Opportunity Information: Apply for 11 565

  • The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "EPSCoR Research Infrastructure Improvement Program Track 1" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants 47.049 Mathematical and Physical Sciences 47.050 Geosciences 47.070 Computer and Information Science and Engineering 47.074 Biological Sciences 47.075 Social, Behavioral, and Economic Sciences 47.076 Education and Human Resources 47.078 Polar Programs 47.079 Office of International Science and Engineering 47.080 Office of Cyberinfrastructure 47.081 Office of Experimental Program to Stimulate Competitive Research.
  • This funding opportunity was created on Jul 28, 2011 and posted on Jul 28, 2011.
  • Applicants must submit their applications by Nov 4, 2011 Full Proposal Deadline(s) November 04, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $12,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $4,000,000.00 in funding.
  • The number of recipients for this funding is limited to 3 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Organization Limit Proposals may only be submitted by the following Only jurisdictions that meet EPSCoR criteria are a hrefhttp://www.nsf.gov/od/oia/programs/epscor/EligibilityTableFY2011.pdfeligible/a to submit proposals to the Research Infrastructure Improvement Program Track 1 (RII Track 1) competition. The jurisdictions EPSCoR governing committee must designate a fiscal agent/proposing organization as the responsible recipient for the RII Track 1 award. Where possible, this should be the employing organization of the Project Director. The jurisdiction must have in place a Science and Technology Plan in order to submit a RII Track 1 proposal. PI LimitPrincipal Investigators/Project Directors of proposed EPSCoR projects must be affiliated with research universities, agencies, or organizations within the participant jurisdiction.
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Opportunity Summary:

The NSF EPSCoR Research Infrastructure Improvement Program Track 1 (RII Track 1) opportunity is a large, multi-year cooperative agreement designed to strengthen research capacity in U.S. jurisdictions that have historically received a smaller share of NSF research and development funding. The core purpose is to advance NSF's nationwide mission by helping eligible states and territories build sustainable, long-term improvements in their research ecosystems so they can compete more successfully for future national R and D funding. Rather than funding a single investigator or a narrow project, RII Track 1 is structured to move a jurisdiction's overall research competitiveness forward by investing in enabling infrastructure and coordinated statewide or regional strategies.

This program targets EPSCoR-eligible jurisdictions, which at the time of the announcement included 28 states plus the Commonwealth of Puerto Rico and the U.S. Virgin Islands. A key feature is that proposals must be aligned with priorities chosen by the jurisdiction's EPSCoR governing committee, focusing on research areas viewed as the strongest bets for improving future competitiveness. In practice, that means the work is expected to be strategic and coordinated across institutions, often involving partnerships that span higher education, state government, and industry. NSF emphasizes that these partnerships should lead to sustainable changes in a state's or region's research infrastructure and capacity, not one-off purchases or short-lived initiatives.

Funding is substantial and is intended to support improvements across physical, human, and cyber infrastructure. Awards can be as high as $4,000,000 per year for up to five years, supporting activities such as shared research facilities and equipment, hiring or developing research talent and support staff, building or upgrading cyberinfrastructure and data capabilities, and creating systems that make research more productive and competitive over time. The total estimated funding for the competition was $12,000,000, with an expected three awards. The award floor was listed at $1,200,000, signaling that NSF expected proposals to be large, integrated efforts rather than small pilots. The funding instrument is a cooperative agreement, which typically indicates a more active role for NSF in oversight and collaboration compared to a standard grant.

Eligibility and submission rules are tightly defined. Only jurisdictions that meet EPSCoR criteria are allowed to submit, and the jurisdiction's EPSCoR governing committee must designate a fiscal agent to serve as the proposing organization and award recipient. Where possible, NSF indicates that the fiscal agent should be the employing organization of the Project Director. The jurisdiction must also have an established Science and Technology Plan in place as a prerequisite to submitting a Track 1 proposal, reinforcing that this program is meant to operate within a broader statewide research and innovation strategy. Project Directors and other key leaders must be affiliated with research universities, agencies, or organizations within the participating jurisdiction.

The opportunity sits within NSF's broad science and engineering portfolio and is associated with multiple CFDA program areas across engineering, math and physical sciences, geosciences, computer and information science, biological sciences, social and behavioral sciences, education and human resources, polar programs, international science, cyberinfrastructure, and EPSCoR itself. This reflects the program's flexibility: the specific research theme is chosen by the jurisdiction, but the investment is meant to create capacity that ultimately increases competitiveness across NSF-relevant fields. Cost sharing or matching is required, which is consistent with the program's emphasis on building durable partnerships and ensuring the jurisdiction has buy-in and resources committed beyond NSF dollars.

Key administrative details from the announcement include the posting date of July 28, 2011, and a full proposal deadline of November 4, 2011. The official funding opportunity number is NSF 11-565, and the solicitation is published by the National Science Foundation. For access issues, the notice directs applicants to Grants.gov support at grantsgovsupport@nsf.gov, and it references the NSF publication for full program guidance and requirements.

