Opportunity Information: Apply for RFA HL 15 015
Apply for RFA HL 15 015
- The National Institutes of Health in the health sector is offering a public funding opportunity titled "Multi Site Clinical Trials for the Pulmonary Trials Cooperative (PTC) (U01)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.233 National Center on Sleep Disorders Research 93.838 Lung Diseases Research.
- This funding opportunity was created on Aug 14, 2014 and posted on Aug 14, 2014.
- Applicants must submit their applications by Oct 20, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $1,000,000.00 to eligible and selected applicants.
- Eligible applicants include: Independent school districts Special district governments City or township governments Small businesses Native American tribal organizations (other than Federally recognized tribal governments) Public housing authorities/Indian housing authorities For profit organizations other than small businesses County governments Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Native American tribal governments (Federally recognized) State governments Private institutions of higher education Public and State controlled institutions of higher education Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Others (see text field entitled Additional Information on Eligibility for clarification).
- Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Asian American Native American Pacific Islander Serving Institutions (AANAPISISs) Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Non domestic (non U.S.) Entities (Foreign Organizations) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are not eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are not eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are not allowed.
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Opportunity Summary:
The NIH funding opportunity RFA-HL-15-015, titled "Multi-Site Clinical Trials for the Pulmonary Trials Cooperative (PTC) (U01)," supports one main thing: a single, pragmatic, multi-site clinical trial in adults with chronic pulmonary disease. The award mechanism is a U01 cooperative agreement, which means the project is funded like a grant but carried out in close collaboration with NIH staff and within a larger coordinated program. Rather than funding a broad center or a portfolio of studies, this FOA is built around proposing one clearly defined clinical trial that can realistically be executed across multiple sites and that is designed to produce results with direct real-world clinical relevance.
A key feature of this FOA is that each funded application becomes a Protocol Leadership Group (PLG) within a larger clinical research network called the Pulmonary Trials Cooperative (PTC). The PTC is structured as a cooperative program made up of multiple PLGs (each responsible for its own trial protocol) plus a separate Network Management Core known as NEMO. In practical terms, PLGs are the groups that originate, refine, and lead specific trials, while NEMO provides centralized network operations and coordination. NIH designed this model to make it easier to run several pragmatic pulmonary trials in parallel, using a shared network infrastructure rather than rebuilding trial operations from scratch each time. A companion FOA (RFA-HL-15-016) solicits applications specifically to operate NEMO, while this FOA focuses only on the PLGs.
The types of studies envisioned are "simple, pragmatic" clinical trials that may fall into Phase 2 and Phase 3 categories. The emphasis on pragmatic design signals an interest in trials that reflect routine clinical care as much as possible, potentially using streamlined procedures, broadly representative participants, and clinically meaningful endpoints that can support decision-making in real practice settings. Trials can be conducted in inpatient and/or outpatient environments, which allows applicants to target interventions relevant to hospital care, ambulatory management, or transitions between settings. The studies are meant to test the efficacy or real-world effectiveness of promising new therapies or existing therapies being applied in new ways, with an overall goal of generating actionable evidence for chronic lung disease management.
The eligible disease areas are adult chronic pulmonary diseases, with examples explicitly including interstitial lung disease (ILD), pulmonary hypertension (PH), chronic obstructive pulmonary disease (COPD), sarcoidosis, and obstructive sleep apnea. At the same time, the FOA clearly draws boundaries: it excludes asthma, and it excludes acute lung injury and critical care topics. So the target space is chronic, adult pulmonary conditions outside those excluded categories, and applicants are expected to align their proposed trial to that scope.
Within the PTC structure, the PLG funded under this FOA is expected to take primary responsibility for developing the clinical protocol and supporting a designated Lead Investigator through trial conduct and analysis. In other words, awardees are not simply contributing sites; they are leadership entities responsible for the intellectual and operational direction of the specific trial they propose. Because the PTC is meant to host multiple trials, a PLG must also be prepared to operate within a networked environment where coordination with NIH and with the network management core is part of the award expectations.
Administratively, this opportunity is a discretionary NIH program using the cooperative agreement funding instrument and a health-related activity category. It lists CFDA numbers 93.233 (National Center on Sleep Disorders Research) and 93.838 (Lung Diseases Research), reflecting the respiratory and sleep-related domains the program touches. The announcement indicates no cost sharing or matching requirement. The total estimated funding listed in the source data is $1,000,000 for the FOA, which suggests a limited number of awards and reinforces the idea that each funded application is intended to stand up a complete, multi-site pragmatic trial rather than smaller exploratory projects.
Eligibility is broad and includes many common applicant types: state and local governments, tribal governments and tribal organizations, public and private institutions of higher education, nonprofits (with and without 501(c)(3) status), for-profit organizations (including small businesses), and several designated institution types such as HBCUs, Hispanic-serving institutions, AANAPISIs, Alaska Native and Native Hawaiian-serving institutions, and tribally controlled colleges and universities. Faith-based or community-based organizations and eligible federal agencies are also included. However, the FOA draws a firm line on foreign involvement: non-U.S. entities (foreign organizations and foreign institutions) are not eligible to apply, non-U.S. components of U.S. organizations are not eligible, and foreign components (as defined by NIH policy) are not allowed. That means the trial leadership and supported activities must be structured to avoid foreign components and remain domestically based under NIH rules.
In terms of timing, the FOA was posted on August 14, 2014, with an original and current closing date of October 20, 2014, and it was archived November 20, 2014. While those dates indicate the specific announcement cycle has passed, the description still captures the model NIH was implementing: a cooperative network designed to efficiently run multiple pragmatic, multi-site adult chronic pulmonary trials, with PLGs leading individual protocols and a separate centralized core (NEMO) managing network operations.
