Opportunity Information: Apply for RFA AI 11 032
Apply for RFA AI 11 032
- The National Institutes of Health in the health sector is offering a public funding opportunity titled "Host Targeted Interventions as Therapeutics for Infectious Diseases (R21/R33)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.855 Allergy and Infectious Diseases Research 93.856 Microbiology and Infectious Diseases Research.
- This funding opportunity was created on Jul 19, 2011 and posted on Jul 19, 2011.
- Applicants must submit their applications by Nov 30, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $4,000,000.00 to eligible and selected applicants.
- Eligible applicants include: Native American tribal organizations (other than Federally recognized tribal governments) State governments Private institutions of higher education Independent school districts County governments Others (see text field entitled Additional Information on Eligibility for clarification) Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education City or township governments Public housing authorities/Indian housing authorities Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Public and State controlled institutions of higher education Small businesses Native American tribal governments (Federally recognized) For profit organizations other than small businesses Special district governments.
- Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are eligible to apply.
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Opportunity Summary:
The Host Targeted Interventions as Therapeutics for Infectious Diseases (R21/R33) funding opportunity (RFA-AI-11-032) was a National Institutes of Health initiative, administered through the National Institute of Allergy and Infectious Diseases (NIAID), aimed at accelerating new therapeutic concepts for serious infectious disease threats. Instead of focusing on drugs that directly attack a microbe or virus, this program emphasized the discovery and early development of countermeasures that work by targeting host-encoded functions, meaning normal human (or animal) biological pathways that pathogens rely on to infect cells, replicate, spread within the body, or cause disease. The underlying idea is that if a pathogen depends on certain host processes to complete its life cycle or to trigger damaging inflammation, then carefully designed interventions that modulate those host processes could reduce illness, improve outcomes, and potentially make it harder for pathogens to develop resistance compared with traditional pathogen-targeted drugs.
A key scientific focus of the announcement was the set of “NIAID Category A, B, or C priority pathogens,†which generally includes high-concern agents associated with biodefense and emerging infectious disease risk. By tying the research scope to these priority categories, the opportunity was positioned to support work that could have public health and national security relevance, including diseases where there is limited treatment availability, a high consequence of outbreaks, or meaningful concern about intentional release. The program’s goal language stressed innovation and stimulation of the pipeline, signaling interest in novel targets, mechanisms, and approaches rather than incremental variations of existing antimicrobial strategies.
The mechanism paired an R21 with an R33, which is typically used to support a two-phase project that starts with exploratory, high-impact feasibility work and, if predefined milestones are met, transitions into a second phase aimed at more advanced development. In practice, this structure is often used when the funder wants to encourage bold ideas while still requiring a clear development plan and measurable progress. The R21 phase is commonly used to establish proof-of-concept: identifying and validating a host target, demonstrating that modulating it can block infection or reduce pathogenesis, and generating early evidence of activity in relevant models. The subsequent R33 phase is designed for expansion and maturation of the effort, such as optimization of lead molecules or biologics, deeper mechanistic studies, improved efficacy testing, and other steps that move a concept closer to a credible therapeutic candidate. The combined structure also implies that applicants were expected to define milestones that would justify the transition between phases.
From an applicant standpoint, the opportunity was broadly open to many organizational types. Eligible applicants included public and private institutions of higher education, nonprofit organizations (including those with and without 501(c)(3) status), small businesses, for-profit organizations (including those other than small businesses), and multiple levels of government such as state, county, city, township, and special district governments. It also welcomed a wide range of mission-driven and community-centered institutions, including historically Black colleges and universities, Hispanic-serving institutions, tribally controlled colleges and universities, Alaska Native and Native Hawaiian serving institutions, and faith-based or community-based organizations. Importantly, foreign institutions were eligible, and non-U.S. components of U.S. organizations could apply, which broadened the pool to include international expertise and cross-border collaborations that can be especially valuable for infectious disease research.
Administratively, the program was categorized as a discretionary grant within the NIH health funding activity area, associated with CFDA numbers 93.855 (Allergy and Infectious Diseases Research) and 93.856 (Microbiology and Infectious Diseases Research). It did not require cost sharing or matching funds, which typically lowers barriers to participation and can make it easier for academic groups, nonprofits, and smaller entities to propose ambitious work. The opportunity was posted and created on July 19, 2011, with an original and current closing date of November 30, 2011, and it was archived on December 31, 2011, meaning it was time-limited and is no longer open under that specific announcement.
In terms of overall scale, the announcement listed an estimated total funding amount of $4,000,000. While that figure reflects program-level expectations rather than a guaranteed award level for any single project, it indicates the government’s intent to support a modest portfolio of projects capable of generating tangible movement toward host-directed therapeutics. Because host-targeted strategies can range from small-molecule inhibitors and biologics to pathway modulators and repurposed drugs, the solicitation was positioned to support diverse therapeutic modalities as long as the central premise remained host-function targeting for pathogens of high priority to NIAID.
For applicants seeking the official details at the time, NIH provided an additional information link to the full announcement on the NIH grants guide site. NIH also listed general support contacts through the NIH Office of Extramural Research webmaster for technical issues accessing or linking to the funding announcement, reflecting the standard administrative support structure for NIH FOAs.
