Opportunity Information: Apply for NPS BAA 14 003
Apply for NPS BAA 14 003
- The Naval Supply Systems Command in the science and technology and other research and development sector is offering a public funding opportunity titled "FY15 PROJECT ON ADVANCED SYSTEMS AND CONCEPTS FOR COUNTERING WMD (PASCC)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.300 Basic and Applied Scientific Research.
- This funding opportunity was created on Aug 21, 2014 and posted on May 7, 2014.
- Applicants must submit their applications by Mar 31, 2015. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
- All responsible sources from U.S. academia, U.S. research institutions, laboratories outside the U.S. Federal Government, and accredited foreign universities may submit proposals under this BAA. Federally Funded Research Development Centers (FFRDCs), including Department of Energy National Laboratories, are not eligible to receive awards under this BAA. U.S. Government schools of higher education, Navy laboratories and warfare centers as well as other Department of Defense and civilian agency laboratories are also not eligible to receive awards under this BAA and should not directly submit either white papers or full proposals in response to this BAA. If any such organization is interested in research described herein, the organization should contact the Technical Point of Contact at mdrasmus@nps.edu or pascc@nps.edu University Affiliated Research Centers (UARC) are eligible to submit proposals under this BAA unless precluded from doing so by their Department of Defense UARC contract.
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Opportunity Summary:
The FY15 Project on Advanced Systems and Concepts for Countering WMD (PASCC) was a Broad Agency Announcement (BAA) intended to draw in high-caliber researchers and scholars to tackle priority questions for the security studies community related to weapons of mass destruction (WMD) and weapons of mass effect (WME). The core purpose was knowledge-building that could strengthen national defense decision-making and, just as importantly, inform policy and international engagement aimed at preventing, countering, and responding to these threats. Rather than limiting the scope to one technical lane, the program framed countering WMD/WME as a broad security studies challenge and encouraged research that could connect empirical findings to real-world strategy, governance, and international relations.
The solicitation emphasized innovative research on counterproliferation, nonproliferation, and strategic issues, with work planned for the January 2015 through September 2016 performance window. It defined "security studies research" in an intentionally expansive way: investigations across disciplines, fields, and domains that contribute to national defense knowledge and could plausibly improve policy and international relationships for combating WMD/WME. The BAA explicitly welcomed multidisciplinary approaches, listing areas such as political science, sociology, history, biology, chemistry, economics, homeland defense, and public policy, while making clear that the list was not exhaustive. In practice, this meant proposals could range from technical or scientific perspectives that affect WMD/WME risk, to regional studies and policy analysis, to institutional and behavioral research on deterrence, compliance, and crisis dynamics.
PASCC anticipated funding multiple efforts across FY15 to FY16, including both research projects and "dialogues" (which typically refers to structured workshops, conferences, or expert exchanges designed to surface insights, test assumptions, and build shared understanding among practitioners and scholars). The number of awards was not fixed; it depended on available funds and on how many submissions were both high quality and clearly responsive to the BAA priorities. The funding mechanisms identified were grants and cooperative agreements, indicating that some awards could involve more active program engagement or coordination than a standard grant, depending on the project.
The research topics were grouped into five broad categories. First, the program sought work on the proliferation of WMD (specifically nuclear, chemical, and biological weapons) as well as WME, defined as other high-casualty or high-disruption weapons capable of producing strategic effects. Second, it encouraged studies of WMD/WME delivery systems, explicitly calling out missiles, aircraft, ships, submarines, and unconventional delivery modes, which opens the door to analyses of emerging pathways, operational concepts, and risk vectors beyond traditional strategic forces. Third, the BAA highlighted management and prevention mechanisms and regimes, pointing to interest in governance structures, treaties, export controls, verification approaches, international institutions, enforcement tools, and other frameworks that shape state and non-state behavior. Fourth, it prioritized WMD/WME issues in less studied regions, defined as areas outside Europe/Russia and China, signaling a desire to broaden analytical coverage to regions that may receive less sustained attention but could still present major proliferation or WME risks. Fifth, it included multi-domain threats to strategic stability, reflecting concern that strategic stability is influenced not only by traditional military balances but also by interactions across domains (for example, combinations of conventional forces, cyber effects, space considerations, and unconventional tools) that can complicate deterrence, escalation control, and crisis management.
