Opportunity Information: Apply for 13 RFI 0001

  • The Office of Naval Research in the science and technology and other research and development sector is offering a public funding opportunity titled "Lightweight and Modern Metals Manufacturing Innovation (LM3I) Proposed Institute" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.300 Basic and Applied Scientific Research.
  • This funding opportunity was created on May 9, 2013 and posted on May 9, 2013.
  • Applicants must submit their applications by Jun 3, 2013. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Should a solicitation be released at a later date, ONR plans a special competition limited to U.S. nonprofit organizations, including Universities.
Apply for 13 RFI 0001

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Opportunity Summary:

The Lightweight and Modern Metals Manufacturing Innovation (LM3I) Proposed Institute opportunity is a 2013 Request for Information (RFI) issued by the Office of Naval Research (ONR) in collaboration with the Office of the Secretary of Defense (OSD), specifically the Deputy Assistant Secretary of Defense for Manufacturing and Industrial Base Policy (MIBP). It sits under the broader federal push to rebuild and modernize U.S. manufacturing capacity through the National Network for Manufacturing Innovation (NNMI), a White House-led initiative aimed at boosting innovation, competitiveness, and job creation in advanced manufacturing. The NNMI concept and its guiding principles were outlined in a National Science and Technology Council report released on January 16, 2013, which framed the network as a series of connected institutes meant to accelerate the transition of promising technologies from research into scalable, real-world production.

This RFI is tied directly to the federal government s early expansion plans for NNMI. After launching the National Additive Manufacturing Innovation Institute (NAMII) as a pilot institute using a multi-agency, "whole of government" model, the President challenged federal agencies to propose three additional centers in FY 2013 to 2014. The goal for these new centers was to develop and scale critical manufacturing technologies to Manufacturing Readiness Levels (MRL) 4 through 7. In practical terms, that means focusing on the difficult middle ground between laboratory proof-of-concept and dependable production capability, where many technologies stall because they are too advanced for basic research funding but not mature enough for widespread commercial adoption.

LM3I, as described in the synopsis, was envisioned as one of these proposed new centers, with a focus on lightweight and modern metals and the manufacturing innovations needed to produce them reliably, at scale, and with competitive cost and performance. While the synopsis does not list specific technical topic areas, the institute framing implies emphasis on applied research and development, process development, and manufacturing scale-up rather than purely academic materials science. The institute concept also reflects the NNMI model, where government, industry, and academia collaborate to reduce technical risk, train a workforce aligned with emerging production needs, and speed the transition of technology into defense and commercial supply chains.

Importantly, this posting is not a traditional grant solicitation requesting full proposals. It is an RFI, meaning ONR was collecting input from stakeholders to shape a potential future solicitation and competition. The announcement repeatedly warns respondents not to use the standard Grants.gov application package attached to the listing, explaining that it appears only because Grants.gov and OMB require an application package shell for postings even when it does not apply. Instead, interested parties were instructed to download and follow the full RFI instructions provided through the Grants.gov "Application" area, where the real guidance for responding to the RFI was located.

From an administrative standpoint, the opportunity was categorized as a discretionary program with the anticipated funding instrument listed as a cooperative agreement, and it carried a cost sharing or matching requirement. The associated CFDA number was 12.300, Basic and Applied Scientific Research, which is commonly used for Department of Defense science and technology efforts. The posting date was May 9, 2013, with a closing date of June 3, 2013, and an archive date of July 3, 2013. Although the RFI itself was open more broadly (the listing uses "Others" and refers readers to additional eligibility language), the synopsis notes that if a formal solicitation were released later, ONR planned a special competition limited to U.S. nonprofit organizations, including universities. That detail signals that ONR was already thinking about an eventual lead-organization structure consistent with many institute models, where a nonprofit entity (often a university-led or standalone nonprofit consortium) serves as the hub coordinating industry and government participation.

For questions or difficulty accessing the full announcement, the listed technical point of contact was Dr. William M. Mullins, Program Officer, with a provided phone number, and separate mention of Grants.gov questions. Overall, the LM3I RFI was essentially an early planning step for a potential NNMI-style institute focused on modern metals manufacturing, aimed at gathering community input to design a center that could push key technologies through the scale-up gap to higher manufacturing readiness and strengthen U.S. industrial capability in strategically important materials and production processes.

Frequently Asked Questions (FAQs)

What is the Lightweight and Modern Metals Manufacturing Innovation (LM3I) Proposed Institute opportunity?

LM3I is a 2013 Request for Information (RFI) issued by the Office of Naval Research (ONR), in collaboration with the Office of the Secretary of Defense (OSD), specifically the Deputy Assistant Secretary of Defense for Manufacturing and Industrial Base Policy (MIBP). It was described as a proposed institute concept focused on lightweight and modern metals manufacturing innovation.

