Opportunity Information: Apply for PA 09 113

  • The National Institutes of Health in the education health sector is offering a public funding opportunity titled "Manufacturing Processes of Medical, Dental, and Biological Technologies (SBIR R43/R44)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.121 Oral Diseases and Disorders Research 93.173 Research Related to Deafness and Communication Disorders 93.233 National Center on Sleep Disorders Research 93.242 Mental Health Research Grants 93.279 Drug Abuse and Addiction Research Programs 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 93.389 National Center for Research Resources 93.393 Cancer Cause and Prevention Research 93.394 Cancer Detection and Diagnosis Research 93.395 Cancer Treatment Research 93.396 Cancer Biology Research 93.399 Cancer Control 93.837 Cardiovascular Diseases Research 93.838 Lung Diseases Research 93.839 Blood Diseases and Resources Research 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 93.855 Allergy, Immunology and Transplantation Research 93.856 Microbiology and Infectious Diseases Research 93.859 Biomedical Research and Research Training 93.866 Aging Research 93.867 Vision Research.
  • This funding opportunity was created on Feb 26, 2009 and posted on Feb 26, 2009.
  • Applicants must submit their applications by Jan 7, 2012. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Small businesses.
Apply for PA 09 113

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Opportunity Summary:

The Manufacturing Processes of Medical, Dental, and Biological Technologies (SBIR R43/R44) opportunity (Funding Opportunity Number PA-09-113) is a National Institutes of Health (NIH) Small Business Innovation Research (SBIR) funding announcement designed to push more biomedical innovation into practical, scalable manufacturing. The main idea is to support U.S. small businesses that are not just inventing new medical, dental, or biological technologies, but are also solving the real-world problems that show up when you try to produce those technologies reliably, at high quality, and at meaningful scale. This focus comes directly out of Executive Order 13329, signed on February 26, 2004, which directed federal SBIR/STTR agencies to give high priority to manufacturing-related research and development, as allowed by law and aligned with each agency's mission. NIH responded by explicitly encouraging SBIR applications that strengthen manufacturing readiness and capability across biomedical products and enabling technologies.

The scope centers on biomedical research and development tied to advanced processing and manufacturing, including improvements in manufacturing processes, equipment, and systems. It also highlights manufacturing workforce skills and protection, which signals interest in approaches that improve how manufacturing is performed and controlled, how workers are trained and safeguarded, and how consistent output is maintained in regulated or high-reliability environments typical of healthcare products. In practice, this can include anything from developing new fabrication methods for devices, improving process control and automation, advancing scale-up strategies for biological materials, designing specialized manufacturing equipment, or creating systems that increase quality, throughput, reproducibility, and safety. While the announcement does not list narrow topic constraints in the provided text, the intent is clearly to fund work that reduces the gap between a promising biomedical concept and a manufacturable product or platform.

This funding announcement uses the SBIR grant mechanisms R43/R44, meaning it supports Phase I, Phase II, and Fast Track applications. Phase I generally supports early feasibility and proof-of-concept work, Phase II supports more extensive research and development toward commercialization, and Fast Track is meant to accelerate projects that can justify a strong, continuous plan from Phase I into Phase II without a long administrative gap. The FOA is also paired with a parallel announcement of identical scientific scope under the Small Business Technology Transfer (STTR) program (PA-09-114, using R41/R42), which matters for applicants who want or need a formal research institution partner under the STTR structure. In other words, applicants can pursue essentially the same manufacturing-focused biomedical goals through either SBIR or STTR depending on which mechanism better fits their team and commercialization strategy.

Eligibility is limited to U.S. small businesses, and there is no cost sharing or matching requirement stated for this opportunity. The announcement is categorized as a discretionary grant and is associated with both education and health funding activity categories, reflecting NIH's dual interest in advancing health technologies and supporting the underlying research capacity and know-how needed to deliver them. The listing also ties the opportunity to a broad range of CFDA program areas, spanning oral health, hearing and communication disorders, sleep, mental health, substance use, technology innovation, research resources, multiple cancer research areas, cardiovascular and pulmonary diseases, blood disorders, arthritis and musculoskeletal conditions, neuroscience, immunology and transplantation, infectious diseases, general biomedical research and training, aging, and vision research. That wide mapping signals that manufacturing innovations are relevant across many NIH institutes and disease areas, and applicants can align proposals with the institute or program most connected to their product area and public health impact.

In terms of funding availability and award volume, NIH notes that awards depend on the availability of funds and the receipt of enough meritorious applications. The total dollars and number of awards are not fixed in the summary provided; they vary based on the quality of proposals, the proposed project periods, and the requested budgets. The opportunity was posted and created on February 26, 2009, with an original and current closing date of January 7, 2012, and an archive date of February 7, 2012, indicating it is no longer active as written, but it remains a useful reference for NIH's manufacturing emphasis within SBIR.

For applicants who need the official details, NIH provided an additional information link to the full announcement on the NIH grants site, along with contact directions through the NIH Office of Extramural Research (OER) Webmaster email for access or linking issues. Overall, the grant opportunity is best understood as NIH's effort to fund the often-overlooked engineering and manufacturing steps that turn biomedical discoveries into dependable, producible technologies that can realistically reach patients, clinics, and laboratories.

FAQs: Manufacturing Processes of Medical, Dental, and Biological Technologies (SBIR R43/R44) - PA-09-113

What is the goal of this NIH SBIR funding opportunity?

