Opportunity Information: Apply for FR 5800 N 06

  • The Department of Housing and Urban Development in the housing sector is offering a public funding opportunity titled "Healthy Homes and Lead Technical Studies Programs Pre Application" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 14.902 Lead Technical Studies Grants 14.906 Healthy Homes Technical Studies Grants.
  • This funding opportunity was created on Jun 2, 2014 and posted on Jun 2, 2014.
  • Applicants must submit their applications by Jul 8, 2014 A. Pre applications must be received and validated by Grants.gov no later than 115959 pm eastern time on the deadline date.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $4,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $750,000.00 in funding.
  • The number of recipients for this funding is limited to 10 candidate(s).
  • Eligible applicants include: Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education State governments Native American tribal governments (Federally recognized) For profit organizations other than small businesses Private institutions of higher education Native American tribal organizations (other than Federally recognized tribal governments) Special district governments County governments Others (see text field entitled Additional Information on Eligibility for clarification) Small businesses Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Independent school districts City or township governments Public and State controlled institutions of higher education Public housing authorities/Indian housing authorities.
  • 1. Applications to supplement existing projects are eligible to compete with applications for new awards. Federal agencies are not eligible to submit applications. The 2014 General Section identifies threshold requirements that must be met for an organization to receive an award. 2. If your organization received an award under the FY2013 Healthy Homes Technical Studies Grant Program cycle, you are not eligible to apply to that program, unless you apply with a different Principal Investigator. Individuals, foreign entities, and sole proprietorship organizations are not eligible to compete for, or receive, awards made under this announcement.
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Opportunity Summary:

The Healthy Homes and Lead Technical Studies Programs Pre-Application (Funding Opportunity Number FR-5800-N-06) is a discretionary HUD funding opportunity that supports research and technical studies aimed at making housing safer and healthier. The central purpose is to expand both HUD's and the public's understanding of housing-related health and safety hazards, while also improving existing methods or developing new ways to assess hazards and control or mitigate them. HUD is placing a strong emphasis on projects that address key residential hazards, with particular attention to lead-based paint and other priority "healthy homes" issues, especially where there are clear gaps in the science around accurate, efficient hazard identification and cost-effective mitigation strategies.

This opportunity is offered through cooperative agreements, meaning awardees should expect an active partnership with HUD during the project rather than a hands-off grant relationship. HUD anticipates making about 10 awards under this notice, with an estimated total funding pool of $4,000,000. Individual awards are expected to range from $200,000 (award floor) to $750,000 (award ceiling). There is no cost sharing or matching requirement, which reduces barriers for applicants that may not have non-federal funds available to contribute.

Eligible applicants cover a broad mix of organizations across the public, private, nonprofit, and academic sectors. Eligible entities include state, county, city/township, and special district governments; federally recognized tribal governments and other tribal organizations; public housing authorities and Indian housing authorities; public and state-controlled universities and colleges as well as private institutions of higher education; nonprofits (including those with 501(c)(3) status and certain nonprofits without 501(c)(3)); for-profit organizations (other than small businesses) and small businesses; independent school districts; and other eligible applicants as described in the full notice. Federal agencies are specifically not eligible to apply. Individuals, foreign entities, and sole proprietorships are also not eligible to compete for or receive awards under this announcement.

HUD also flags a couple of program-specific eligibility conditions. Applications that supplement existing projects are allowed and can compete alongside proposals for new work. However, if an organization received an award under the FY2013 Healthy Homes Technical Studies Grant Program cycle, that organization is not eligible to apply again to that same program cycle unless it proposes a different Principal Investigator, which is intended to broaden participation and reduce repeat funding of the same leadership teams. In addition to these eligibility rules, applicants must meet the standard threshold requirements laid out in HUD's 2014 General Section to be considered for an award.

The solicitation is framed as a pre-application process, and the submission logistics are strict. Pre-applications had to be submitted through Grants.gov and received and validated no later than 11:59:59 PM Eastern Time on the deadline date. For this particular posting, the original and current closing date listed is July 8, 2014 (posted June 2, 2014), and the opportunity was later archived on February 13, 2015. While those dates indicate this specific competition is historical, the structure and priorities are still useful for understanding how HUD frames research needs in healthy housing and lead hazard control.

In terms of technical focus, HUD directs applicants to the notice appendices for the detailed hazard categories and supporting literature. Appendix A (Key Residential Health and Safety Hazards) outlines the set of priority hazards HUD wants addressed, and Appendix B (Relevant Publications and Guidelines) provides the references and guidance that underpin the notice. In practice, this means competitive proposals would be expected to align with HUD-identified hazard priorities and build on established evidence, while also pushing the field forward by improving measurement, screening, assessment tools, intervention methods, or implementation approaches that reduce risk in real homes at reasonable cost.