FAQs: NIH RFA-HL-15-015 (Multi-Site Clinical Trials for the Pulmonary Trials Cooperative (PTC) (U01))
What is RFA-HL-15-015 funding?
RFA-HL-15-015 supports one main activity: a single, pragmatic, multi-site clinical trial in adults with chronic pulmonary disease. The application is expected to propose one clearly defined clinical trial that can realistically be executed across multiple sites and that aims to generate results with direct real-world clinical relevance.
What is the funding mechanism for this opportunity?
The award mechanism is a U01 cooperative agreement. This means it is funded like a grant, but it is carried out in close collaboration with NIH staff and as part of a larger coordinated program.
Does this FOA fund multiple studies or a research center?
No. Rather than funding a broad center or a portfolio of studies, this FOA is built around proposing one specific, well-defined pragmatic clinical trial.
What is the Pulmonary Trials Cooperative (PTC)?
The PTC is a clinical research network structured as a cooperative program made up of multiple Protocol Leadership Groups (PLGs), each responsible for its own trial protocol, plus a separate Network Management Core known as NEMO that provides centralized operations and coordination.
What is a Protocol Leadership Group (PLG) in the PTC model?
Under this FOA, each funded application becomes a PLG within the PTC. The PLG originates, refines, and leads a specific trial protocol and operates within the network environment alongside NIH and the PTC infrastructure.
What is NEMO, and is it funded under this FOA?
NEMO is the Network Management Core that provides centralized network operations and coordination for the PTC. NEMO is not funded through this FOA; a companion FOA (RFA-HL-15-016) solicits applications specifically to operate NEMO.
What types of clinical trials are envisioned?
The FOA envisions "simple, pragmatic" clinical trials that may fall into Phase 2 and Phase 3 categories, designed to reflect routine clinical care as much as possible and to produce clinically meaningful, actionable evidence.
What does "pragmatic" mean in the context of this FOA?
Based on the description provided, the emphasis on pragmatic design indicates interest in trials that mirror real-world practice, potentially using streamlined procedures, broadly representative participants, and endpoints that support decision-making in routine clinical settings.
Are trials limited to outpatient settings, or can they be inpatient as well?
Trials can be conducted in inpatient and/or outpatient environments. This allows applicants to target interventions relevant to hospital care, ambulatory management, or transitions between care settings.
What kinds of interventions can be studied?
The studies are intended to test the efficacy or real-world effectiveness of promising new therapies or existing therapies being applied in new ways, with the goal of improving management of chronic lung disease.
Which disease areas are eligible?
The scope is adult chronic pulmonary diseases. Examples explicitly included are interstitial lung disease (ILD), pulmonary hypertension (PH), chronic obstructive pulmonary disease (COPD), sarcoidosis, and obstructive sleep apnea.
Which disease areas are explicitly excluded?
The FOA excludes asthma. It also excludes acute lung injury and critical care topics.
Does this opportunity focus on adults or pediatric populations?
It focuses on adults with chronic pulmonary disease.
What responsibilities does the funded PLG have during the trial?
The funded PLG is expected to take primary responsibility for developing the clinical protocol and supporting a designated Lead Investigator through trial conduct and analysis. The PLG is a leadership entity for the proposed trial, not merely a contributing site.
How does NIH involvement differ under a cooperative agreement?
The FOA states that the U01 cooperative agreement involves close collaboration with NIH staff and participation within a larger coordinated program (the PTC). This implies the trial leadership must be prepared for ongoing coordination with NIH and network operations.
Is cost sharing or matching required?
No. The announcement indicates there is no cost sharing or matching requirement.
What is the estimated total funding amount listed for the FOA?
The source data lists total estimated funding of $1,000,000 for the FOA, suggesting a limited number of awards and reinforcing that each funded application is expected to support a complete multi-site pragmatic trial.
What CFDA numbers are associated with this opportunity?
The FOA lists CFDA numbers 93.233 (National Center on Sleep Disorders Research) and 93.838 (Lung Diseases Research).
What types of organizations are eligible to apply?
Eligibility is broad and includes state and local governments, tribal governments and tribal organizations, public and private institutions of higher education, nonprofits (with and without 501(c)(3) status), and for-profit organizations (including small businesses). It also includes several designated institution types such as HBCUs, Hispanic-serving institutions, AANAPISIs, Alaska Native and Native Hawaiian-serving institutions, and tribally controlled colleges and universities. Faith-based or community-based organizations and eligible federal agencies are also included.
Are foreign organizations or foreign components allowed?
No. The FOA states that non-U.S. entities are not eligible to apply, non-U.S. components of U.S. organizations are not eligible, and foreign components (as defined by NIH policy) are not allowed. Trial leadership and supported activities must be structured to avoid foreign components and remain domestically based under NIH rules.
What were the posting and closing dates for this FOA?
The FOA was posted on August 14, 2014. The original and current closing date was October 20, 2014. The FOA was archived on November 20, 2014.
Is this FOA still open?
No. The listed closing date has passed and the announcement is archived.
How does this FOA relate to RFA-HL-15-016?
This FOA focuses on funding PLGs to lead individual trial protocols. A companion FOA, RFA-HL-15-016, solicits applications specifically to operate the PTC Network Management Core (NEMO).
What is the overall purpose of the PTC model described in the FOA?
The model is designed to make it easier to run several pragmatic pulmonary trials in parallel using shared network infrastructure, rather than rebuilding trial operations from scratch each time, with PLGs leading individual protocols and NEMO providing centralized coordination.
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