Frequently Asked Questions (FAQs)
What is the Host Targeted Interventions as Therapeutics for Infectious Diseases (R21/R33) opportunity?
It was a National Institutes of Health (NIH) funding opportunity (RFA-AI-11-032) administered by the National Institute of Allergy and Infectious Diseases (NIAID). The program aimed to accelerate new therapeutic concepts for serious infectious disease threats by supporting research that targets host-encoded functions (normal human or animal biological pathways) that pathogens depend on.
Is this funding opportunity still open?
No. The opportunity was created and posted on July 19, 2011, had a closing date of November 30, 2011, and was archived on December 31, 2011. That means applications are no longer accepted under this specific announcement.
What was the main scientific idea behind this program?
Instead of developing drugs that directly attack a microbe or virus, this program emphasized host-directed countermeasures. The premise is that pathogens often rely on specific host processes to enter cells, replicate, spread, or trigger harmful inflammation. By modulating those host processes, an intervention could reduce illness and potentially make it harder for pathogens to develop resistance compared with traditional pathogen-targeted drugs.
What does "host-encoded functions" mean in this context?
"Host-encoded functions" refers to biological pathways and functions belonging to the infected organism (such as humans or animal models), rather than pathways encoded by the pathogen itself. The program was focused on interventions that act on the host side of the host-pathogen interaction.
What kinds of infectious disease threats were in scope?
A key focus was on “NIAID Category A, B, or C priority pathogens.†These categories generally include high-concern agents relevant to biodefense and emerging infectious disease risk, including agents associated with high consequences from outbreaks, limited treatment options, or concerns about intentional release.
Why did the announcement emphasize NIAID Category A, B, or C priority pathogens?
Tying the scope to these priority categories positioned the program to support research with potential public health and national security relevance, particularly for pathogens considered high priority by NIAID.
What does the R21/R33 mechanism mean?
It is a two-phase NIH grant structure. The project starts with an R21 phase intended for exploratory, high-impact feasibility work. If predefined milestones are met, the project can transition to the R33 phase, which supports more advanced development activities intended to mature the concept toward a credible therapeutic candidate.
What kinds of work would typically fit in the R21 phase for this program?
The R21 phase was generally aligned with proof-of-concept activities, such as identifying and validating a host target, demonstrating that modulating the target can block infection or reduce pathogenesis, and generating early evidence of activity in relevant models.
What kinds of work would typically fit in the R33 phase for this program?
The R33 phase was intended for expansion and maturation of the project after successful R21 milestones. Examples mentioned in the program description include optimization of lead molecules or biologics, deeper mechanistic studies, and improved efficacy testing to move the approach closer to a therapeutic candidate.
Were milestones required to move from the R21 to the R33 phase?
Yes. The structure implied that applicants were expected to define milestones that would justify the transition between phases, and that meeting predefined milestones would be the basis for moving into the R33 stage.
What kinds of therapeutic approaches were encouraged?
The opportunity was positioned to support diverse therapeutic modalities as long as the central premise remained host-function targeting for high-priority pathogens. The description noted that host-targeted strategies can range from small-molecule inhibitors and biologics to pathway modulators and repurposed drugs.
Was this program looking for incremental improvements to existing antimicrobials?
The program language emphasized innovation and stimulating the pipeline, signaling interest in novel targets, mechanisms, and approaches rather than incremental variations of existing antimicrobial strategies.
Which organizations were eligible to apply?
Eligibility was broad and included public and private institutions of higher education, nonprofit organizations (with and without 501(c)(3) status), small businesses, for-profit organizations (including those other than small businesses), and government entities such as state, county, city, township, and special district governments.
Were minority-serving and community-based institutions included in eligibility?
Yes. The opportunity explicitly welcomed a wide range of mission-driven and community-centered institutions, including historically Black colleges and universities, Hispanic-serving institutions, tribally controlled colleges and universities, Alaska Native and Native Hawaiian serving institutions, and faith-based or community-based organizations.
Were foreign institutions allowed to apply?
Yes. Foreign institutions were eligible, and non-U.S. components of U.S. organizations could apply. This expanded participation to include international expertise and collaborations relevant to infectious disease research.
What type of grant was this considered administratively?
It was categorized as a discretionary grant within the NIH health funding activity area.
What CFDA numbers were associated with this opportunity?
The opportunity was associated with CFDA 93.855 (Allergy and Infectious Diseases Research) and 93.856 (Microbiology and Infectious Diseases Research).
Was cost sharing or matching required?
No. The announcement stated that cost sharing or matching funds were not required.
How much funding was available under this announcement?
The estimated total program funding amount listed was $4,000,000. This figure reflected program-level expectations rather than a guaranteed amount for any single award.
What did the estimated total funding amount indicate about the program?
The $4,000,000 estimate suggested an intent to support a modest portfolio of projects capable of generating tangible progress toward host-directed therapeutics for high-priority infectious disease threats.
Where could applicants find the official announcement details at the time?
NIH provided an additional information link to the full announcement on the NIH Grants Guide site.
Who was listed for technical help related to accessing the funding announcement?
NIH listed general support contacts through the NIH Office of Extramural Research webmaster for technical issues accessing or linking to the funding announcement.
What were the key dates for this funding opportunity?
The opportunity was posted/created on July 19, 2011, had an original and current closing date of November 30, 2011, and was archived on December 31, 2011.
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