Administratively, the opportunity was listed under Funding Opportunity Number NPS BAA 14-003 and associated with CFDA 12.300 (Basic and Applied Scientific Research). It was categorized as discretionary funding and aligned to science and technology and other research and development activities. The posting date was May 7, 2014, with an application closing date of March 31, 2015, and an archive date of April 30, 2015. There was no cost sharing or matching requirement, reducing barriers for applicants who might otherwise need to secure institutional or third-party funds to participate.
Eligibility was relatively open to "all responsible sources" from U.S. academia, U.S. research institutions, laboratories outside the U.S. Federal Government, and accredited foreign universities, which is notable because it explicitly allowed accredited foreign universities to submit. At the same time, it excluded several major categories of government-adjacent research performers from receiving awards: Federally Funded Research and Development Centers (FFRDCs), including Department of Energy National Laboratories, were not eligible; U.S. Government schools of higher education, Navy laboratories and warfare centers, and other Department of Defense and civilian agency laboratories were also not eligible to submit white papers or full proposals directly. University Affiliated Research Centers (UARCs) could apply unless their specific Department of Defense UARC contract prohibited it. For ineligible government organizations that still wanted to participate in the research space described, the announcement directed them to contact the technical points of contact to discuss pathways consistent with the solicitation rules.
The agency name tied to the announcement was Naval Supply Systems Command, and the announcement provided points of contact for both technical and contracting/grants support, including an email route through the Naval Postgraduate School PASCC contacts for organizations needing clarification or seeking appropriate coordination. Overall, the opportunity was designed as a broad, interdisciplinary call for ideas that could produce actionable insight on WMD/WME risks, how such capabilities spread, how they might be delivered, how international and domestic regimes can prevent or manage them, and how evolving multi-domain dynamics affect strategic stability.
FAQs: FY15 Project on Advanced Systems and Concepts for Countering WMD (PASCC) - BAA
What is this funding opportunity?
This opportunity is the FY15 Project on Advanced Systems and Concepts for Countering WMD (PASCC), issued as a Broad Agency Announcement (BAA). It was designed to attract high-caliber researchers and scholars to address priority security studies questions related to weapons of mass destruction (WMD) and weapons of mass effect (WME).
What is the main purpose of PASCC?
The core purpose is knowledge-building that can strengthen national defense decision-making and also inform policy and international engagement aimed at preventing, countering, and responding to WMD/WME threats. The solicitation emphasizes research that can connect empirical findings to real-world strategy, governance, and international relations.
Is PASCC limited to one technical field or discipline?
No. The BAA frames countering WMD/WME as a broad security studies challenge rather than a single technical lane. It explicitly welcomes multidisciplinary approaches and defines security studies research in an intentionally expansive way.
What does PASCC mean by "security studies research"?
The BAA describes security studies research broadly as investigations across disciplines, fields, and domains that contribute to national defense knowledge and could plausibly improve policy and international relationships for combating WMD/WME.
What disciplines are encouraged to apply?
The solicitation explicitly welcomes multidisciplinary work and lists examples including political science, sociology, history, biology, chemistry, economics, homeland defense, and public policy. The list is not exhaustive, so other relevant disciplines may also fit.
What kinds of activities could be funded under PASCC?
PASCC anticipated funding multiple efforts across FY15 to FY16, including research projects and "dialogues." Dialogues typically refer to structured workshops, conferences, or expert exchanges intended to surface insights, test assumptions, and build shared understanding among practitioners and scholars.
What funding instruments are used for awards?
The BAA identifies grants and cooperative agreements as funding mechanisms. This suggests some awards may involve more active program engagement or coordination than a standard grant, depending on the nature of the effort.
How many awards will be made?