For applicants seeking the full announcement and supporting materials, HUD provided an additional information link hosted on the HUD portal. Questions about accessing the full announcement electronically were directed to the listed contact, J. Kofi Berko (J.Kofi.Berko@hud.gov) in HUD Grants Policy.

Frequently Asked Questions (FAQs)

What is the funding opportunity called and what is the funding opportunity number?

The opportunity is titled the Healthy Homes and Lead Technical Studies Programs Pre-Application. The Funding Opportunity Number is FR-5800-N-06.

Which federal agency is offering this opportunity?

This is a discretionary funding opportunity offered by HUD (the U.S. Department of Housing and Urban Development).

What is the main purpose of this program?

The central purpose is to support research and technical studies that make housing safer and healthier by expanding HUD's and the public's understanding of housing-related health and safety hazards and by improving existing methods (or developing new methods) to assess, control, or mitigate those hazards.

What topics or hazards is HUD emphasizing?

HUD is emphasizing projects that address key residential hazards, with particular attention to lead-based paint and other priority "healthy homes" issues. HUD especially wants work that fills clear gaps in the science around accurate and efficient hazard identification and cost-effective mitigation strategies.

What kind of award instrument will HUD use?

HUD is offering this opportunity through cooperative agreements. This means awardees should expect an active partnership with HUD during the project, rather than a hands-off grant relationship.

How many awards does HUD expect to make, and what is the total estimated funding?

HUD anticipates making about 10 awards under this notice, with an estimated total funding pool of $4,000,000.

What is the expected award size (minimum and maximum)?

Individual awards are expected to range from $200,000 (award floor) to $750,000 (award ceiling).

Is cost sharing or a match required?

No. There is no cost sharing or matching requirement under this opportunity.

Who is eligible to apply?

Eligible applicants include a broad range of organizations, including:

  • State governments
  • County governments
  • City or township governments
  • Special district governments
  • Federally recognized tribal governments and other tribal organizations
  • Public housing authorities and Indian housing authorities
  • Public and state-controlled universities and colleges
  • Private institutions of higher education
  • Nonprofits (including 501(c)(3) organizations and certain nonprofits without 501(c)(3))
  • For-profit organizations (other than small businesses)
  • Small businesses
  • Independent school districts
  • Other eligible applicants as described in the full notice

Who is not eligible to apply?

Federal agencies are not eligible to apply. Individuals, foreign entities, and sole proprietorships are also not eligible to compete for or receive awards under this announcement.

Are applications that supplement existing projects allowed?

Yes. Applications that supplement existing projects are allowed and can compete alongside proposals for new work.

Is there any restriction related to the FY2013 Healthy Homes Technical Studies Grant Program?

Yes. If an organization received an award under the FY2013 Healthy Homes Technical Studies Grant Program cycle, that organization is not eligible to apply again to that same program cycle unless it proposes a different Principal Investigator. This condition is intended to broaden participation and reduce repeat funding of the same leadership teams.

Are there other eligibility or screening requirements beyond the applicant type?

Yes. Applicants must meet the standard threshold requirements laid out in HUD's 2014 General Section to be considered for an award.

Is this a full application or a pre-application?

This solicitation is framed as a pre-application process.

How were pre-applications required to be submitted?

Pre-applications had to be submitted through Grants.gov.

What were the submission timing requirements?

Pre-applications needed to be received and validated no later than 11:59:59 PM Eastern Time on the deadline date.

What was the deadline for this specific posting?

For this particular posting, the original and current closing date listed is July 8, 2014. The opportunity was posted June 2, 2014.

Is this opportunity still open?

No. The opportunity was later archived on February 13, 2015. The dates provided indicate this specific competition is historical.

Where can applicants find the detailed hazard categories HUD wants addressed?

HUD directs applicants to the notice appendices. Appendix A (Key Residential Health and Safety Hazards) outlines the set of priority hazards HUD wants addressed.

Where can applicants find the publications, references, and guidelines underpinning the notice?

Appendix B (Relevant Publications and Guidelines) provides the references and guidance that underpin the notice.

What does HUD appear to expect from competitive proposals, based on the description?

Competitive proposals would be expected to align with HUD-identified hazard priorities and build on established evidence, while also improving measurement, screening, assessment tools, intervention methods, or implementation approaches that reduce risk in real homes at reasonable cost.

Where was the full announcement hosted?

HUD provided an additional information link hosted on the HUD portal for the full announcement and supporting materials.

Who was the contact person for questions about accessing the full announcement electronically?

Questions about accessing the full announcement electronically were directed to J. Kofi Berko (J.Kofi.Berko@hud.gov) in HUD Grants Policy.

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