Opportunity Information: Apply for BAA 09 05

  • The Office of Procurement Operations Grants Division in the science and technology and other research and development sector is offering a public funding opportunity titled "Long Range Broad Agency Announcement" and is now available to receive applicants.
  • This funding opportunity was created on Mar 30, 2009 and posted on Jan 9, 2009.
  • Applicants must submit their applications by Dec 31, 2009 The due date and time established for the receipt of white papers and full proposals are as indicated in Section IV of PART II.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Private institutions of higher education Public housing authorities/Indian housing authorities Small businesses County governments Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education City or township governments Independent school districts Public and State controlled institutions of higher education Native American tribal governments (Federally recognized) Individuals Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Others (see text field entitled Additional Information on Eligibility for clarification) State governments Native American tribal organizations (other than Federally recognized tribal governments) Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility Special district governments For profit organizations other than small businesses.
  • This BAA is open to ALL responsible sources. Foreign or foreign owned Offerors are advised that their participation is subject to foreign disclosure review procedures, applicable export control laws, and other applicable Federal laws, regulations, and policies pertaining to U.S Government business with foreign entities. Offerors may include single entities or teams from private sector organizations, Government laboratories, airport authorities, Federally Funded Research and Development Centers (FFRDCs), and academic institutions. Federally Funded Research Development Centers (FFRDCs), including the Department of Energy National Laboratories and Centers, are eligible to respond to this BAA, individually or as a team member of an eligible principal Offeror, as so long as they are permitted to respond to solicitations such as this under the applicable sponsoring agreement between the Government and the specific FFRDC. Historically Black Colleges and Universities (HBCU), Minority Institutions (MI), Small Business concerns, Small Disadvantaged Business concerns, Women Owned Small Business concerns, Veteran Owned Small Business concerns, Service Disabled Veteran Owned Small Business concerns, and HUBZone Small Business concerns are encouraged to submit proposals and to join other entities as team members in submitting proposals. However, no portion of this BAA will be set aside pursuant to FAR Part 19.502 2. Independent organizations and teams are encouraged to submit proposals. However, Offerors must be willing to cooperate and exchange software, data and other information in an integrated program with other contractors, as well as with system integrators, selected by DHS ST.
Apply for BAA 09 05

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Opportunity Summary:

The Department of Homeland Security (DHS), through its Office of Procurement Operations and Science and Technology Acquisition Division, issued a Long Range Broad Agency Announcement (BAA) under Funding Opportunity Number BAA 09 05 to solicit research and development ideas across DHS science and technology needs. The opportunity is categorized as discretionary funding and may be awarded using several possible instruments, including grants, cooperative agreements, other transaction-type mechanisms, and procurement contracts, depending on the nature of the work and the government relationship required. The program does not require cost sharing or matching funds.

A central feature of this solicitation is a strict, mandatory online registration requirement. DHS will not accept White Papers or Full Proposals from any organization that has not registered in advance through the designated portal (https://baa.st.dhs.gov) by the deadline specified in the BAA (with due dates referenced in Section IV of Part II). There are no exceptions to this rule. Practically, this means that an organization that misses the registration deadline for the White Paper phase is effectively locked out of the entire process, because submission of a White Paper is a prerequisite for being able to submit a later proposal. DHS emphasizes that teams must coordinate internally so the registration is completed correctly and on time.

The registration process is handled within the DHS BAA website. Offerors must go to the site, select "BAA 09 05" from the list on the left, then select the relevant topic area. Once the correct topic area is selected, registration and submission buttons become available. The registrant completes the required fields and submits the registration for the White Paper or Full Proposal, as applicable. After successful registration, DHS emails a control identification number to the registrant. This control number is required to begin the White Paper submission process. DHS notes that this control number is not the internal tracking number for evaluation; once a submission is received through the website, DHS generates a different number that is used for advisory committee review and subject matter expert evaluation.

