Opportunity Information: Apply for RFA AI 13 036

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "Inner City Asthma Consortium (UM1)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.855 Allergy and Infectious Diseases Research 93.856 Microbiology and Infectious Diseases Research.
  • This funding opportunity was created on Aug 26, 2013 and posted on Aug 26, 2013.
  • Applicants must submit their applications by Dec 20, 2013. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $10,000,000.00 to eligible and selected applicants.
  • The number of recipients for this funding is limited to 1 candidate(s).
  • Eligible applicants include: For profit organizations other than small businesses Native American tribal governments (Federally recognized) Public and State controlled institutions of higher education Small businesses Special district governments City or township governments Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education County governments State governments Others (see text field entitled Additional Information on Eligibility for clarification) Public housing authorities/Indian housing authorities Native American tribal organizations (other than Federally recognized tribal governments) Private institutions of higher education Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Independent school districts.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Asian American Native American Pacific Islander Serving Institutions (AANAPISISs) Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are not eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are not eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are not allowed.
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Opportunity Summary:

The Inner City Asthma Consortium (ICAC) (UM1) funding opportunity, issued by the National Institutes of Health under Funding Opportunity Number RFA-AI-13-036, was a cooperative agreement designed to support a single awardee that would both lead and carry out a coordinated clinical research program focused on asthma in inner-city populations. The core purpose was not simply to run isolated studies, but to take on the scientific leadership, operational coordination, and administrative responsibilities needed to keep the ICAC functioning as a multi-site, collaborative research enterprise. The overall emphasis was on improving prevention and treatment strategies for asthma where disease burden is often highest and where social and environmental conditions can complicate management, with an expectation that the awardee would guide an agenda that is directly relevant to the realities of inner-city communities.

Scientifically, the opportunity centered on conducting clinical trials and mechanistic studies that would deepen understanding of asthma immunopathogenesis while also testing and developing interventions tailored to inner-city populations. In practical terms, that means the consortium was expected to do two things in parallel: (1) run rigorous clinical studies that evaluate interventions that could reduce symptoms, exacerbations, and health disparities, and (2) pursue mechanistic research that explains why particular interventions work (or do not work) in these populations, including immune and biological pathways that shape disease expression and treatment response. By combining clinical trials with mechanistic investigation, the program aimed to generate evidence that is both actionable for patient care and informative for future therapeutic development, rather than producing results that are difficult to translate into real-world improvements.

From a funding and administrative standpoint, this was a discretionary NIH opportunity using the Cooperative Agreement mechanism, which typically signals substantial NIH program involvement compared with standard grants. The expected number of awards was one, with an estimated total funding level of about $10,000,000, indicating NIH intended to invest in a single leadership site (and its network structure) capable of managing a large, complex research program. The activity aligned with health research priorities and was associated with CFDA numbers 93.855 (Allergy and Infectious Diseases Research) and 93.856 (Microbiology and Infectious Diseases Research), reflecting the immunologic and infectious-disease-relevant dimensions that can intersect with asthma research.

Eligibility was broad across U.S.-based organizations and governmental entities, including public and private institutions of higher education, nonprofits (including those with and without 501(c)(3) status, excluding certain cases), for-profit organizations (including small businesses), and a range of government bodies (state, county, city/township, special district, and independent school districts), as well as public housing authorities/Indian housing authorities. The FOA also explicitly listed additional eligible applicants such as Historically Black Colleges and Universities, Hispanic-serving institutions, Tribally Controlled Colleges and Universities, Alaska Native and Native Hawaiian Serving Institutions, and Asian American Native American Pacific Islander Serving Institutions, along with faith-based or community-based organizations, regional organizations, U.S. territories or possessions, and eligible federal agencies. At the same time, it clearly excluded non-U.S. (foreign) institutions and non-U.S. components of U.S. organizations, and it did not allow foreign components as defined by NIH policy. No cost sharing or matching requirement was indicated, lowering a common barrier to entry for many applicants.

Timing-wise, the announcement was posted on August 26, 2013, with an original and current closing date of December 20, 2013, and an archive date of January 20, 2014, meaning it is no longer active but remains a useful reference point for understanding NIH priorities and the structure of large cooperative, consortium-style asthma research programs. The full announcement was hosted on the NIH grants site, and NIH’s Office of Extramural Research provided contact points for technical access issues. Overall, the opportunity was built to sustain and advance a national, inner-city-focused asthma research consortium through a single, highly capable leadership awardee responsible for both high-quality science and the complex coordination needed to run multi-center clinical and mechanistic studies at scale.

Inner City Asthma Consortium (ICAC) (UM1) - FAQs

What is this funding opportunity?

