Opportunity Information: Apply for 15 566

  • The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "EPSCoR Research Infrastructure Improvement Program Track 1" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants 47.049 Mathematical and Physical Sciences 47.050 Geosciences 47.070 Computer and Information Science and Engineering 47.074 Biological Sciences 47.075 Social, Behavioral, and Economic Sciences 47.076 Education and Human Resources 47.079 Office of International Science and Engineering.
  • This funding opportunity was created on May 5, 2015 and posted on May 5, 2015.
  • Applicants must submit their applications by Aug 4, 2015. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $28,000,000.00 to eligible and selected applicants.
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Who May Submit Proposals Proposals may only be submitted by the following Only jurisdictions that meet theEPSCoR a titleEPSCoR FY15 eligibility tables hrefhttp://www.nsf.gov/od/iia/programs/epscor/EligibilityTables/FY2015Eligibility.pdf targetblankeligibility/acriteria may submit proposals to the Research Infrastructure Improvement Program Track 1 (RII Track 1) competition. In addition, only eligible EPSCoR jurisdictions with current RII Track 1 awards that expire before October 1, 2016 and those without current RII Track 1 awards may compete in the FY 2016 RII Track 1 competition. The jurisdictions EPSCoR steering committee must designate a fiscal agent/proposing organization as the responsible recipient for the RII Track 1 award. This must be the employing organization of the Project Director. The jurisdiction must have in place a Science and Technology (SampT) Plan in order to submit an RII Track 1 proposal. Who May Serve as PI The Project Director and Principal Investigators of proposed EPSCoR projects must be affiliated with research universities, agencies, or organizations within the participant jurisdiction. In addition, the Project Director must be the lead Principal Investigator and be employed by the fiscal agent/proposing organization.
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Opportunity Summary:

The NSF EPSCoR Research Infrastructure Improvement Program Track 1 (RII Track 1) grant opportunity is a large, multi-year capacity-building program aimed at helping historically underfunded U.S. jurisdictions strengthen their research and development competitiveness. EPSCoR exists to advance NSF's mandate to promote scientific progress across the entire country, not just in places that already receive a large share of federal research dollars. Eligibility is tied to a jurisdiction's share of NSF research support: to participate in EPSCoR programs, a state or territory (referred to as a "jurisdiction") must have received 0.75 percent or less of the total NSF research and related activities funding over the most recent three-year period, as documented in the NSF EPSCoR eligibility tables for the relevant fiscal year.

RII Track 1 specifically focuses on improving a jurisdiction's long-term research infrastructure in ways that can be sustained beyond the life of the award. The program is designed to create partnerships across government, higher education, and industry, with the practical goal of upgrading the systems that allow researchers to compete successfully for future R&D funding. The infrastructure emphasis is broad and typically includes physical infrastructure (such as shared equipment or laboratory capabilities), human infrastructure (such as faculty development, research workforce training, or talent recruitment and retention efforts), and cyberinfrastructure (such as data systems, advanced computing, networking, and related support). Importantly, the research focus areas supported under an award are not chosen by NSF in advance; instead, they are selected by the jurisdiction's EPSCoR steering committee based on what the jurisdiction believes has the strongest potential to improve its future R&D competitiveness.

In terms of award size and duration, RII Track 1 provides substantial support: up to $4 million per year for up to five years. For this specific opportunity (NSF Publication/Funding Opportunity Number 15-566), NSF estimated total funding at about $28 million. The funding instrument is a grant, and the opportunity is categorized under science and technology and other research and development. Because this is an EPSCoR infrastructure program rather than a single-discipline research program, it is associated with a wide range of NSF CFDA program areas, including engineering, mathematical and physical sciences, geosciences, computer and information science and engineering, biological sciences, social, behavioral and economic sciences, education and human resources, and international science and engineering.

Eligibility and submission rules are jurisdiction-based and fairly structured. Only jurisdictions that meet EPSCoR eligibility criteria may submit proposals to RII Track 1. Additionally, for the FY 2016 competition described in the source text, NSF limited participation to eligible jurisdictions that either (a) did not have a current RII Track 1 award or (b) had a current RII Track 1 award expiring before October 1, 2016. The jurisdiction's EPSCoR steering committee must designate a fiscal agent (the proposing organization) that will be responsible for the award, and this organization must be the employer of the Project Director. Another key requirement is that the jurisdiction must have an established Science and Technology (S&T) Plan in place before submitting an RII Track 1 proposal, reflecting that proposals are expected to align with a broader statewide or jurisdiction-wide strategy for research and innovation.

Leadership requirements are also clearly defined. The Project Director must serve as the lead Principal Investigator and must be employed by the designated fiscal agent/proposing organization. More generally, the Project Director and other PIs must be affiliated with research universities, agencies, or other organizations located within the participating jurisdiction, reinforcing the program's core intent to build in-jurisdiction capacity and competitiveness rather than outsourcing the main benefits elsewhere.

Administratively, this opportunity was posted May 5, 2015, with an original and current closing date of August 4, 2015, and an archive date of September 3, 2015. Cost sharing or matching is required, meaning applicants should expect to document non-federal contributions consistent with the solicitation's rules. For access or technical issues, NSF directed applicants to Grants.gov support, and the formal solicitation is referenced as NSF Publication 15-566, which would contain the detailed proposal preparation guidance, required components, and review criteria used for award decisions.