The number of awards was not fixed. Awards depended on available funds and on how many submissions were high quality and clearly responsive to the BAA priorities.
What is the performance period for the work?
The work was planned for the January 2015 through September 2016 performance window.
What are the main research topic categories?
The BAA groups topics into five broad categories: (1) proliferation of WMD (nuclear, chemical, biological) and WME; (2) WMD/WME delivery systems; (3) management and prevention mechanisms and regimes; (4) WMD/WME issues in less studied regions; and (5) multi-domain threats to strategic stability.
How does the BAA define WMD for this opportunity?
WMD is described as nuclear, chemical, and biological weapons.
How does the BAA define WME?
WME is defined as other high-casualty or high-disruption weapons capable of producing strategic effects.
What delivery systems are specifically mentioned?
The BAA explicitly calls out missiles, aircraft, ships, submarines, and unconventional delivery modes. This indicates interest in both traditional delivery platforms and emerging or non-traditional pathways and operational concepts.
What types of "management and prevention mechanisms and regimes" are of interest?
The BAA points to governance structures, treaties, export controls, verification approaches, international institutions, enforcement tools, and other frameworks that shape state and non-state behavior related to WMD/WME.
What does PASCC mean by "less studied regions"?
Less studied regions are defined as areas outside Europe/Russia and China. The BAA signals a desire to broaden analytical coverage to regions that may receive less sustained attention but could still present major proliferation or WME risks.
What does the BAA mean by "multi-domain threats to strategic stability"?
The BAA highlights concern that strategic stability is influenced not only by traditional military balances but also by interactions across domains. Examples mentioned include combinations of conventional forces, cyber effects, space considerations, and unconventional tools that can complicate deterrence, escalation control, and crisis management.
What is the Funding Opportunity Number for this BAA?
The Funding Opportunity Number is NPS BAA 14-003.
What CFDA number is associated with this opportunity?
The announcement is associated with CFDA 12.300 (Basic and Applied Scientific Research).
Is this discretionary funding?
Yes. The opportunity is categorized as discretionary funding.
What types of activities does the opportunity align to?
It is aligned to science and technology and other research and development activities.
When was the opportunity posted?
The posting date was May 7, 2014.
What was the application closing date?
The application closing date was March 31, 2015.
When was the opportunity archived?
The archive date was April 30, 2015.
Is cost sharing or matching required?
No. The BAA states there was no cost sharing or matching requirement.
Who is eligible to apply?
Eligibility is open to "all responsible sources" from U.S. academia, U.S. research institutions, laboratories outside the U.S. Federal Government, and accredited foreign universities.
Are accredited foreign universities eligible to apply?
Yes. The solicitation explicitly allows accredited foreign universities to submit.
Which organizations are explicitly not eligible to receive awards?
The BAA states that Federally Funded Research and Development Centers (FFRDCs), including Department of Energy National Laboratories, are not eligible. It also excludes U.S. Government schools of higher education, Navy laboratories and warfare centers, and other Department of Defense and civilian agency laboratories from submitting white papers or full proposals directly.
Can University Affiliated Research Centers (UARCs) apply?
UARCs can apply unless their specific Department of Defense UARC contract prohibits it.
If an ineligible government organization wants to participate, what should it do?
The announcement directs ineligible government organizations to contact the technical points of contact to discuss pathways consistent with the solicitation rules.
Which agency is tied to this announcement?
The agency name tied to the announcement is Naval Supply Systems Command.
Who should applicants contact with technical or contracting/grants questions?
The announcement provides points of contact for both technical and contracting/grants support, including an email route through the Naval Postgraduate School PASCC contacts for organizations needing clarification or seeking appropriate coordination.
What kinds of proposal themes would likely fit the intent of the BAA?
Based on the BAA description, proposals could range from technical or scientific perspectives that affect WMD/WME risk, to regional studies and policy analysis, to institutional and behavioral research on deterrence, compliance, and crisis dynamics, as long as the work is responsive to the stated topic categories and supports actionable insight for policy, strategy, governance, or international engagement.
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