Opportunity Information: Apply for DE PS02 09ER09 12

  • The Chicago Service Center in the science and technology and other research and development sector is offering a public funding opportunity titled "Experimental Program to Stimulate Competitive Research (DOE EPSCoR) Implementation Awards" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049 Office of Science Financial Assistance Program.
  • This funding opportunity was created on May 14, 2009 and posted on May 14, 2009.
  • Applicants must submit their applications by Oct 13, 2009. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
  • DOE EPSCoR currently follows National Science Foundation (NSF) EPSCoR eligibility criteria (refer to http://www.nsf.gov/od/oia/programs/epscor/eligible.jsp ) but further restricts eligibility to submit Implementation Award applications such that There is only one active Implementation Award that is receiving funding per EPSCoR jurisdiction at a time. Thus if an EPSCoR Implementation Award receives its last funding from DOE EPSCoR in fiscal year 2009, that jurisdiction is eligible to submit an Implementation Award application in fiscal year 2010. Current expectations are that the following jurisdictions will be eligible for this FOA Alabama, Alaska, Arkansas, Hawaii, Idaho, Kansas, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, South Carolina, South Dakota, Vermont, Wyoming, and U.S. Virgin Islands. Since DOE is currently following NSF eligibility practice, Iowa and Utah will be eligible to apply to this notice if their respective EPSCoR committees have submitted to NSF an EPSCoR Planning Grant application prior to the closing date of this FOA. EPSCoR jurisdictions meeting the eligibility criteria above may submit one application. The jurisdictions EPSCoR Committee or their designee will have authority and responsibility to select the applicant on behalf of their jurisdiction.
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Opportunity Summary:

The Department of Energy (DOE), through the Office of Science and its Office of Basic Energy Sciences (BES), is soliciting proposals for DOE EPSCoR Implementation Awards under Funding Opportunity Number DE-PS02-09ER09-12. This program is aimed at strengthening academic research infrastructure in EPSCoR-eligible jurisdictions, specifically in energy-related science and technology areas that have been identified as priorities by the EPSCoR jurisdictions governing committee. The core idea is capacity-building: the DOE is looking for proposals that measurably improve a jurisdiction's ability to compete for federal research funding and to conduct sustained, high-quality research in areas aligned with DOE missions.

A central requirement of this opportunity is that Implementation Awards are intended to support coordinated, jurisdiction-wide (or multi-jurisdiction) efforts built around a common scientific theme. In other words, the DOE is not offering this as a mechanism to fund stand-alone, single-investigator faculty projects. Instead, the expectation is that an award will bring together a group of scientists and researchers working collaboratively, leveraging shared plans, facilities, and training to create longer-term improvements in research competitiveness. Proposals should therefore emphasize collaboration, shared infrastructure, and strategic development rather than narrow, individual research aims.

Eligibility is tied to DOE EPSCoR rules, which follow National Science Foundation (NSF) EPSCoR eligibility criteria but add an important constraint: only one active DOE EPSCoR Implementation Award may be receiving funding per jurisdiction at any given time. As a result, only jurisdictions without an active Implementation Award receiving DOE funding in fiscal year 2010 may apply. Based on DOE's expectations at the time of posting, the jurisdictions anticipated to be eligible were Alabama, Alaska, Arkansas, Hawaii, Idaho, Kansas, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, South Carolina, South Dakota, Vermont, Wyoming, and the U.S. Virgin Islands. Iowa and Utah could also become eligible if their EPSCoR committees submitted an NSF EPSCoR Planning Grant application before the FOA closing date, consistent with NSF practice referenced by DOE.

The application limit is effectively one per eligible jurisdiction. The jurisdiction's EPSCoR Committee (or its designee) has the authority and responsibility to select the applicant organization on behalf of the jurisdiction, meaning the competition is intended to be organized at the state or territory level rather than through multiple independent submissions from institutions within the same jurisdiction. While the listing indicates "Eligible Applicants: Unrestricted" in a general sense, the text makes clear that jurisdiction-level authorization and the one-application-per-jurisdiction rule govern who can actually submit.

Administratively, this is a discretionary grant opportunity within the Office of Science Financial Assistance Program (CFDA 81.049), categorized under science and technology and other research and development. The FOA was posted May 14, 2009, with an application closing date of October 13, 2009, and an archive date of May 14, 2010. The opportunity explicitly states there is no cost sharing or matching requirement.

For technical and program questions, the primary point of contact listed is Dr. Tim Fitzsimmons at DOE (tim.fitzsimmons@science.doe.gov, 301-903-9830). For help accessing the announcement or resolving submission and linking issues, applicants are directed to the IIPS HelpDesk (iipshelpdesk@e-center.doe.gov) and Pam Carter (pam.carter@science.doe.gov).

Frequently Asked Questions (FAQs)

1) What is this funding opportunity?

