Opportunity Information: Apply for 09 606
Apply for 09 606
- The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "Emerging Frontiers in Research and Innovation (EFRI)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants 47.049 Mathematical and Physical Sciences 47.070 Computer and Information Science and Engineering 47.075 Social, Behavioral, and Economic Sciences 66.509 Science To Achieve Results (STAR) Research Program 81.049 Office of Science Financial Assistance Program.
- This funding opportunity was created on Aug 19, 2010 and posted on Aug 13, 2009.
- Applicants must submit their applications by Mar 31, 2010 Letter of Intent Due Date(s) (required) October 09, 2009 Preliminary Proposal Due Date(s) (required) November 13, 2009 Full Proposal Deadline(s)March 31, 2010. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $29,000,000.00 to eligible and selected applicants.
- Each selected applicant is eligible to receive up to $2,000,000.00 in funding.
- The number of recipients for this funding is limited to 14 candidate(s).
- Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
- Organization Limit Proposals may only be submitted by the following EFRI proposals may be submitted by a single organization or a group of organizations consisting of a lead organization in partnership with one or more partner organizations. Only U.S. academic institutions which perform research and with degree granting education programs in disciplines normally supported by NSF are eligible to be the lead organization. Academic institutions are defined as universities and two and four year colleges (including community colleges) accredited in, and having a campus located in the United States, acting on behalf of their faculty members. Principal investigators are encouraged to form synergistic collaborations with government laboratories, industrial researchers, and scientists and engineers at foreign organizations where appropriate, though no NSF funds will be provided togovernment labs, industry, or foreign organizations. For interaction with industry, when appropriate for the proposed research, the GOALI mechanism (Grant Opportunities for Academic Liaison with Industry a hrefhttp://www.nsf.gov/publications/pubsumm.jspodskeynsf09516http://www.nsf.gov/publications/pubsumm.jspodskeynsf09516/a) may be used. PI Limit Principal Investigators (PI) must be at the faculty level as determined by the submitting organization. A minimum of one PI and two co PIs must participate. For EFRI SEED, at least one co PI must be an engineer and at least one co PI must be an architect.
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Opportunity Summary:
The National Science Foundation (NSF) Directorate for Engineering, through its Office of Emerging Frontiers in Research and Innovation (EFRI), is offering a competitive grant opportunity designed to push fundamental engineering research into fast-moving, high-impact emerging areas. The purpose of EFRI is to identify timely frontiers where concentrated investment can accelerate breakthroughs, especially those that could reshape core engineering knowledge and eventually translate into major national benefits. This particular solicitation emphasizes transformative, interdisciplinary work that aims for a significant shift in understanding rather than incremental advances, with a clear line of sight to long-term impact on national needs or grand challenges. The competition is coordinated with other NSF directorates and aligned with interests at the Department of Energy (DOE) and the Environmental Protection Agency (EPA), reflecting the cross-cutting nature of the topics.
Proposals are invited in two specific research tracks. The first is Renewable Energy Storage (RESTOR), which focuses on foundational engineering advances that could enable better ways to store energy produced from renewable sources. While the solicitation text provided does not list subtopics, the intent is to support fundamental, frontier research that can change the trajectory of energy storage capabilities, a well-known bottleneck for large-scale renewable energy adoption. The second track is Science in Energy and Environmental Design (SEED): Engineering Sustainable Buildings, which targets new engineering knowledge and approaches for designing and operating buildings that are substantially more sustainable in energy and environmental performance. SEED is explicitly interdisciplinary by design, and it sits at the boundary between engineering science and the building design disciplines, aiming to develop new principles, methods, or technologies that can materially change how buildings are conceived, built, and managed over their lifecycles.
The funding opportunity is a discretionary grant program (Funding Opportunity Number 09-606) with an estimated total program budget of about $29 million and an expectation of roughly 14 awards. Individual awards are anticipated to fall between $1,000,000 (floor) and $2,000,000 (ceiling). There is no cost sharing or matching requirement, which is important for teams planning budgets because the program does not require institutional financial contributions as a condition of eligibility.
Eligibility is structured to keep universities in the lead while still encouraging broad collaboration. Proposals may be submitted by a single organization or by a multi-organization team led by one institution partnering with others. Only U.S. academic institutions that conduct research and have degree-granting programs in fields typically supported by NSF may serve as the lead organization. These include accredited two-year and four-year colleges (including community colleges) with a campus located in the United States, submitting on behalf of their faculty. The solicitation encourages teams to build synergistic collaborations with government laboratories, industry researchers, and foreign organizations when those relationships strengthen the research. However, NSF funds from this opportunity are not provided to government labs, industry, or foreign organizations, meaning those partners generally participate via non-NSF support, in-kind contributions, or other appropriate arrangements. For projects where industry collaboration is central, teams may use NSF's GOALI mechanism (Grant Opportunities for Academic Liaison with Industry), which is designed to formalize and support academic-industry engagement within NSF rules.
Team composition requirements are explicit and are meant to enforce true interdisciplinarity. The Principal Investigator must be at the faculty level as defined by the submitting institution. Each proposal must include at least one PI and at least two co-PIs, establishing a minimum core team of three senior personnel. For the SEED topic specifically, there is an additional disciplinary requirement: at least one co-PI must be an engineer and at least one co-PI must be an architect, reinforcing the program's intent to integrate engineering research with architectural design expertise.
The submission process is staged and includes required early steps before the full proposal. A mandatory Letter of Intent is due October 9, 2009, followed by a mandatory preliminary proposal due November 13, 2009. Full proposals are due March 31, 2010, which is also listed as the closing date for the competition. This structure is typical of programs that want to shape the final submission pool and ensure that full proposals are well-aligned with topic goals and program expectations. The solicitation also notes an information workshop/webcast scheduled for September 17, 2009, intended to answer questions about EFRI and the specific solicitation, with details posted on the EFRI website.