The opportunity is designed to help move biomedical innovation into real-world, scalable manufacturing. It focuses on U.S. small businesses that are tackling the practical challenges that appear when a medical, dental, or biological technology must be produced reliably, at high quality, and at meaningful scale (not just invented or prototyped).

What is the Funding Opportunity Number (FOA) for this announcement?

The Funding Opportunity Number is PA-09-113.

Which organization is offering this opportunity?

The opportunity is offered through the National Institutes of Health (NIH) under the Small Business Innovation Research (SBIR) program.

What grant mechanisms does this FOA use?

This announcement uses the SBIR grant mechanisms R43/R44, supporting Phase I, Phase II, and Fast Track applications.

What is supported under Phase I?

Phase I generally supports early feasibility and proof-of-concept work to demonstrate that the proposed manufacturing-focused approach is technically viable.

What is supported under Phase II?

Phase II generally supports more extensive research and development aimed at advancing the work toward commercialization, including stronger development of the manufacturing process, equipment, systems, and repeatable output quality.

What is the Fast Track option?

Fast Track is intended to accelerate projects that can justify a strong, continuous plan from Phase I into Phase II, reducing the administrative gap between phases.

What types of projects are within the scope of this manufacturing-focused FOA?

The scope centers on biomedical R&D tied to advanced processing and manufacturing. This includes improvements in manufacturing processes, equipment, and systems used for medical, dental, or biological technologies, especially work that improves quality, throughput, reproducibility, and safety in production settings.

Does the opportunity emphasize manufacturing readiness and scale-up?

Yes. The intent is to reduce the gap between a promising biomedical concept and a manufacturable product or platform, including the practical steps needed for reliable production and meaningful scaling.

Are workforce skills and worker protection part of the scope?

Yes. The announcement highlights manufacturing workforce skills and protection, signaling interest in approaches that improve how manufacturing is performed and controlled, how workers are trained and safeguarded, and how consistent output is maintained in high-reliability or regulated environments typical of healthcare products.

Are there narrow topic constraints listed in the summary provided?

No. The provided summary does not list narrow topic constraints, but the clear intent is to fund manufacturing-focused work that improves practical producibility of biomedical technologies.

Who is eligible to apply?

Eligibility is limited to U.S. small businesses.

Is cost sharing or matching required?

No cost sharing or matching requirement is stated for this opportunity in the provided information.

Is there a related STTR opportunity with the same scientific scope?

Yes. A parallel announcement with identical scientific scope exists under the Small Business Technology Transfer (STTR) program: PA-09-114, using mechanisms R41/R42.

Why would an applicant consider the STTR version instead of the SBIR version?

Based on the provided information, the STTR structure may matter for applicants who want or need a formal research institution partner. Applicants can pursue essentially the same manufacturing-focused biomedical goals through SBIR or STTR depending on which mechanism better fits their team and commercialization strategy.

What funding activity categories are associated with this opportunity?

The announcement is associated with both education and health funding activity categories, reflecting NIH's interest in advancing health technologies and supporting the research capacity and know-how needed to deliver them.

What CFDA program areas are linked to this opportunity?

The listing ties the opportunity to a broad range of program areas, including oral health; hearing and communication disorders; sleep; mental health; substance use; technology innovation; research resources; multiple cancer research areas; cardiovascular and pulmonary diseases; blood disorders; arthritis and musculoskeletal conditions; neuroscience; immunology and transplantation; infectious diseases; general biomedical research and training; aging; and vision research.

Does the wide range of program areas mean manufacturing innovations can apply across many disease areas?

Yes. The broad mapping signals that manufacturing innovations are relevant across many NIH institutes and disease areas, and applicants can align proposals with the institute or program most connected to their product area and public health impact.

How are funding levels and the number of awards determined?

NIH notes that awards depend on the availability of funds and the receipt of enough meritorious applications. The total dollars and number of awards are not fixed in the provided summary and can vary based on proposal quality, proposed project periods, and requested budgets.

Is this a discretionary grant?

Yes. The announcement is categorized as a discretionary grant.

What is the connection to Executive Order 13329?

The focus on manufacturing comes directly out of Executive Order 13329 (signed February 26, 2004), which directed federal SBIR/STTR agencies to give high priority to manufacturing-related R&D as allowed by law and aligned with each agency's mission. NIH responded by encouraging SBIR applications that strengthen manufacturing readiness and capability across biomedical products and enabling technologies.

When was this opportunity posted, and is it still active?

It was posted and created on February 26, 2009. The original and current closing date was January 7, 2012, and the archive date was February 7, 2012. Based on those dates, it is no longer active as written.

Where can applicants find the official full announcement details?

NIH provided an additional information link to the full announcement on the NIH grants site. For access or linking issues, NIH referenced contact directions through the NIH Office of Extramural Research (OER) Webmaster email.

What kinds of manufacturing improvements might fit this FOA based on the description?

Examples consistent with the provided description include developing new fabrication methods for devices, improving process control and automation, advancing scale-up strategies for biological materials, designing specialized manufacturing equipment, and creating systems that increase output quality, throughput, reproducibility, and safety.

What is the main takeaway for potential applicants reviewing this archived FOA?

The main takeaway is that NIH used this opportunity to fund the engineering and manufacturing steps that help turn biomedical discoveries into dependable, producible technologies that can realistically reach patients, clinics, and laboratories.

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