This opportunity is a Department of Energy (DOE) solicitation for DOE EPSCoR Implementation Awards under Funding Opportunity Number (FON) DE-PS02-09ER09-12. It is offered through the DOE Office of Science, Office of Basic Energy Sciences (BES), within the Office of Science Financial Assistance Program (CFDA 81.049).

2) What is the main goal of the DOE EPSCoR Implementation Awards described here?

The main goal is to strengthen academic research infrastructure in EPSCoR-eligible jurisdictions by building capacity in energy-related science and technology areas identified as priorities by the EPSCoR jurisdictions governing committee. The emphasis is on measurable improvements in a jurisdiction's ability to compete for federal research funding and to sustain high-quality research aligned with DOE missions.

3) Are these awards meant to fund individual faculty research projects?

No. The opportunity explicitly states that Implementation Awards are not intended as a mechanism to fund stand-alone, single-investigator faculty projects.

4) What kind of project structure is DOE expecting?

DOE expects coordinated, jurisdiction-wide (or multi-jurisdiction) efforts organized around a common scientific theme. Proposals should emphasize collaboration among a group of scientists and researchers, shared plans, shared facilities, training activities, and longer-term improvements in research competitiveness.

5) What does "capacity-building" mean in the context of this FOA?

Based on the description provided, capacity-building means developing research capability at the jurisdiction level in ways that can be demonstrated and measured, including improving competitiveness for federal research funding and enabling sustained, high-quality research in areas aligned with DOE missions.

6) Who is eligible to apply?

Eligibility follows DOE EPSCoR rules that track National Science Foundation (NSF) EPSCoR eligibility criteria, with an additional DOE constraint tied to active DOE EPSCoR Implementation Awards (see the one-award-per-jurisdiction limitation described in this FOA).

7) What is the key DOE-specific eligibility constraint mentioned?

Only one active DOE EPSCoR Implementation Award may be receiving funding per jurisdiction at any given time. As described, only jurisdictions without an active Implementation Award receiving DOE funding in fiscal year 2010 may apply.

8) Which jurisdictions were anticipated to be eligible at the time of posting?

The FOA states the jurisdictions anticipated to be eligible were: Alabama, Alaska, Arkansas, Hawaii, Idaho, Kansas, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, South Carolina, South Dakota, Vermont, Wyoming, and the U.S. Virgin Islands.

9) Could any additional jurisdictions become eligible?

Yes. Iowa and Utah could become eligible if their EPSCoR committees submitted an NSF EPSCoR Planning Grant application before the FOA closing date, consistent with NSF practice referenced by DOE.

10) How many applications can be submitted per jurisdiction?

Effectively one application per eligible jurisdiction, as described in the FOA.

11) Who selects which organization will submit the application for a jurisdiction?

The jurisdiction's EPSCoR Committee (or its designee) has the authority and responsibility to select the applicant organization on behalf of the jurisdiction.

12) The listing says "Eligible Applicants: Unrestricted." Does that mean any institution can submit?

While the listing includes "Eligible Applicants: Unrestricted" in a general sense, the FOA text clarifies that jurisdiction-level authorization (via the EPSCoR Committee or designee) and the one-application-per-jurisdiction rule govern who can actually submit an application.

13) Is this opportunity limited to single-state efforts, or can it include multiple jurisdictions?

The FOA describes Implementation Awards as supporting coordinated, jurisdiction-wide or multi-jurisdiction efforts, built around a common scientific theme.

14) What agency office is running this solicitation?

The solicitation is issued by DOE through the Office of Science and its Office of Basic Energy Sciences (BES).

15) What is the CFDA number and program category?

The FOA identifies the program as CFDA 81.049, part of the Office of Science Financial Assistance Program, categorized under science and technology and other research and development.

16) Does the opportunity require cost sharing or matching funds?

No. The opportunity explicitly states there is no cost sharing or matching requirement.

17) What are the key dates for this funding opportunity?

The FOA was posted on May 14, 2009. The application closing date is October 13, 2009. The archive date is May 14, 2010.

18) What is the Funding Opportunity Number (FON) for this solicitation?

The Funding Opportunity Number is DE-PS02-09ER09-12.

19) What kinds of activities should proposals emphasize according to the FOA?

Based on the description provided, proposals should emphasize collaboration across a group of researchers, shared infrastructure and facilities, training, coordinated planning, a common scientific theme, and strategic development aimed at long-term improvements in jurisdiction research competitiveness.

20) Who should be contacted for technical or program questions?

For technical and program questions, the FOA lists Dr. Tim Fitzsimmons (tim.fitzsimmons@science.doe.gov, 301-903-9830) as the primary point of contact.

21) Who should be contacted for help accessing the announcement or for submission/linking issues?

The FOA directs applicants to the IIPS HelpDesk (iipshelpdesk@e-center.doe.gov) and Pam Carter (pam.carter@science.doe.gov) for help accessing the announcement or resolving submission and linking issues.

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