Opportunity Information: Apply for PAR 13 278

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "NINDS Phase III Investigator Initiated Efficacy Clinical Trials (U01)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.583 Refugee and Entrant AssistanceWilson/Fish Program 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders.
  • This funding opportunity was created on Jan 16, 2014 and posted on Jul 22, 2013.
  • Applicants must submit their applications by Sep 7, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Independent school districts Others (see text field entitled Additional Information on Eligibility for clarification) Private institutions of higher education For profit organizations other than small businesses Public and State controlled institutions of higher education Native American tribal organizations (other than Federally recognized tribal governments) State governments Special district governments Public housing authorities/Indian housing authorities Small businesses Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education County governments Native American tribal governments (Federally recognized) Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education City or township governments.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Asian American Native American Pacific Islander Serving Institutions (AANAPISISs) Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Non domestic (non U.S.) Entities (Foreign Organizations) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are allowed.
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Opportunity Summary:

The NINDS Phase III Investigator Initiated Efficacy Clinical Trials (U01) funding opportunity (PAR-13-278) was an NIH grant program designed to support large, multi-site Phase 3 clinical trials in neurology. Its core purpose was to give investigators a formal route to submit applications for randomized, controlled efficacy studies that test whether an intervention works in a rigorous, real-world clinical trial setting. Because the announcement is tied to the National Institute of Neurological Disorders and Stroke (NINDS), the proposed trials needed to fit within NINDS mission areas and research interests, meaning topics broadly related to neurological disorders, stroke, and the neurosciences as defined by NINDS priorities and scope.

This opportunity used the U01 mechanism, which is a cooperative agreement rather than a traditional research project grant. In practice, that signals a more hands-on partnership between the funded research team and the NIH/NINDS program staff compared with standard investigator-initiated awards. While the investigators still lead the scientific design and execution, cooperative agreements typically involve substantial NIH involvement in key aspects such as oversight, milestones, performance monitoring, and coordination expectations that are common for complex, multi-center Phase 3 trials. The funding activity category was listed under Health, consistent with clinical trial support.

The FOA specifically emphasized multi-site randomized controlled Phase 3 trials. That generally implies large participant enrollment, a strong emphasis on methodological rigor (randomization, blinding when feasible, predefined endpoints, data and safety monitoring), and an operational structure capable of coordinating multiple clinical sites. Phase 3 efficacy trials are usually intended to provide definitive evidence on whether an intervention provides clinical benefit and is safe enough to justify changes in medical practice, guideline updates, or regulatory discussions, depending on the intervention and context.

Eligibility under PAR-13-278 was broad and included many types of U.S. and non-U.S. organizations. Eligible applicants included public and private institutions of higher education, nonprofit organizations (including both 501(c)(3) and non-501(c)(3) nonprofits), for-profit organizations (including small businesses and other for-profits), and a wide range of governmental entities (state, county, city/township, special district governments, and certain housing authorities). The announcement also included eligibility for tribal governments and tribal organizations, including federally recognized tribal governments as well as other tribal entities. In addition, it explicitly allowed foreign participation: non-U.S. organizations could apply, non-U.S. components of U.S. organizations were eligible, and foreign components (as defined by NIH policy) were permitted, which can matter for international multi-site trials or studies requiring recruitment in specific geographic regions.

The announcement indicated that cost sharing or matching was not required, which is important for budgeting because applicants were not expected to provide a formal institutional match as a condition of eligibility. The administering agency was the National Institutes of Health, and the relevant NIH program home was NINDS. The opportunity was posted on July 22, 2013, with an original and final closing date of September 7, 2016, and it was archived on October 8, 2016, meaning it is no longer active for new submissions under that specific announcement.

For reference and full requirements, the FOA pointed applicants to the NIH grants guide page for PAR-13-278. It also provided standard NIH Office of Extramural Research (OER) webmaster contacts for technical issues accessing or linking to the announcement.

Frequently Asked Questions (FAQs)

What is the NINDS Phase III Investigator Initiated Efficacy Clinical Trials (U01) opportunity (PAR-13-278)?

