Opportunity Information: Apply for PAR 13 151

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "NIAID Clinical Trial Implementation Cooperative Agreement (U01)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.855 Allergy and Infectious Diseases Research 93.856 Microbiology and Infectious Diseases Research.
  • This funding opportunity was created on Mar 22, 2013 and posted on Mar 22, 2013.
  • Applicants must submit their applications by Jan 13, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education City or township governments County governments Native American tribal governments (Federally recognized) Public housing authorities/Indian housing authorities State governments Special district governments Others (see text field entitled Additional Information on Eligibility for clarification) Private institutions of higher education Independent school districts Native American tribal organizations (other than Federally recognized tribal governments) For profit organizations other than small businesses Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Small businesses Public and State controlled institutions of higher education.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Asian American Native American Pacific Islander Serving Institutions (AANAPISISs) Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Non domestic (non U.S.) Entities (Foreign Organizations) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are allowed.
Apply for PAR 13 151

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Opportunity Summary:

The NIAID Clinical Trial Implementation Cooperative Agreement (U01), Funding Opportunity Number PAR-13-151, was a National Institutes of Health (NIH) discretionary funding program run through the National Institute of Allergy and Infectious Diseases (NIAID). The core purpose of the announcement was to support the actual implementation of investigator-initiated clinical trials that are considered high risk, along with mechanistic studies that are conducted alongside those high-risk trials. In practical terms, this meant NIAID was looking to fund studies where the intervention, the population, the design, or the operational complexity introduced enough uncertainty that traditional funding mechanisms might be harder to justify, but where the potential scientific or clinical payoff could be significant. The emphasis on mechanistic work reflects a strong interest in using trials not only to test whether something works, but also to learn how and why it works (or fails), which can directly shape future treatment strategies and accelerate development of new therapeutics and prevention approaches in allergy, immunology, and infectious diseases.

This opportunity used the cooperative agreement mechanism (U01), which typically signals a more collaborative relationship between the awardee and the funding institute than a standard research grant. While the applicant would propose and lead the research, a U01 generally involves substantial programmatic involvement from NIH staff during the life of the award, especially around issues that are central to successful trial conduct such as milestones, study governance, coordination, and adherence to regulatory and policy requirements. The announcement was positioned around implementation, meaning it was aimed at supporting the infrastructure and activities needed to carry out a clinical trial rather than only early-stage concept development. Because the FOA highlighted “high risk” clinical trials, it implicitly covered the kinds of operational realities that make these trials challenging: participant recruitment and retention, multi-site coordination, complex protocols, novel endpoints, intensive safety monitoring, and the need for specialized laboratory or translational components tied to mechanistic aims.

The scientific scope aligned with NIAID’s mission areas, as reflected in the CFDA listings 93.855 (Allergy and Infectious Diseases Research) and 93.856 (Microbiology and Infectious Diseases Research). Applicants were expected to be working in areas relevant to allergy, immunology, and infectious diseases, and to propose trials where embedded mechanistic studies could illuminate disease biology and immune responses in humans. Mechanistic studies in this context typically include things like immune profiling, pathogen sequencing, biomarker discovery and validation, pharmacokinetics/pharmacodynamics, correlates of protection, host response characterization, and other translational assays that can connect clinical outcomes to underlying biological processes. The FOA’s language suggests NIAID valued this “bench-to-bedside-and-back” loop, where clinical trials generate specimens and data that can inform future product development and refine hypotheses for subsequent studies.

Eligibility under PAR-13-151 was broad and inclusive across many organization types. Eligible applicants included nonprofits (both 501(c)(3) and those without 501(c)(3) status), public and private institutions of higher education, small businesses, and for-profit organizations (other than small businesses), as well as a wide range of government entities such as state governments, county and city or township governments, special district governments, and independent school districts. The FOA also explicitly welcomed participation from organizations that often receive targeted consideration in federal programs, including Historically Black Colleges and Universities (HBCUs), Hispanic-serving institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, and Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), along with faith-based and community-based organizations. Importantly, the announcement allowed foreign involvement: non-U.S. entities and foreign institutions were eligible to apply, non-U.S. components of U.S. organizations were eligible, and foreign components as defined by NIH policy were allowed. That combination points to NIAID’s interest in supporting clinical trials that may need to operate in international settings, for example where certain infectious diseases are endemic or where specific populations are best studied.

From an administrative standpoint, the opportunity was posted and created on March 22, 2013, with an original and final closing date of January 13, 2016, and an archive date of February 13, 2016, meaning it is no longer open for new applications under that specific announcement. The FOA did not require cost sharing or matching, which is consistent with many NIH funding opportunities and can lower barriers for applicants by not requiring them to bring a defined percentage of non-federal funds to the table. The funding instrument type was a cooperative agreement, and the activity category was Health, reinforcing that the expected outputs were clinical and translational in nature rather than purely basic research.

For practical navigation, the NIH listing referenced an additional information link to the full FOA text hosted on the NIH grants site (grants.nih.gov), where applicants would have found the detailed requirements typically associated with clinical trial implementation awards. Those details usually include expectations around trial readiness, clinical operations, data and safety monitoring, compliance with human subjects protections, and plans for oversight and reporting. The contact pathway included NIH Office of Extramural Research (OER) webmaster emails for technical issues accessing the announcement or troubleshooting links, which is standard for NIH postings and signals that scientific questions would normally be handled through the FOA’s designated program contacts in the full text.

Overall, PAR-13-151 was designed to fund demanding, investigator-driven clinical trials in NIAID-relevant disease areas, particularly those where the scientific uncertainty or operational complexity made the work “high risk,” and where adding mechanistic studies could substantially increase the value of the trial by explaining human biology and disease processes in ways that can guide the next generation of therapies, vaccines, diagnostics, or preventive interventions.