This opportunity was the Inner City Asthma Consortium (ICAC) (UM1) cooperative agreement issued by the National Institutes of Health (NIH) under Funding Opportunity Number (FOA) RFA-AI-13-036. It was designed to support a coordinated, multi-site clinical research program focused on asthma in inner-city populations.

What was the main purpose of the ICAC (UM1) award?

The purpose was to fund a single awardee that would both lead and carry out a coordinated clinical research program, providing scientific leadership, operational coordination, and administrative management to keep the ICAC functioning as a collaborative, multi-site research enterprise (not just a set of isolated studies).

Why was the program focused on inner-city populations?

The emphasis was on improving prevention and treatment strategies for asthma in settings where disease burden is often highest and where social and environmental conditions can complicate asthma management. The FOA expected the research agenda to be directly relevant to the realities of inner-city communities.

What kinds of research activities were expected under this program?

The opportunity centered on running clinical trials and mechanistic studies in parallel. The consortium was expected to (1) conduct rigorous clinical studies evaluating interventions to reduce symptoms, exacerbations, and health disparities, and (2) perform mechanistic research to explain why interventions work (or do not work) in inner-city populations, including immune and biological pathways that influence disease expression and treatment response.

What does "mechanistic studies" mean in the context of this FOA?

In this FOA, mechanistic studies referred to research aimed at understanding asthma immunopathogenesis and the underlying immune/biological pathways that shape how asthma presents and how people respond to treatment, particularly in inner-city populations.

What was the intended impact of combining clinical trials with mechanistic research?

By pairing intervention testing with mechanistic investigation, the program aimed to produce results that are actionable for patient care and informative for future therapeutic development, rather than findings that are difficult to translate into real-world improvements.

What type of NIH funding mechanism was used?

The FOA used the Cooperative Agreement mechanism (UM1), which typically indicates substantial NIH program involvement compared with standard grant mechanisms.

How many awards were expected to be made?

The expected number of awards was one, meaning NIH intended to fund a single leadership awardee to guide and manage the consortium structure and activities.

What was the estimated funding level for this opportunity?

The estimated total funding level was about $10,000,000, reflecting NIH's intent to invest in a large, complex, coordinated research program managed by one awardee.

Which NIH-related program areas or catalog numbers were associated with this FOA?

The opportunity was associated with CFDA numbers 93.855 (Allergy and Infectious Diseases Research) and 93.856 (Microbiology and Infectious Diseases Research), reflecting the immunologic and infectious-disease-relevant dimensions that can intersect with asthma research.

Who was eligible to apply?

Eligibility was broad across U.S.-based organizations and governmental entities. The FOA listed eligible applicants including:

  • Public and private institutions of higher education
  • Nonprofits (including those with and without 501(c)(3) status, excluding certain cases)
  • For-profit organizations (including small businesses)
  • Government bodies (state, county, city/township, special district, and independent school districts)
  • Public housing authorities/Indian housing authorities
  • Eligible federal agencies
  • U.S. territories or possessions
  • Regional organizations
  • Faith-based or community-based organizations

Did the FOA specifically encourage or name certain institution types as eligible?

Yes. The FOA explicitly listed additional eligible applicant categories such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving institutions, Tribally Controlled Colleges and Universities, Alaska Native and Native Hawaiian Serving Institutions, and Asian American Native American Pacific Islander Serving Institutions.

Are foreign (non-U.S.) organizations eligible to apply?

No. The FOA excluded non-U.S. (foreign) institutions and non-U.S. components of U.S. organizations, and it did not allow foreign components as defined by NIH policy.

Was cost sharing or matching required?

No cost sharing or matching requirement was indicated in the information provided.

When was the opportunity posted?

The announcement was posted on August 26, 2013.

What was the application due date?

The original and current closing date was December 20, 2013.

Is this funding opportunity still active?

No. The archive date was January 20, 2014, which indicates the opportunity is no longer active. It remains useful as a reference for NIH priorities and how large cooperative, consortium-style asthma programs can be structured.

Where was the full announcement hosted?

The full announcement was hosted on the NIH grants site.

Who provided contact points for technical access issues related to the announcement?

NIH's Office of Extramural Research provided contact points for technical access issues.

What level of responsibility was placed on the awardee?

The awardee was expected to take on scientific leadership and also handle operational and administrative responsibilities needed to run the ICAC as a multi-site consortium, including coordinating a complex clinical and mechanistic research program at scale.

Was the program intended to support isolated projects or a coordinated consortium?

It was intended to support a coordinated consortium. The FOA emphasized leadership and coordination across multiple sites rather than running isolated studies.

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