Opportunity Information: Apply for PAR 09 142

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "NIDCD Definitive Phase III Clinical Trial Planning Grant (R34)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.173 Research Related to Deafness and Communication Disorders.
  • This funding opportunity was created on Mar 23, 2012 and posted on Apr 3, 2009.
  • Applicants must submit their applications by Mar 24, 2012. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Special district governments For profit organizations other than small businesses Small businesses Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education State governments Public housing authorities/Indian housing authorities Native American tribal governments (Federally recognized) Public and State controlled institutions of higher education County governments Others (see text field entitled Additional Information on Eligibility for clarification) City or township governments Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Independent school districts Native American tribal organizations (other than Federally recognized tribal governments) Private institutions of higher education.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession.
Apply for PAR 09 142

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Opportunity Summary:

The NIDCD Definitive Phase III Clinical Trial Planning Grant (R34) (Funding Opportunity Number PAR-09-142) is a National Institutes of Health discretionary grant opportunity designed specifically to help investigators prepare for a large-scale, multicenter Phase III Definitive Clinical Trial in the areas covered by the National Institute on Deafness and Other Communication Disorders (NIDCD). Rather than paying for the full conduct of a Phase III trial, this award funds the intensive planning work needed to get a definitive trial ready for submission and launch. A central aim is to allow early peer review of the proposed trial concept, including the scientific rationale, overall design, organizational structure, and practical implementation plan, before an applicant seeks support for the full Phase III effort.

A major deliverable supported by this R34 planning mechanism is the development of a detailed Manual of Procedures (MOP). The MOP is required for a subsequent application to conduct a Phase III Definitive Clinical Trial under the related NIDCD Phase III funding opportunity (referenced in the announcement as PAR-08-205). In practical terms, the MOP is where the trial becomes truly operational: it lays out standardized procedures across sites, defines how the intervention and comparison conditions will be delivered, specifies eligibility criteria and enrollment workflows, details outcomes and measurement schedules, and documents quality assurance steps so that multiple centers can execute the study consistently. The R34 is intended to support the kind of careful, front-end coordination that reduces preventable errors, protocol ambiguities, and site-to-site variability once the Phase III trial begins.

The planning grant also supports building the core infrastructure for a multicenter trial. This includes assembling and organizing the research team and trial governance structure, establishing tools and processes for data management, and setting up oversight procedures appropriate for a large clinical trial. It also funds the development of recruitment and retention strategies, which are often pivotal for Phase III success given the larger sample sizes and the need to enroll participants across multiple locations. Overall, the award is meant to move a trial concept from a promising idea to a complete, implementation-ready protocol package that can be reviewed as a mature and feasible definitive trial proposal.

This FOA is not intended to support smaller early-stage clinical studies. It explicitly excludes Phase I/II preliminary clinical trials, directing applicants who want to run those earlier trials to the separate NIDCD Phase I/II Preliminary Clinical Trials in Communication Disorders announcement (PAR-08-204). In other words, PAR-09-142 is for planning a definitive Phase III trial, not for conducting exploratory clinical work.

The funding mechanism is an NIH R34, which is commonly used for clinical trial planning activities. The opportunity notes that the size and duration of awards are expected to vary because planning needs can differ substantially depending on the intervention, the number of sites, and the complexity of the trial. There is no cost sharing or matching requirement.

Eligibility is broad and includes many types of U.S.-based organizations and government entities. Eligible applicants listed include state, county, city or township governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; nonprofit organizations with or without 501(c)(3) status; for-profit organizations (including small businesses and other for-profits); public housing authorities/Indian housing authorities; and Native American tribal governments and organizations (both federally recognized and other than federally recognized, as specified). The eligibility information also highlights additional categories such as Alaska Native and Native Hawaiian Serving Institutions, Historically Black Colleges and Universities (HBCUs), Hispanic-serving institutions, Tribally Controlled Colleges and Universities (TCCUs), faith-based or community-based organizations, regional organizations, eligible federal agencies, and U.S. territories or possessions.

Administratively, the opportunity is associated with CFDA number 93.173 (Research Related to Deafness and Communication Disorders). The notice was originally posted April 3, 2009, with later administrative dates shown in the record (creation date March 23, 2012). The record also lists closing and archival dates from 2012, indicating the specific posted version is now historical/archived rather than an active, open competition. The full announcement link referenced is on the NIH Grants Guide site at http://grants.nih.gov/grants/guide/pa-files/PAR-09-142.html, and the NIH Office of Extramural Research (OER) webmaster contact is provided for access or linking issues (FBOWebmaster@OD.NIH.GOV).

Frequently Asked Questions (FAQs): NIDCD Definitive Phase III Clinical Trial Planning Grant (R34) (PAR-09-142)

What is PAR-09-142?

PAR-09-142 is the NIDCD Definitive Phase III Clinical Trial Planning Grant (R34), a National Institutes of Health (NIH) discretionary funding opportunity intended to support the planning work required to prepare a large-scale, multicenter Phase III definitive clinical trial in topic areas relevant to the National Institute on Deafness and Other Communication Disorders (NIDCD).

What is the main purpose of this R34 planning grant?

The main purpose is to fund intensive, up-front planning activities so a Phase III definitive clinical trial concept can be developed into a complete, implementation-ready protocol package. A central goal is to enable early peer review of the proposed trial concept, including the scientific rationale, overall design, organizational structure, and practical implementation plan, before seeking support to conduct the full Phase III trial.