Frequently Asked Questions (FAQs)

What is PAR-13-151?

PAR-13-151 is the Funding Opportunity Announcement (FOA) number for the NIAID Clinical Trial Implementation Cooperative Agreement (U01), a discretionary funding program under the National Institutes of Health (NIH) run through the National Institute of Allergy and Infectious Diseases (NIAID).

What is the official title of this funding opportunity?

The opportunity is titled the NIAID Clinical Trial Implementation Cooperative Agreement (U01).

Which NIH institute ran this program?

The program was run through NIAID (the National Institute of Allergy and Infectious Diseases), which is part of NIH.

What was the main purpose of this FOA?

The core purpose was to support the actual implementation of investigator-initiated clinical trials considered high risk, along with mechanistic studies conducted alongside those high-risk trials.

What does "clinical trial implementation" mean in this context?

It means the FOA focused on funding the infrastructure and activities needed to carry out a clinical trial (for example, operational coordination and trial conduct) rather than only early-stage concept development.

What types of trials were targeted by this opportunity?

The FOA targeted investigator-initiated clinical trials that were considered high risk, including trials where the intervention, population, design, or operational complexity created substantial uncertainty but could still have significant scientific or clinical payoff.

What does "high risk" mean for this FOA?

"High risk" referred to trials with enough uncertainty or complexity that traditional funding mechanisms might be harder to justify. This could involve challenging elements such as complex protocols, novel endpoints, intensive safety monitoring, multi-site coordination, and recruitment and retention challenges.

Why did the FOA emphasize mechanistic studies?

NIAID emphasized mechanistic work to ensure trials not only test whether an intervention works, but also generate insights into how and why it works (or fails). These biological and translational insights can guide future treatment strategies and accelerate development of new therapeutics and prevention approaches.

What kinds of mechanistic studies were relevant?

Mechanistic studies mentioned or implied by the FOA included immune profiling, pathogen sequencing, biomarker discovery and validation, pharmacokinetics/pharmacodynamics, correlates of protection, host response characterization, and other translational assays that link clinical outcomes to underlying biological processes.

What scientific areas were in scope?

The scope aligned with NIAID mission areas in allergy, immunology, and infectious diseases, consistent with CFDA listings 93.855 (Allergy and Infectious Diseases Research) and 93.856 (Microbiology and Infectious Diseases Research).

What funding mechanism did this opportunity use?

The opportunity used the cooperative agreement mechanism, specifically a U01.

How is a U01 cooperative agreement different from a standard research grant?

A U01 typically indicates a more collaborative relationship between the awardee and the funding institute than a standard research grant. While the applicant proposes and leads the research, NIH staff generally have substantial programmatic involvement during the award, especially on issues central to successful trial conduct such as milestones, governance, coordination, and regulatory/policy adherence.

Did this FOA support early concept development or trial conduct?

The FOA was positioned around implementation, meaning it was aimed at supporting trial conduct and the operational reality of running the clinical trial, rather than focusing only on early concept development.

Who was eligible to apply?

Eligibility was broad and included nonprofits (501(c)(3) and non-501(c)(3)), public and private institutions of higher education, small businesses, for-profit organizations (other than small businesses), and many government entities (including state, county, city or township, special district governments, and independent school districts).

Did the FOA encourage applications from specific institution types?

Yes. The FOA explicitly welcomed participation from HBCUs, Hispanic-serving institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, and AANAPISIs, as well as faith-based and community-based organizations.

Were foreign organizations allowed to apply?

Yes. Non-U.S. entities and foreign institutions were eligible to apply. In addition, non-U.S. components of U.S. organizations were eligible, and foreign components (as defined by NIH policy) were allowed.

Does the allowance for foreign involvement suggest anything about where trials could be conducted?

Based on the FOA description, allowing foreign involvement indicates NIAID interest in supporting trials that may need to operate in international settings, such as where certain infectious diseases are endemic or where specific populations are best studied.

Was cost sharing or matching required?

No. The FOA did not require cost sharing or matching.

What was the activity category?

The activity category was Health.

When was this opportunity posted?

The opportunity was posted and created on March 22, 2013.

What were the closing dates for applications?

The FOA listed an original closing date and a final closing date of January 13, 2016.

Is this FOA still open for new applications?

No. It was archived on February 13, 2016, and is no longer open for new applications under that specific announcement.

Where would applicants have found the complete FOA requirements?

The listing referenced an additional information link to the full FOA text hosted on the NIH grants website (grants.nih.gov), which is where detailed requirements are typically provided.

What kinds of operational and compliance expectations are typically associated with clinical trial implementation awards like this?

The description indicates the full FOA would typically include expectations around trial readiness, clinical operations, data and safety monitoring, compliance with human subjects protections, and oversight and reporting plans.

What kinds of trial challenges did the FOA implicitly recognize as part of "high risk" implementation?

The FOA implicitly covered challenges such as participant recruitment and retention, multi-site coordination, complex protocols, novel endpoints, intensive safety monitoring, and specialized laboratory or translational components linked to mechanistic aims.

Who should be contacted for technical problems accessing the announcement?

The contact pathway included NIH Office of Extramural Research (OER) webmaster emails for technical issues such as accessing the announcement or troubleshooting links.

Does the listed technical contact imply where scientific questions should be directed?

Yes. The description notes that technical contacts were for access or link troubleshooting, and that scientific questions would normally be handled through the FOA's designated program contacts in the full text.

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