Eligibility is broad and essentially open to all responsible sources. The opportunity lists a wide range of eligible applicants, including private and public institutions of higher education, nonprofits (both 501(c)(3) and certain non-501(c)(3) entities), small businesses and other for-profit organizations, individuals, state and local governments (including counties, cities, townships, special districts, and independent school districts), public housing authorities/Indian housing authorities, and Native American tribal governments and organizations. DHS also states that proposals may come from single entities or teams that include private sector organizations, government laboratories, airport authorities, Federally Funded Research and Development Centers (FFRDCs), and academic institutions. FFRDC participation is allowed so long as it is consistent with the specific center's sponsoring agreement. While the BAA encourages participation from Historically Black Colleges and Universities, Minority Institutions, and various small or disadvantaged business categories (including women-owned, veteran-owned, service-disabled veteran-owned, and HUBZone firms), DHS explicitly states that no part of the BAA is set aside under FAR Part 19.502-2.

Foreign or foreign-owned offerors are not categorically excluded, but DHS cautions that participation is subject to foreign disclosure review, export control requirements, and other federal laws, regulations, and policies governing U.S. government business with foreign entities. Another important expectation is collaboration: even though independent organizations and teams are encouraged to apply, offerors must be willing to cooperate in an integrated program environment, including exchanging software, data, and other information with other contractors and with system integrators selected by DHS Science and Technology.

Key dates shown in the listing include a Posted Date of January 9, 2009, an Original/Current Closing Date of December 31, 2009 (with the specific receipt deadlines for White Papers and Full Proposals governed by Section IV of Part II), and an Archive Date of January 30, 2010. Prospective applicants are directed to consult the full BAA (referenced as being available via fbo.gov in the listing) for complete topic descriptions, detailed submission instructions, evaluation criteria, and the authoritative schedule.

For questions, the primary point of contact is Susan Eicher, Contracting Officer, Department of Homeland Security, Office of Procurement Operations, Science and Technology Acquisition Division, Washington, DC 20528, phone (202) 254-2363, email susan.eicher@dhs.gov. If there are problems accessing the full announcement electronically, the listing provides an additional contact: Barbara Fuller, Grants Officer (Grants Office only, not the primary point of contact), phone 609-813-2834.

Frequently Asked Questions (FAQs)

1) What is this DHS funding opportunity?

This is the Department of Homeland Security (DHS) Long Range Broad Agency Announcement (BAA) issued through the Office of Procurement Operations and the Science and Technology Acquisition Division. It solicits research and development (R&D) ideas across DHS science and technology needs under Funding Opportunity Number BAA 09 05.

2) What is the Funding Opportunity Number?

The Funding Opportunity Number is BAA 09 05.

3) What type of funding is this?

The opportunity is categorized as discretionary funding.

4) What award instruments might DHS use?

DHS may make awards using different instruments depending on the nature of the work and the level of government involvement needed. Possible instruments include grants, cooperative agreements, other transaction-type mechanisms, and procurement contracts.

5) Is cost sharing or matching required?

No. The program does not require cost sharing or matching funds.

6) Who is eligible to apply?

Eligibility is broad and open to all responsible sources. Eligible applicants include private and public institutions of higher education, nonprofit organizations (including 501(c)(3) and certain non-501(c)(3) entities), small businesses and other for-profit organizations, individuals, and state and local governments (including counties, cities, townships, special districts, and independent school districts). Public Housing Authorities/Indian Housing Authorities and Native American tribal governments and organizations are also eligible.

7) Can proposals be submitted by teams or only single organizations?

Proposals may be submitted by a single entity or by a team. DHS notes that teams may include private sector organizations, government laboratories, airport authorities, Federally Funded Research and Development Centers (FFRDCs), and academic institutions.

8) Are FFRDCs allowed to participate?

Yes. FFRDC participation is allowed as long as it is consistent with the specific center's sponsoring agreement.

