?

Detection addresses the ability to identify malicious activity, anomalies, and threats in contested network environments.

What is the Agility research area about?

Agility centers on the capacity of systems and defenders to adapt rapidly in response to changing threats, missions, and operating conditions.

What is the cross-cutting research issue, and why does it matter?

The cross-cutting research issue is Psychosocial Effects. It brings in human factors such as attacker and defender behavior, decision-making, user interactions, and broader social and psychological dynamics influencing cyber operations. ARL indicates psychosocial effects are integral to advancing theory in Risk, Detection, and Agility and should be studied alongside the technical areas within the constraints and realities of Army networks.

What funding instrument is anticipated for this opportunity?

The anticipated funding instrument is a cooperative agreement under 31 U.S.C. 6305.

What does a cooperative agreement imply about government involvement?

The announcement indicates that a cooperative agreement signals substantial involvement by the government during execution compared to a standard grant.

How many awards does ARL expect to make?

ARL expects to make an award to a single Consortium.

Who is expected to lead the Consortium?

The Consortium must be led by an academic institution, which is responsible for driving a focused basic research program and keeping the overall effort cohesive and well integrated.

What types of organizations may be included in the Consortium?

The Consortium may include academic institutions, industry, and nonprofit organizations.

Does the announcement say anything about Consortium size?

Yes. While the Consortium is expected to include sufficient partners to cover expertise across Risk, Detection, Agility, and the psychosocial cross-cutting work, ARL cautions that the team should not become so large that it loses focus or integration.

Is there any stated goal regarding HBCU/MSI participation or funding?

Yes. An explicit program goal is that covered educational institutions, including Historically Black Colleges and Universities (HBCUs) and other Minority Serving Institutions (MSIs), receive 5 percent of the annual cooperative agreement funding.

What is the application process for this program?

The application and selection process is two-stage: (1) submission of whitepapers, which are used to identify the most promising concepts and teams, and (2) submission of full proposals only by those invited after the whitepaper stage.

What were the due dates listed for whitepapers and full proposals?

For this announcement, whitepapers were due April 26, 2013. Full proposals from invited offerors were due July 19, 2013.

When was an award expected to be made?

An award was expected around September 2013.

How long did the Army anticipate supporting the CRA?

The Army anticipated supporting the CRA for five years, with an option to extend for an additional five years, contingent on availability of funds and program performance.

What CFDA program is associated with this opportunity?

This opportunity is associated with CFDA 12.630 (Basic, Applied, and Advanced Research in Science and Engineering).

What type of opportunity is this categorized as?

The opportunity is categorized as discretionary and supports science and technology and other research and development activities.

Is cost sharing or matching required?

No cost sharing or matching requirement is listed in the provided information.

What is the funding range for the award?

The posted funding range indicates an award floor of $15.6 million and an award ceiling of $80.7 million, reflecting a large, multi-year collaborative research program scale.

Who is eligible to apply?

Eligible applicants include public and private institutions of higher education, small businesses, for-profit entities (including those other than small businesses), and nonprofits (including 501(c)(3) and certain non-501(c)(3) organizations).

Which Army organizations are identified as sponsoring and handling contracting?

The sponsoring agency is identified as the Department of the Army, Materiel Command. Contracting is handled through the U.S. Army Contracting Command, Aberdeen Proving Ground (ACC-APG RTP Division).

What is the contracting office address listed in the announcement?

ACC APG RTP, ATTN: AMSSB-ACR, Research Triangle Park Division, P.O. Box 1221, Research Triangle Park, NC 27709-2211.

Who is the point of contact for this opportunity?

The listed point of contact is William A. Creech, phone 919-549-4212.

Where was the full program announcement referenced as being available?

The full program announcement was referenced as available through ARL's CRA cyber site at www.arl.army.mil/cracyber.

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