NSF EPSCoR RII Track 1 (NSF 11-565) FAQs

1) What is the NSF EPSCoR Research Infrastructure Improvement Program Track 1 (RII Track 1)?

RII Track 1 is a large, multi-year NSF EPSCoR cooperative agreement intended to strengthen a jurisdiction's overall research capacity and competitiveness. It is designed to help eligible U.S. states and territories make sustainable, long-term improvements to their research ecosystems so they can compete more successfully for future national research and development (R&D) funding.

2) What is the main goal of RII Track 1?

The core goal is to advance NSF's nationwide mission by improving research infrastructure and capacity in EPSCoR-eligible jurisdictions that have historically received a smaller share of NSF R&D funding. The emphasis is on durable, coordinated improvements that increase a jurisdiction's long-term ability to win competitive NSF and other national R&D awards.

3) Is this funding intended for a single research project or investigator?

No. RII Track 1 is not structured as a single-investigator grant or a narrowly scoped project. It is designed as an integrated, jurisdiction-level effort that advances a statewide or regional strategy for improving research competitiveness.

4) Who can apply for an RII Track 1 award?

Only EPSCoR-eligible jurisdictions may submit proposals. At the time of this announcement, eligible jurisdictions included 28 states plus the Commonwealth of Puerto Rico and the U.S. Virgin Islands.

5) Who submits the proposal on behalf of the jurisdiction?

The jurisdiction's EPSCoR governing committee must designate a fiscal agent. The fiscal agent is the proposing organization and will be the award recipient if selected.

6) Does NSF say anything about who the fiscal agent should be?

Yes. Where possible, NSF indicates that the fiscal agent should be the employing organization of the Project Director.

7) Are there prerequisites a jurisdiction must meet before submitting?

Yes. The jurisdiction must have an established Science and Technology Plan in place as a prerequisite for submitting a Track 1 proposal. This underscores that Track 1 is meant to fit into a broader statewide research and innovation strategy.

8) What research topics or themes can be proposed?

The specific research focus is expected to align with priorities chosen by the jurisdiction's EPSCoR governing committee. Proposals should focus on research areas the jurisdiction views as strong opportunities for improving future competitiveness.

9) Does the solicitation encourage partnerships?

Yes. The work is expected to be strategic and coordinated across institutions, often involving partnerships that span higher education, state government, and industry, with an emphasis on sustainable changes rather than short-lived initiatives.

10) What types of infrastructure improvements can the award support?

The funding is intended to support improvements across physical, human, and cyber infrastructure. Examples mentioned include shared research facilities and equipment, hiring or developing research talent and support staff, building or upgrading cyberinfrastructure and data capabilities, and creating systems that make research more productive and competitive over time.

11) How much funding is available per award?

Awards can be as high as $4,000,000 per year for up to five years.

12) What is the maximum award duration?

Up to five years.

13) Is there a minimum award size?

Yes. The listed award floor is $1,200,000, indicating NSF expected proposals to be large, integrated efforts rather than small pilot projects.

14) What is the total estimated funding and expected number of awards?

The total estimated funding for the competition is $12,000,000, with an expected three awards.

15) What type of funding mechanism is used (grant vs. cooperative agreement)?

The funding instrument is a cooperative agreement. This typically indicates a more active NSF role in oversight and collaboration than a standard grant.

16) Is cost sharing or matching required?

Yes. Cost sharing or matching is required, consistent with the program's emphasis on durable partnerships and jurisdictional buy-in beyond NSF funds.

17) Who can serve as Project Director and key leadership?

Project Directors and other key leaders must be affiliated with research universities, agencies, or organizations within the participating jurisdiction.

18) Which NSF research areas does RII Track 1 relate to?

The opportunity sits within NSF's broad science and engineering portfolio and is associated with multiple CFDA program areas, including engineering; math and physical sciences; geosciences; computer and information science; biological sciences; social and behavioral sciences; education and human resources; polar programs; international science; cyberinfrastructure; and EPSCoR.

19) What is the funding opportunity number?

The official funding opportunity number is NSF 11-565.

20) Who is the issuing agency?

The solicitation is published by the National Science Foundation (NSF).

21) What are the key dates listed in the announcement?

The posting date is July 28, 2011, and the full proposal deadline is November 4, 2011.

22) Where should applicants go for official program guidance and requirements?

The notice references the NSF publication (the solicitation) for full program guidance and requirements.

23) What should applicants do if they have trouble accessing the application on Grants.gov?

For access issues, the notice directs applicants to Grants.gov support at grantsgovsupport@nsf.gov.

24) What makes a strong Track 1 proposal based on this announcement?

Based on the announcement, a strong proposal would be a large, integrated, jurisdiction-level effort aligned with the EPSCoR governing committee's priorities, built around coordinated partnerships (often across higher education, government, and industry), and focused on sustainable improvements in research infrastructure and capacity (physical, human, and cyber) that increase long-term competitiveness for national R&D funding.

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