Opportunity Information: Apply for 10 596

  • The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "Emerging Frontiers in Research and Innovation (EFRI)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants 47.070 Computer and Information Science and Engineering 47.074 Biological Sciences.
  • This funding opportunity was created on Aug 13, 2010 and posted on Aug 13, 2010.
  • Applicants must submit their applications by Apr 1, 2011 Letter of Intent Due Date(s) (required) (due by 5 p.m. proposers local time) October 04, 2010 Preliminary Proposal Due Date(s) (required) (due by 5 p.m. proposers local time) November 08, 2010 Full Proposal Deadline(s) April 01, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $31,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $2,000,000.00 in funding.
  • The number of recipients for this funding is limited to 14 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Organization Limit Proposals may only be submitted by the following EFRI proposals may be submitted by a single organization or a group of organizations consisting of a lead organization in partnership with one or more partner organizations. Only U.S. academic institutions which perform research and with degree granting education programs in disciplines normally supported by NSF are eligible to be the lead organization. Academic institutions are defined as universities and two and four year colleges (including community colleges) accredited in, and having a campus located in the United States, acting on behalf of their faculty members. Principal investigators are encouraged to form synergistic collaborations with government laboratories, industrial researchers, and scientists and engineers at foreign organizations where appropriate, though no NSF funds will be provided to government labs, industry, or foreign organizations. For interaction with industry, when appropriate for the proposed research, the GOALI mechanism (Grant Opportunities for Academic Liaison with Industry a hrefhttp://www.nsf.gov/publications/pubsumm.jspodskeynsf10580 titleGOALIhttp://www.nsf.gov/publications/pubsumm.jspodskeynsf10580/a) may be used. PI Limit Principal Investigators (PI) must be at the faculty level as determined by the submitting organization. A minimum of one PI and two co PIs must participate.
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Opportunity Summary:

The National Science Foundation (NSF) Directorate for Engineering, through its Office of Emerging Frontiers in Research and Innovation (EFRI), is offering a discretionary grant program designed to move quickly on high-potential, fast-emerging areas of fundamental engineering research. The purpose of EFRI is to concentrate attention and resources on topics that are just coming into focus but are likely to reshape the engineering landscape, especially when progress depends on interdisciplinary collaboration. This particular solicitation (NSF 10-596) emphasizes transformative, high-risk/high-reward ideas that could produce a meaningful shift in underlying engineering knowledge and position the nation to address major long-term needs or grand challenges.

For this funding cycle, EFRI is specifically inviting proposals in two targeted frontier areas. The first area is Engineering New Technologies Based on Multicellular and Interkingdom Signaling (MIKS), which centers on how signaling and communication occur across cells, multicellular systems, and even across kingdoms (for example, interactions involving bacteria, plants, animals, fungi, or other biological domains). The intent is to use deeper understanding of these signaling mechanisms as an engineering foundation for entirely new technologies, not simply incremental biological studies. The second area is Mind, Machines, and Motor Control (M3C), which focuses on the relationships between cognition, intelligent machines, and the control of movement. This topic sits at the intersection of engineering, computation, neuroscience, and control, aiming to advance fundamental principles that could influence how machines interact with humans, how motor behavior is understood and modeled, and how control systems are designed for complex, adaptive tasks.

The opportunity is structured around interdisciplinary team research. Proposals are expected to bring together expertise that would not typically be found within a single discipline, reflecting EFRI's broader goal of accelerating progress at the boundaries between fields. The solicitation is coordinated with multiple NSF directorates (including Engineering, Computer and Information Science and Engineering, and Biological Sciences), which signals that competitive projects will often span traditional program lines and must be framed in a way that speaks to core engineering advances while leveraging relevant biology and computing where appropriate.

Funding is substantial and intended to support ambitious projects. NSF anticipates making about 14 awards, with an estimated total program budget of $31 million. Individual awards are expected to fall between $1 million (award floor) and $2 million (award ceiling). There is no cost sharing or matching requirement, which reduces administrative burden for applicants and reinforces that proposal merit and alignment with EFRI goals are the primary determinants of funding.

Eligibility is centered on U.S. academia. The lead organization must be a U.S. academic institution that conducts research and offers degree-granting programs in fields typically supported by NSF. Eligible institutions include accredited two-year and four-year colleges and universities (including community colleges) with a campus located in the United States, submitting on behalf of their faculty. Proposals may be submitted by a single eligible institution or by a group of organizations led by an eligible academic institution partnering with one or more additional organizations. Team composition requirements are explicit: the project must include at least one Principal Investigator and at least two co-Principal Investigators, and the PI(s) must be at the faculty level as defined by the submitting institution.

While funding is routed through the academic lead, the program encourages broader collaboration when it strengthens the research. Investigators are encouraged to build synergistic relationships with government laboratories, industry, and international organizations as appropriate for the research goals. However, NSF funds from this solicitation will not be provided directly to government labs, industry, or foreign organizations. For projects where industry engagement is important, the solicitation points to NSF's GOALI mechanism (Grant Opportunities for Academic Liaison with Industry) as an established pathway to structure certain university-industry interactions.

The submission process includes multiple required steps and specific deadlines, reflecting the program's competitive and carefully staged review pipeline. A required Letter of Intent was due October 4, 2010 (by 5 p.m. local time of the proposer). A required preliminary proposal was due November 8, 2010 (also by 5 p.m. local time). Full proposals were due April 1, 2011. The solicitation was posted August 13, 2010, and the original and current closing dates both reflect the April 1, 2011 deadline for full proposal submission.

