Opportunity Information: Apply for RFA AA 11 003

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "NIAAA Collaborative Centers for HIV/AIDS and Alcohol Outcomes Research (U01, U24)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.273 Alcohol Research Programs.
  • This funding opportunity was created on Sep 13, 2010 and posted on Sep 13, 2010.
  • Applicants must submit their applications by Jan 11, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $4,500,000.00 to eligible and selected applicants.
  • Eligible applicants include: Small businesses Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Special district governments City or township governments Public housing authorities/Indian housing authorities Others (see text field entitled Additional Information on Eligibility for clarification) County governments Native American tribal governments (Federally recognized) Independent school districts State governments Public and State controlled institutions of higher education For profit organizations other than small businesses Private institutions of higher education Native American tribal organizations (other than Federally recognized tribal governments).
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession.
Apply for RFA AA 11 003

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Opportunity Summary:

The NIAAA Collaborative Centers for HIV/AIDS and Alcohol Outcomes Research (RFA-AA-11-003) is a National Institutes of Health funding opportunity designed to bring together multi-institution research consortiums focused on the intersection of HIV/AIDS and alcohol use. The overall aim is to strengthen the evidence base on how alcohol use, misuse, and dependence affect people living with HIV, and to translate that knowledge into coordinated, practical interventions that reduce alcohol-related harm and improve health outcomes. The program is structured around the idea that alcohol use is not just a co-occurring issue, but a major driver of HIV-related morbidity and mortality through pathways such as reduced engagement in care, poorer medication adherence, increased risky behaviors, and compounded medical and psychosocial complications.

The scientific purpose has two core components. First, supported centers are expected to measure both short-term and long-term outcomes among populations of people with HIV who use alcohol, including those who drink heavily, have alcohol abuse patterns, or meet criteria for alcohol dependence. This emphasis on outcomes signals an interest in rigorous longitudinal work, not just cross-sectional snapshots, with attention to clinically meaningful endpoints. Second, consortiums are expected to develop, refine, and strategically test interventions that reduce alcohol consumption and alcohol-related consequences in ways that are coordinated across sites and studies. The intention is to move beyond isolated pilots by aligning research efforts so that findings can accumulate into clearer guidance for prevention and care, ultimately reducing illness and deaths in HIV-affected populations.

A major additional emphasis is implementation research, specifically the creation of a framework for sustainable implementation in real-world settings that serve people living with HIV who drink. Rather than limiting research to tightly controlled clinical environments, the initiative pushes applicants to think about how interventions can be adopted, maintained, and scaled within health care systems. The goal is high impact on routine care delivery, meaning interventions should be designed with practical constraints in mind, such as staffing, workflow, training, reimbursement realities, and the needs of diverse patient populations. The announcement also indicates that projects should build on existing cohorts of patients, or on cohorts being formed among individuals newly diagnosed with HIV, entering care, or continuing treatment. This approach leverages established infrastructure and data resources, increases feasibility for long-term follow-up, and improves the chances that findings will generalize to the populations most affected.

In terms of funding structure, the opportunity uses two NIH mechanisms: the Cooperative Agreement (U01) and the Resource-Related Research Project (U24). A U01 cooperative agreement typically means that NIH program staff will have substantial scientific involvement during the project period, creating an active partnership rather than a hands-off grant. This is commonly used when coordination across multiple sites, shared protocols, common data elements, or harmonized intervention testing is important. The U24 mechanism is generally used to support shared resources, infrastructure, and coordination functions that enable broader research goals, such as data management cores, coordinating centers, measurement harmonization, shared recruitment resources, or other consortium-wide supports. Together, these mechanisms fit the announcement's collaborative-center model, where success depends on consistent methods and coordinated strategy across institutions.

NIAAA planned to commit up to $4.5 million in total costs in fiscal year 2011 to support up to two research consortium awards, contingent on available funds and the quality of applications received. Because the program anticipated only one or two awards, it implicitly favored applications that could demonstrate strong leadership, clear governance, well-justified multi-site collaboration, and a compelling plan for producing results that are broader than any single project could generate. The funding opportunity did not require cost sharing or matching.

Eligibility was broad and included many organization types, reflecting the consortium emphasis and the desire to reach diverse communities and systems. Eligible applicants included public and state-controlled institutions of higher education, private institutions of higher education, nonprofits with and without 501(c)(3) status, for-profit organizations (including small businesses), and multiple levels of government (state, county, city/township, special districts). Tribal governments and tribal organizations were eligible, as were public housing authorities/Indian housing authorities and independent school districts. The announcement also explicitly noted eligibility for Alaska Native and Native Hawaiian Serving Institutions, Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), Tribally Controlled Colleges and Universities (TCCUs), regional organizations, and U.S. territories or possessions, underscoring an interest in inclusive participation and the ability to study HIV and alcohol outcomes in varied settings and populations.

Key administrative details include the posting and creation date of September 13, 2010, with an original and current closing date of January 11, 2011, and an archive date of February 11, 2011. The CFDA listing tied to the opportunity is 93.273 (Alcohol Research Programs). The funding instrument type is listed as a cooperative agreement, and the activity category is health. The full announcement was hosted through the NIH grants system under the referenced RFA link, and general technical support contacts were provided through the NIH Office of Extramural Research webmaster channels.

Frequently Asked Questions (FAQs)

What is the NIAAA Collaborative Centers for HIV/AIDS and Alcohol Outcomes Research (RFA-AA-11-003)?