Is LM3I a grant solicitation asking for full proposals?

No. The posting is an RFI, not a traditional grant solicitation. ONR was collecting input from stakeholders to help shape a potential future solicitation and competition.

What is an RFI in this context?

An RFI (Request for Information) is an information-gathering step where the government requests feedback, ideas, and perspectives from the community. In this case, ONR used the RFI to inform planning for a potential future institute or formal funding opportunity.

Who issued the RFI?

The RFI was issued by the Office of Naval Research (ONR) in collaboration with the Office of the Secretary of Defense (OSD), through the Deputy Assistant Secretary of Defense for Manufacturing and Industrial Base Policy (MIBP).

How does LM3I relate to the National Network for Manufacturing Innovation (NNMI)?

LM3I sits under the broader federal push to rebuild and modernize U.S. manufacturing capacity through NNMI, a White House-led initiative intended to boost innovation, competitiveness, and job creation in advanced manufacturing. The NNMI concept and guiding principles were outlined in a National Science and Technology Council report released on January 16, 2013.

Why was the federal government proposing additional NNMI-style centers in FY 2013 to 2014?

After launching the National Additive Manufacturing Innovation Institute (NAMII) as a pilot institute using a multi-agency "whole of government" approach, the President challenged federal agencies to propose three additional centers in FY 2013 to 2014.

What manufacturing maturity range was the LM3I concept meant to support?

The goal for the new NNMI-style centers referenced in the synopsis was to develop and scale critical manufacturing technologies to Manufacturing Readiness Levels (MRL) 4 through 7.

What does it mean to focus on Manufacturing Readiness Levels (MRL) 4 through 7?

MRL 4 through 7 generally represents the difficult middle ground between laboratory proof-of-concept and dependable production capability. The synopsis frames this as a stage where technologies often stall because they are too advanced for basic research funding but not mature enough for widespread commercial adoption.

What was LM3I expected to focus on technically?

The synopsis does not list specific technical topic areas. However, the institute framing implies an emphasis on applied research and development, process development, and manufacturing scale-up for lightweight and modern metals, rather than purely academic materials science.

What type of collaboration model was implied for LM3I?

The opportunity description reflects the NNMI model, where government, industry, and academia collaborate to reduce technical risk, train a workforce aligned with emerging production needs, and speed the transition of technology into defense and commercial supply chains.

What funding instrument was anticipated for this opportunity?

From an administrative standpoint, the anticipated funding instrument was listed as a cooperative agreement.

Was cost sharing or matching required?

Yes. The posting indicates there was a cost sharing or matching requirement.

What CFDA number was associated with this opportunity?

The associated CFDA number was 12.300, Basic and Applied Scientific Research, which is commonly used for Department of Defense science and technology efforts.

When was the opportunity posted and when did it close?

The posting date was May 9, 2013, and the closing date was June 3, 2013.

When was the opportunity archived?

The archive date was July 3, 2013.

Who was this RFI intended for (eligibility)?

The listing uses "Others" and refers readers to additional eligibility language. The synopsis also notes that if a formal solicitation were released later, ONR planned a special competition limited to U.S. nonprofit organizations, including universities.

Does the RFI say anything about who could lead an eventual institute?

Yes. The synopsis suggests that if a formal solicitation were released later, ONR planned a special competition limited to U.S. nonprofit organizations (including universities). This points toward a lead-organization structure where a nonprofit entity could serve as the hub coordinating consortium participation.

Should applicants use the standard Grants.gov application package attached to the listing?

No. The announcement repeatedly warns respondents not to use the standard Grants.gov application package attached to the listing. It explains that the package appears only because Grants.gov and OMB require an application package shell for postings even when it does not apply.

Where were the real instructions for responding to the RFI located?

Interested parties were instructed to download and follow the full RFI instructions provided through the Grants.gov "Application" area, where the real guidance for responding to the RFI was located.

What should someone do if they have trouble accessing the full announcement?

The posting notes that for questions or difficulty accessing the full announcement, a technical point of contact was provided and there was separate mention of Grants.gov questions.

Who was the technical point of contact for LM3I?

The listed technical point of contact was Dr. William M. Mullins, Program Officer (with a provided phone number in the posting).

What was the overall purpose of issuing this RFI?

The LM3I RFI was described as an early planning step for a potential NNMI-style institute focused on modern metals manufacturing. Its purpose was to gather community input to help design a center aimed at pushing key technologies through the scale-up gap to higher manufacturing readiness and strengthening U.S. industrial capability in strategically important materials and production processes.

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