EFRI also planned proactive outreach to help applicants understand the program goals and requirements. An information workshop/webcast was scheduled for September 16, 2010, with details to be posted on the EFRI website. For applicants needing assistance accessing the announcement or navigating submission logistics, NSF provided a grants.gov support contact (grantsgovsupport@nsf.gov). Overall, this opportunity is best understood as NSF Engineering's mechanism for catalyzing large, interdisciplinary teams to pursue frontier foundational research in two sharply defined areas, with the expectation that successful projects will create new engineering directions rather than incremental advances.

Frequently Asked Questions (FAQs)

What is the NSF EFRI program in this solicitation?

This opportunity is a discretionary grant program from the National Science Foundation (NSF) Directorate for Engineering, run through the Office of Emerging Frontiers in Research and Innovation (EFRI). It is designed to move quickly on high-potential, fast-emerging areas of fundamental engineering research, especially where progress depends on interdisciplinary collaboration.

What is the main purpose of EFRI funding?

EFRI concentrates attention and resources on topics that are just coming into focus but are likely to reshape the engineering landscape. The solicitation emphasizes transformative, high-risk/high-reward ideas that could shift underlying engineering knowledge and position the nation to address long-term needs or grand challenges.

Which solicitation is this, and what are the emphasized research characteristics?

This is solicitation NSF 10-596. It emphasizes transformative, high-risk/high-reward research with the potential to create meaningful shifts in fundamental engineering knowledge (not incremental advances), typically through interdisciplinary team efforts.

What frontier topic areas are being invited for this EFRI cycle?

Proposals are invited in two targeted frontier areas: (1) Engineering New Technologies Based on Multicellular and Interkingdom Signaling (MIKS) and (2) Mind, Machines, and Motor Control (M3C).

What is MIKS (Multicellular and Interkingdom Signaling) about?

MIKS focuses on signaling and communication across cells, multicellular systems, and across kingdoms (for example, interactions involving bacteria, plants, animals, fungi, or other biological domains). The intent is to turn deeper understanding of these signaling mechanisms into an engineering foundation for entirely new technologies, rather than conducting incremental biological studies.

What is M3C (Mind, Machines, and Motor Control) about?

M3C focuses on relationships between cognition, intelligent machines, and the control of movement. It sits at the intersection of engineering, computation, neuroscience, and control, aiming to advance fundamental principles that could influence human-machine interaction, the understanding and modeling of motor behavior, and the design of control systems for complex, adaptive tasks.

Is this opportunity focused on single-investigator projects or teams?

It is structured around interdisciplinary team research. Proposals are expected to combine expertise not typically found in a single discipline, reflecting EFRI's goal of accelerating progress at the boundaries between fields.

Are there specific requirements for the number of investigators on the team?

Yes. Team composition requirements are explicit: the project must include at least one Principal Investigator (PI) and at least two co-Principal Investigators (co-PIs).

Who can serve as PI or co-PI on an EFRI proposal under this solicitation?

The PI(s) must be at the faculty level as defined by the submitting institution. The lead organization submits on behalf of its faculty.

Who is eligible to submit as the lead organization?

The lead organization must be a U.S. academic institution that conducts research and offers degree-granting programs in fields typically supported by NSF. Eligible institutions include accredited two-year and four-year colleges and universities (including community colleges) with a campus located in the United States.

Can multiple organizations be involved in one proposal?

Yes. Proposals may be submitted by a single eligible institution or by a group of organizations led by an eligible U.S. academic institution partnering with one or more additional organizations.

Can government laboratories, industry, or international organizations participate?

Collaboration is encouraged when it strengthens the research, including building synergistic relationships with government laboratories, industry, and international organizations as appropriate to the goals.

Will NSF funds from this solicitation be provided directly to industry, government labs, or foreign organizations?

No. NSF funds from this solicitation will not be provided directly to government labs, industry, or foreign organizations, even though collaboration with those entities may be encouraged.

How does the solicitation suggest structuring university-industry interactions?

For projects where industry engagement is important, the solicitation points to NSF's GOALI mechanism (Grant Opportunities for Academic Liaison with Industry) as a pathway to structure certain university-industry interactions.

How much funding is available through this EFRI solicitation?

NSF anticipates making about 14 awards with an estimated total program budget of $31 million.

What is the expected award size per project?

Individual awards are expected to range from $1 million (award floor) to $2 million (award ceiling).

Is cost sharing or matching required?

No. There is no cost sharing or matching requirement under this solicitation.

What are the required submission steps for this opportunity?

The process includes multiple required stages: a required Letter of Intent, a required preliminary proposal, and then a full proposal submission.

When was the required Letter of Intent due?

The required Letter of Intent was due October 4, 2010, by 5 p.m. local time of the proposer.

When was the required preliminary proposal due?

The required preliminary proposal was due November 8, 2010, by 5 p.m. local time of the proposer.

When was the full proposal due?

Full proposals were due April 1, 2011.

What were the posting date and the closing date for this solicitation?

The solicitation was posted August 13, 2010. The original and current closing dates reflect the April 1, 2011 deadline for full proposal submission.

Was there any applicant outreach or informational event planned by NSF?

Yes. An information workshop/webcast was scheduled for September 16, 2010, with details to be posted on the EFRI website.

Where could applicants get help with accessing the announcement or submission logistics?

NSF provided a grants.gov support contact for assistance: grantsgovsupport@nsf.gov.

How should a competitive proposal be framed, based on the program description?

Competitive projects are expected to span traditional program lines and should be framed to speak to core engineering advances while leveraging relevant biology and computing where appropriate. The overall expectation is that successful projects will catalyze new engineering directions rather than produce incremental advances.

Which NSF directorates are involved in coordinating this solicitation?

The solicitation is coordinated with multiple NSF directorates, including Engineering, Computer and Information Science and Engineering, and Biological Sciences.

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