9) Are foreign or foreign-owned organizations allowed to apply?

Foreign or foreign-owned offerors are not categorically excluded. However, DHS notes participation may be subject to foreign disclosure review, export control requirements, and other federal laws, regulations, and policies that govern U.S. government business with foreign entities.

10) Does DHS encourage any particular types of applicants?

Yes. DHS encourages participation from Historically Black Colleges and Universities (HBCUs), Minority Institutions, and small or disadvantaged business categories (including women-owned, veteran-owned, service-disabled veteran-owned, and HUBZone firms).

11) Is this BAA set aside for small businesses?

No. DHS explicitly states that no part of the BAA is set aside under FAR Part 19.502-2.

12) What is the mandatory registration requirement?

Registration is mandatory and must be completed online through the designated portal at https://baa.st.dhs.gov by the deadline specified in the BAA (with due dates referenced in Section IV of Part II). DHS will not accept White Papers or Full Proposals from any organization that has not registered in advance. DHS states there are no exceptions.

13) What happens if an organization misses the registration deadline?

If the registration deadline for the White Paper phase is missed, the organization is effectively locked out of the process because submitting a White Paper is a prerequisite for submitting a later Full Proposal, and DHS will not accept White Papers or Full Proposals without prior registration.

14) Where do applicants register?

Registration is completed on the DHS BAA website at https://baa.st.dhs.gov.

15) How do applicants find the correct place to register on the portal?

On the DHS BAA website, offerors select "BAA 09 05" from the list on the left and then select the relevant topic area. Once the correct topic area is selected, the registration and submission buttons become available.

16) Do applicants register separately for a White Paper and a Full Proposal?

The portal process described indicates registration is submitted for the White Paper or for the Full Proposal, as applicable. Applicants should follow the BAA instructions and the portal steps for the phase they are entering.

17) What is the control identification number and why is it important?

After successful registration, DHS emails a control identification number to the registrant. This control number is required to begin the White Paper submission process.

18) Is the emailed control identification number the same as the evaluation tracking number?

No. DHS notes that the emailed control number is not the internal tracking number used for evaluation. After a submission is received through the website, DHS generates a different number used for advisory committee review and subject matter expert evaluation.

19) Are White Papers required before submitting a Full Proposal?

Yes. DHS indicates that submission of a White Paper is a prerequisite for being able to submit a later proposal.

20) Does DHS expect collaboration after award?

Yes. Offerors must be willing to cooperate in an integrated program environment, including exchanging software, data, and other information with other contractors and with system integrators selected by DHS Science and Technology.

21) What are the key dates listed for this opportunity?

The listing shows a Posted Date of January 9, 2009; an Original/Current Closing Date of December 31, 2009; and an Archive Date of January 30, 2010. DHS also states that specific receipt deadlines for White Papers and Full Proposals are governed by Section IV of Part II of the BAA.

22) Where can applicants find the official topic descriptions, submission instructions, evaluation criteria, and schedule?

Applicants are directed to consult the full BAA for complete topic descriptions, detailed submission instructions, evaluation criteria, and the authoritative schedule. The listing references the full BAA as being available via fbo.gov.

23) Who is the primary point of contact for questions?

The primary point of contact is Susan Eicher, Contracting Officer, Department of Homeland Security, Office of Procurement Operations, Science and Technology Acquisition Division, Washington, DC 20528. Phone: (202) 254-2363. Email: susan.eicher@dhs.gov.

24) Who should be contacted if there are problems accessing the announcement electronically?

If there are problems accessing the full announcement electronically, the listing provides an additional contact: Barbara Fuller, Grants Officer (Grants Office only, not the primary point of contact). Phone: 609-813-2834.

25) Why does DHS emphasize internal coordination for registration?

DHS emphasizes that teams must coordinate internally so registration is completed correctly and on time, because DHS will not accept White Papers or Full Proposals without advance registration and there are no exceptions.

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