NSF EPSCoR RII Track 1 (NSF 15-566) - Frequently Asked Questions

1) What is the NSF EPSCoR RII Track 1 opportunity?

NSF EPSCoR Research Infrastructure Improvement Program Track 1 (RII Track 1) is a large, multi-year, capacity-building grant opportunity intended to help historically underfunded U.S. jurisdictions strengthen their long-term research and development (R&D) competitiveness. The emphasis is on improving research infrastructure in ways that can be sustained after the award ends.

2) What does EPSCoR stand for and what is its purpose?

EPSCoR is NSF's Established Program to Stimulate Competitive Research. Its purpose is to advance NSF's mandate to promote scientific progress across the entire United States by helping jurisdictions that have historically received a smaller share of federal research dollars build competitiveness for future R&D funding.

3) Who is eligible to participate in EPSCoR programs?

Eligibility is jurisdiction-based. A state or territory (referred to as a "jurisdiction") must have received 0.75 percent or less of the total NSF research and related activities funding over the most recent three-year period, as documented in the NSF EPSCoR eligibility tables for the relevant fiscal year.

4) Who can submit a proposal to RII Track 1?

Only eligible jurisdictions may submit proposals, and proposals are submitted through a designated fiscal agent (the proposing organization) selected by the jurisdiction's EPSCoR steering committee.

5) Are there additional participation limits for the FY 2016 competition described here?

Yes. For the FY 2016 competition referenced in the provided information, NSF limited participation to eligible jurisdictions that either (a) did not have a current RII Track 1 award, or (b) had a current RII Track 1 award expiring before October 1, 2016.

6) What is the main focus of RII Track 1 funding?

RII Track 1 focuses on improving a jurisdiction's long-term research infrastructure to increase future R&D competitiveness. The infrastructure improvements are expected to be sustainable beyond the life of the award.

7) What types of research infrastructure can RII Track 1 support?

The infrastructure emphasis is broad and can include physical infrastructure (for example, shared equipment or laboratory capabilities), human infrastructure (for example, faculty development, research workforce training, recruitment and retention), and cyberinfrastructure (for example, data systems, advanced computing, networking, and related support).

8) Does NSF choose the research focus area for an RII Track 1 award?

No. The research focus areas are not selected by NSF in advance. They are selected by the jurisdiction's EPSCoR steering committee based on what the jurisdiction believes has the strongest potential to improve its future R&D competitiveness.

9) What kinds of partnerships are expected under RII Track 1?

The program is designed to create partnerships across government, higher education, and industry, with the practical goal of upgrading systems that help researchers compete successfully for future R&D funding.

10) What is the award size and duration for RII Track 1?

RII Track 1 provides up to $4 million per year for up to five years.

11) What was NSF's estimated total funding for this opportunity?

For NSF Publication/Funding Opportunity Number 15-566, NSF estimated total funding at about $28 million.

12) What is the funding instrument type?

The funding instrument is a grant.

13) How is this opportunity categorized?

The opportunity is categorized under science and technology and other research and development.

14) Is RII Track 1 tied to a single NSF discipline or directorate?

No. Because it is an EPSCoR infrastructure program rather than a single-discipline research program, it is associated with a wide range of NSF CFDA program areas, including engineering; mathematical and physical sciences; geosciences; computer and information science and engineering; biological sciences; social, behavioral and economic sciences; education and human resources; and international science and engineering.

15) What is a "jurisdiction" in this program?

In EPSCoR, a "jurisdiction" refers to a state or territory whose eligibility is determined by its share of NSF research and related activities funding as shown in NSF EPSCoR eligibility tables.

16) What is the role of the jurisdiction's EPSCoR steering committee?

Based on the provided information, the EPSCoR steering committee (1) selects the research focus areas that the jurisdiction believes will best improve its future competitiveness, and (2) designates the fiscal agent (proposing organization) responsible for submitting and managing the award.

17) What is a fiscal agent in the context of RII Track 1?

The fiscal agent is the proposing organization designated by the jurisdiction's EPSCoR steering committee. It is responsible for the award, and it must be the employer of the Project Director.

18) Who must serve as Project Director, and what are the employment requirements?

The Project Director must serve as the lead Principal Investigator and must be employed by the designated fiscal agent/proposing organization.

19) Where must the Project Director and other PIs be affiliated?

The Project Director and other PIs must be affiliated with research universities, agencies, or other organizations located within the participating jurisdiction. This reflects the program's intent to build in-jurisdiction capacity and competitiveness.

20) Is a statewide or jurisdiction-wide plan required to apply?

Yes. The jurisdiction must have an established Science and Technology (S&T) Plan in place before submitting an RII Track 1 proposal, and proposals are expected to align with that broader strategy for research and innovation.

21) Is cost sharing or matching required?

Yes. Cost sharing or matching is required, meaning applicants should expect to document non-federal contributions consistent with the solicitation's rules.

22) When was this opportunity posted, and what were the key dates?

The opportunity was posted May 5, 2015. The original and current closing date was August 4, 2015. The archive date was September 3, 2015.

23) Where can applicants find the detailed proposal preparation guidance and review criteria?

The formal solicitation is referenced as NSF Publication 15-566. It contains the detailed proposal preparation guidance, required components, and the review criteria used for award decisions.

24) Where should applicants go for submission or technical help?

For access or technical issues, applicants were directed to Grants.gov support.

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