PAR-13-278 was an NIH funding opportunity announcement (FOA) from the National Institute of Neurological Disorders and Stroke (NINDS) created to support large, multi-site Phase 3 clinical trials in neurology. It offered investigators a formal pathway to apply for support for randomized, controlled efficacy studies intended to test whether an intervention works under rigorous Phase 3 clinical trial conditions.

What was the main purpose of this FOA?

The core purpose was to fund definitive Phase 3 randomized controlled efficacy trials that evaluate whether an intervention provides clinical benefit and is sufficiently safe in a real-world clinical trial setting. These kinds of trials are typically designed to generate strong evidence that could inform clinical practice, guidelines, or other high-stakes decisions depending on the intervention and context.

Which NIH institute administered this opportunity?

The administering agency was the National Institutes of Health (NIH), and the relevant program home for this FOA was the National Institute of Neurological Disorders and Stroke (NINDS).

What research areas needed to fit under PAR-13-278?

Applications needed to be within NINDS mission areas and research interests. That broadly includes neurological disorders, stroke, and the neurosciences as defined by NINDS priorities and scope.

What type of clinical trial did this FOA emphasize?

The FOA specifically emphasized multi-site, randomized controlled Phase 3 trials focused on efficacy. This generally implies substantial participant enrollment, rigorous methodology (including randomization and blinding when feasible), predefined endpoints, and appropriate data and safety monitoring.

What does "Phase 3 efficacy" mean in the context of this funding opportunity?

Within this FOA, Phase 3 efficacy trials refer to large, definitive studies intended to determine whether an intervention works (efficacy) and to further evaluate safety in a way that can support high-confidence conclusions.

What funding mechanism did PAR-13-278 use?

It used the U01 mechanism, which is a cooperative agreement rather than a traditional research project grant.

How is a U01 cooperative agreement different from a traditional NIH research grant?

A U01 cooperative agreement signals a more hands-on partnership between the funded research team and NIH/NINDS program staff than is typical for standard investigator-initiated awards. Investigators still lead the scientific design and execution, but cooperative agreements commonly involve substantial NIH involvement in areas such as oversight, milestones, performance monitoring, and coordination expectations, which is often important for complex, multi-center Phase 3 trials.

Was this opportunity specifically designed for multi-site trials?

Yes. The FOA emphasized large, multi-site randomized controlled Phase 3 trials, which generally require an operational structure capable of coordinating multiple clinical sites.

What funding activity category was associated with this FOA?

The funding activity category was listed under Health, consistent with clinical trial support.

Who was eligible to apply?

Eligibility was broad and included many types of U.S. and non-U.S. organizations. Eligible applicants included public and private institutions of higher education, nonprofit organizations (including 501(c)(3) and non-501(c)(3) entities), for-profit organizations (including small businesses and other for-profits), and a wide range of governmental entities.

What types of U.S. government entities were eligible?

The FOA listed eligibility for governmental entities such as state, county, and city/township governments, special district governments, and certain housing authorities.

Were tribal governments and tribal organizations eligible?

Yes. The announcement included eligibility for tribal governments and tribal organizations, including federally recognized tribal governments as well as other tribal entities.

Were non-U.S. (foreign) organizations allowed to apply?

Yes. The FOA explicitly allowed foreign participation. Non-U.S. organizations could apply, non-U.S. components of U.S. organizations were eligible, and foreign components (as defined by NIH policy) were permitted. This can be relevant for international multi-site trials or studies that require recruitment in particular regions.

Did this FOA require cost sharing or matching funds?

No. The announcement indicated that cost sharing or matching was not required, meaning applicants were not expected to provide a formal institutional match as a condition of eligibility.

When was PAR-13-278 posted?

The opportunity was posted on July 22, 2013.

What were the closing dates for this FOA?

The FOA listed an original closing date and a final closing date of September 7, 2016.

Is PAR-13-278 still open for applications?

No. The opportunity was archived on October 8, 2016, meaning it is no longer active for new submissions under that specific announcement.

Where were applicants directed to find the full official requirements?

The FOA pointed applicants to the NIH Grants Guide page for PAR-13-278 for the complete requirements and official details.

Who was listed for technical help with accessing or linking to the announcement?

The FOA provided standard NIH Office of Extramural Research (OER) webmaster contacts for technical issues related to accessing or linking to the announcement.

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