Does this grant pay for conducting the Phase III clinical trial?

No. This R34 mechanism is designed to support planning and preparation for a Phase III definitive clinical trial. It is not intended to pay for the full conduct of the Phase III trial itself.

What major product or deliverable is expected from the R34 planning period?

A major deliverable is a detailed Manual of Procedures (MOP). The MOP is described as a required component for a subsequent application to conduct the Phase III definitive clinical trial under the related NIDCD Phase III funding opportunity referenced as PAR-08-205.

What is a Manual of Procedures (MOP) in the context of this opportunity?

In this opportunity, the MOP is where the planned Phase III trial becomes operational across sites. It is intended to document standardized procedures and implementation details so multiple centers can execute the study consistently.

What kinds of details are included in the Manual of Procedures (MOP) according to the announcement summary?

Based on the description provided, the MOP is expected to include standardized procedures across sites, how the intervention and comparison conditions will be delivered, eligibility criteria and enrollment workflows, outcomes and measurement schedules, and quality assurance steps designed to reduce site-to-site variability.

Why does this FOA emphasize planning and early peer review?

The FOA emphasizes planning to reduce preventable errors, protocol ambiguities, and site-to-site variability when a multicenter Phase III trial launches. It also seeks to support early peer review of the trial concept and implementation approach before an applicant requests funding to conduct the full Phase III effort.

What types of activities can the R34 planning grant support?

The planning grant supports activities associated with preparing a multicenter Phase III definitive trial, including developing the MOP, organizing the research team and trial governance structure, establishing tools and processes for data management, setting up oversight procedures appropriate for a large clinical trial, and developing recruitment and retention strategies.

Is this funding opportunity intended for early-stage or exploratory clinical studies?

No. The FOA explicitly states it is not intended to support smaller early-stage clinical studies and excludes Phase I/II preliminary clinical trials.

If my project is a Phase I or Phase II preliminary clinical trial, where should I apply?

The FOA directs applicants interested in Phase I/II preliminary clinical trials to the separate NIDCD Phase I/II Preliminary Clinical Trials in Communication Disorders announcement referenced as PAR-08-204.

What NIH grant mechanism is used for PAR-09-142?

PAR-09-142 uses the NIH R34 mechanism, which is commonly used for clinical trial planning activities.

How long are awards under this opportunity, and what is the expected award size?

The opportunity indicates that size and duration are expected to vary because planning needs can differ substantially depending on the intervention, the number of sites, and the complexity of the trial.

Is cost sharing or matching required?

No. The opportunity states there is no cost sharing or matching requirement.

Who is eligible to apply?

Eligibility is described as broad and includes many U.S.-based organizations and government entities. Examples listed include state, county, city or township governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; nonprofit organizations (with or without 501(c)(3) status); for-profit organizations (including small businesses and other for-profits); public housing authorities/Indian housing authorities; and Native American tribal governments and organizations (federally recognized and other than federally recognized, as specified).

Are minority-serving institutions and community-based organizations included in the eligible applicant types?

Yes. The eligibility information highlights additional categories such as Alaska Native and Native Hawaiian Serving Institutions, Historically Black Colleges and Universities (HBCUs), Hispanic-serving institutions, Tribally Controlled Colleges and Universities (TCCUs), faith-based or community-based organizations, and regional organizations.

Are U.S. territories or federal agencies mentioned as eligible?

Yes. The eligibility information includes eligible federal agencies and U.S. territories or possessions.

What research area does this opportunity fall under administratively (CFDA number)?

The opportunity is associated with CFDA number 93.173, titled Research Related to Deafness and Communication Disorders.

What is the relationship between PAR-09-142 and PAR-08-205?

PAR-09-142 is a planning grant intended to produce planning deliverables (including the MOP) in preparation for a later application to conduct a Phase III definitive clinical trial under the related NIDCD Phase III funding opportunity referenced as PAR-08-205.

Where can I find the full announcement?

The full announcement is referenced as being available on the NIH Grants Guide site at http://grants.nih.gov/grants/guide/pa-files/PAR-09-142.html.

Is this funding opportunity currently open?

The record information provided indicates closing and archival dates from 2012 and describes the posted version as historical/archived rather than an active, open competition.

What are the key dates mentioned in the record summary?

The notice is described as originally posted on April 3, 2009, and the record also shows later administrative dates (including a creation date of March 23, 2012) as well as closing and archival dates from 2012.

Who should be contacted for access or linking issues related to the posting?

The NIH Office of Extramural Research (OER) webmaster contact is provided for access or linking issues: FBOWebmaster@OD.NIH.GOV.

What is meant by “multicenter” in the context of this planning grant?

In the context of this opportunity, “multicenter” refers to a Phase III definitive clinical trial expected to be conducted across multiple locations/sites, which increases the need for standardized procedures, coordinated governance, consistent data handling, and quality assurance to limit site-to-site variability.

Why are recruitment and retention strategies specifically mentioned?

The summary notes that recruitment and retention are often pivotal for Phase III success due to larger sample sizes and the need to enroll participants across multiple locations, so the planning grant supports development of strategies for both recruitment and retention.

What kinds of organizational and oversight elements are supported during planning?

The planning grant supports assembling and organizing the research team and trial governance structure, establishing data management tools and processes, and setting up oversight procedures appropriate for a large clinical trial.

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