Administratively, the opportunity is associated with multiple CFDA program numbers spanning engineering and several NSF-supported disciplines, plus related federal research program identifiers (including EPA STAR and DOE Office of Science assistance), which signals that proposals may draw from a broad base of science and engineering fields as long as they remain anchored in fundamental engineering innovation. Interested applicants are directed to the full announcement (NSF Publication 09-606) for detailed requirements and compliance instructions. For technical issues accessing the announcement, the contact provided is NSF Grants.gov support at grantsgovsupport@nsf.gov.
Frequently Asked Questions (FAQs)
1) What is this NSF funding opportunity?
This is a competitive discretionary grant opportunity from the National Science Foundation (NSF) Directorate for Engineering, offered through the Office of Emerging Frontiers in Research and Innovation (EFRI). It is intended to push fundamental engineering research into fast-moving, high-impact emerging areas and accelerate breakthroughs that could reshape core engineering knowledge.
2) What is the purpose of EFRI in this solicitation?
EFRI aims to identify timely research frontiers where concentrated investment can speed up transformative advances. The solicitation emphasizes work that targets a significant shift in understanding (not incremental progress) and that has a clear line of sight to long-term national benefits, national needs, or grand challenges.
3) What research topics/tracks are available under this solicitation?
Proposals are invited in two tracks:
- Renewable Energy Storage (RESTOR): foundational engineering advances to enable better ways to store energy generated from renewable sources.
- Science in Energy and Environmental Design (SEED): Engineering Sustainable Buildings: new engineering knowledge and approaches to design and operate buildings with substantially improved energy and environmental sustainability over their lifecycles.
4) What kind of research is NSF looking for (incremental vs. transformative)?
The solicitation emphasizes transformative, interdisciplinary research aimed at a significant shift in understanding rather than incremental advances, with potential for major long-term impact.
5) How interdisciplinary is this program expected to be?
Interdisciplinarity is central to the program. The competition is coordinated with other NSF directorates and aligned with interests at the Department of Energy (DOE) and the Environmental Protection Agency (EPA), reflecting cross-cutting topic areas.
6) What is the expected total budget and number of awards?
The estimated total program budget is about $29 million, with an expectation of roughly 14 awards.
7) What is the anticipated funding amount per award?
Individual awards are anticipated to range from $1,000,000 (floor) to $2,000,000 (ceiling).
8) Is cost sharing or matching required?
No. The solicitation states there is no cost sharing or matching requirement.
9) Who is eligible to serve as the lead organization?
Only U.S. academic institutions that conduct research and have degree-granting programs in fields typically supported by NSF may serve as the lead organization. Examples listed include accredited two-year and four-year colleges (including community colleges) with a campus located in the United States, submitting on behalf of their faculty.
10) Can a proposal be submitted by a single institution, or must it be a multi-organization team?
Either approach is allowed. Proposals may be submitted by a single organization or by a multi-organization team led by one institution partnering with others.
11) Are collaborations with industry, government laboratories, or foreign organizations allowed?
Yes. The solicitation encourages collaborations with government laboratories, industry researchers, and foreign organizations when those relationships strengthen the research.
12) Can NSF funds from this opportunity be provided to industry, government labs, or foreign organizations?
No. The solicitation specifies that NSF funds from this opportunity are not provided to government labs, industry, or foreign organizations. These partners typically participate through non-NSF support, in-kind contributions, or other appropriate arrangements.
13) What is the GOALI mechanism and when might it be used?
For projects where industry collaboration is central, teams may use NSF's GOALI mechanism (Grant Opportunities for Academic Liaison with Industry). It is intended to formalize and support academic-industry engagement within NSF rules.
14) What are the minimum team composition requirements?
Each proposal must include at least one Principal Investigator (PI) and at least two co-Principal Investigators (co-PIs). This sets a minimum core team of three senior personnel.
15) Who can serve as the Principal Investigator (PI)?
The PI must be at the faculty level as defined by the submitting institution.
16) Are there any additional team requirements for the SEED track?
Yes. For SEED, at least one co-PI must be an engineer and at least one co-PI must be an architect, reinforcing integration of engineering research and architectural design expertise.
17) What are the required submission steps and deadlines?
The submission process is staged with required early steps:
- Mandatory Letter of Intent (LOI) due: October 9, 2009
- Mandatory preliminary proposal due: November 13, 2009
- Full proposal due: March 31, 2010 (also listed as the closing date)
18) Are the Letter of Intent and preliminary proposal required, or optional?
They are mandatory. The solicitation requires a Letter of Intent and a preliminary proposal before a full proposal may be submitted.
19) Is there an information session for applicants?
Yes. The solicitation notes an information workshop/webcast scheduled for September 17, 2009, intended to answer questions about EFRI and the solicitation. Details are posted on the EFRI website.
20) What is the Funding Opportunity Number and NSF publication identifier?
The Funding Opportunity Number is 09-606, and the full announcement is referenced as NSF Publication 09-606.
21) What does it mean that multiple CFDA program numbers are associated with this opportunity?
The solicitation is associated with multiple CFDA program numbers spanning engineering and several NSF-supported disciplines, plus related federal research program identifiers (including EPA STAR and DOE Office of Science assistance). This signals that proposals may draw from a broad base of science and engineering fields, as long as they remain anchored in fundamental engineering innovation.
22) Where should applicants look for detailed requirements and compliance instructions?
Applicants are directed to the full announcement (NSF Publication 09-606) for detailed requirements and compliance instructions.
23) Who should be contacted for technical issues accessing the announcement?
For technical issues accessing the announcement, the solicitation lists NSF Grants.gov support at grantsgovsupport@nsf.gov.
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