This is a National Institutes of Health (NIH) funding opportunity from the National Institute on Alcohol Abuse and Alcoholism (NIAAA) aimed at supporting multi-institution research consortiums focused on the intersection of HIV/AIDS and alcohol use. The program is designed to strengthen the evidence base on how alcohol use, misuse, and dependence affect people living with HIV, and to translate that knowledge into coordinated, practical interventions.

What is the overall goal of this funding opportunity?

The overall goal is to reduce alcohol-related harm and improve health outcomes among people living with HIV by producing stronger, more coordinated evidence about alcohol's role in HIV-related morbidity and mortality and by developing and testing interventions that can work in real-world care settings.

Why does the program emphasize alcohol as a driver of HIV-related outcomes?

The announcement describes alcohol use as more than a co-occurring issue. It highlights alcohol as a major driver of HIV-related morbidity and mortality through pathways such as reduced engagement in care, poorer medication adherence, increased risky behaviors, and compounded medical and psychosocial complications.

What kinds of research outcomes are centers expected to measure?

Supported centers are expected to measure both short-term and long-term outcomes among people with HIV who use alcohol, including individuals who drink heavily, have alcohol abuse patterns, or meet criteria for alcohol dependence. The emphasis on both short- and long-term outcomes signals interest in longitudinal research and clinically meaningful endpoints.

Does the opportunity focus only on observational studies?

No. In addition to measuring outcomes, consortiums are expected to develop, refine, and strategically test interventions that reduce alcohol consumption and alcohol-related consequences. The initiative is structured to move beyond isolated efforts by aligning research across sites so results can accumulate into clearer guidance for prevention and care.

What does "coordinated" intervention research mean in this program?

The opportunity is built around a collaborative-center model where multiple institutions align research efforts. This includes coordination across sites and studies so that intervention development and testing are not isolated pilots, and findings can be synthesized into broader, more actionable guidance.

What role does implementation research play in this funding opportunity?

Implementation research is a major emphasis. Applicants are expected to create a framework for sustainable implementation of interventions in real-world settings that serve people living with HIV who drink. The intent is to support interventions that can be adopted, maintained, and scaled within health care systems.

What does "real-world settings" imply for proposed interventions?

It implies that interventions should be designed with routine care delivery in mind, not only tightly controlled clinical environments. The opportunity calls for attention to practical constraints such as staffing, workflow, training, reimbursement realities, and the needs of diverse patient populations.

Are applicants expected to use existing patient cohorts?

Yes. The announcement indicates that projects should build on existing cohorts of patients, or on cohorts being formed among individuals newly diagnosed with HIV, entering care, or continuing treatment. This approach is meant to leverage established infrastructure and improve feasibility for long-term follow-up.

What patient populations are specifically referenced in the opportunity?

The opportunity references populations of people with HIV who use alcohol, including those who drink heavily, show alcohol abuse patterns, or meet criteria for alcohol dependence. It also references cohorts that may include individuals newly diagnosed with HIV, entering care, or continuing treatment.

What funding mechanisms are used in this opportunity?

The opportunity uses two NIH mechanisms: the Cooperative Agreement (U01) and the Resource-Related Research Project (U24). These mechanisms support the collaborative-center structure, including coordinated research activities and shared consortium-wide resources.

What is a U01 cooperative agreement in the context of this program?

A U01 cooperative agreement typically indicates that NIH program staff will have substantial scientific involvement during the project period. In this opportunity, that structure supports active partnership and coordination across multiple sites, such as shared protocols, common data elements, or harmonized intervention testing.

What is a U24 Resource-Related Research Project in the context of this program?

The U24 mechanism is generally used to support shared resources, infrastructure, and coordination functions that enable broader research goals. In a consortium model, this can include functions such as data management, coordinating center activities, measurement harmonization, and other cross-site supports.

How much funding did NIAAA plan to commit, and how many awards were anticipated?

NIAAA planned to commit up to $4.5 million in total costs in fiscal year 2011 to support up to two research consortium awards, contingent on available funds and the quality of applications received.

Does the opportunity require cost sharing or matching funds?

No. The funding opportunity did not require cost sharing or matching.

What types of organizations were eligible to apply?

Eligibility was broad and included public and state-controlled institutions of higher education, private institutions of higher education, nonprofits with and without 501(c)(3) status, for-profit organizations (including small businesses), and government entities at multiple levels (state, county, city/township, special districts). Additional eligible entities included tribal governments and tribal organizations, public housing authorities/Indian housing authorities, and independent school districts.

Did the announcement explicitly include minority-serving and special-designation institutions?

Yes. The opportunity explicitly noted eligibility for Alaska Native and Native Hawaiian Serving Institutions, Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), and Tribally Controlled Colleges and Universities (TCCUs). It also noted eligibility for regional organizations and U.S. territories or possessions.

What was the timeline for this funding opportunity (posting, closing, and archive dates)?

The posting and creation date was September 13, 2010. The original and current closing date was January 11, 2011. The archive date was February 11, 2011.

What is the CFDA number associated with this opportunity?

The CFDA listing tied to the opportunity is 93.273 (Alcohol Research Programs).

What is the funding instrument type and activity category?

The funding instrument type is listed as a cooperative agreement, and the activity category is health.

Where was the full announcement hosted and where were support contacts referenced?

The full announcement was hosted through the NIH grants system under the referenced RFA link. General technical support contacts were provided through the NIH Office of Extramural Research webmaster channels.

What does it mean that only one or two awards were anticipated?

Because the program anticipated only one or two awards, the opportunity implicitly favored applications that could demonstrate strong leadership, clear governance, well-justified multi-site collaboration, and a compelling plan for producing results broader than any single project could generate.

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