Opportunity Information: Apply for DE FOA 0001111

  • The Headquarters in the energy sector is offering a public funding opportunity titled "Promoting Domestic And International Consensus on Fossil Energy Technologies" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.089 Fossil Energy Research and Development.
  • This funding opportunity was created on Jul 18, 2014 and posted on Jun 24, 2014.
  • Applicants must submit their applications by Jul 23, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $9,000,000.00 to eligible and selected applicants.
  • The number of recipients for this funding is limited to 2 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
Apply for DE FOA 0001111

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Opportunity Summary:

The grant opportunity titled "Promoting Domestic And International Consensus on Fossil Energy Technologies" (Funding Opportunity Number DE-FOA-0001111) is a U.S. Department of Energy (DOE) Headquarters funding announcement in the Energy category, offered as a cooperative agreement. The program is tied to CFDA 81.089 (Fossil Energy Research and Development), with an estimated total funding level of $9,000,000 and an expectation of making 2 awards. Eligibility is broadly open (unrestricted), and there is no cost sharing or matching requirement listed. While the public posting date is June 24, 2014, this specific notice is a modification dated July 18, 2014, and its main purpose is administrative: it publishes a set of questions and official DOE responses that should have appeared earlier but were omitted from Amendment 1. The application deadline shown is July 23, 2014, with the archive date listed as October 24, 2014.

A major clarification in the Q and A is DOE's definition of "Clean Energy Systems/Technologies" as used in the FOA. In this announcement, "clean energy" is not limited to renewables; it explicitly covers fossil-energy-related systems and technologies that improve the efficiency of power generation, improve conversion systems that turn fossil-based fuels into liquids and chemicals, enable affordable CO2 capture, increase plant availability, and maintain very high environmental standards. DOE lists a wide span of technology areas as included, emphasizing work that helps reduce capital and operating costs and supports zero-emission targets in fossil-based power systems. Examples provided include advanced power systems such as turbines, fuel cells, hybrid systems, and novel power generation cycles. It also includes coal conversion and preparation approaches like gasification and beneficiation, as well as advanced combustion pathways such as oxy-combustion, chemical looping, and ultra-supercritical steam systems. Hydrogen and fuels are also explicitly within scope, indicating interest in production, conversion, and related enabling pathways connected to fossil energy systems.

The same response also stresses that enabling and crosscutting technologies are within scope, not just the main generation or conversion hardware. DOE specifically mentions sensors and controls, broader energy conversion improvements, water-related issues, advanced modeling and simulation, and materials as relevant supporting areas. Carbon capture and storage (CCS) is highlighted as particularly important, and the FOA is framed as aligned with DOE R and D efforts in post-combustion capture, pre-combustion capture, carbon utilization, and carbon storage. DOE also points applicants toward major CCS-related initiatives and programs, including the Regional Carbon Sequestration Partnerships, the Carbon Capture Simulation Initiative (CCSI), and the National Risk Assessment Program (NRAP). Notably, DOE states that there are no technologies excluded under the clean energy systems/technologies framing in this FOA, meaning applicants are not being told to avoid specific fossil-energy technology categories as long as they fit the clean/efficient/low-emission objectives described.

Another key point concerns the cooperative agreement structure and what that implies for DOE involvement. DOE confirms that a "Statement of Substantial Involvement" (SOSI) is required and that this requirement is specific to this FOA. The SOSI is used when DOE expects to be substantially involved in carrying out the project requirements, which is consistent with how cooperative agreements differ from standard grants. In practical terms, this signals that DOE anticipates an active partnership role (for example, participation in planning, technical direction, review processes, or coordination activities), and applicants must describe that anticipated federal involvement as part of the proposal package.

Because international engagement is referenced in both the title and the text of the FOA, applicants asked how much of the work should be international and how much funding could go to foreign-based participants. DOE does not set a required percentage or hard cap in the Q and A. Instead, applicants are told to propose whatever level of international involvement they believe is necessary to achieve the project goals and meet the FOA requirements. DOE does add an informal benchmark based on past experience: historically, the international effort has been less than 50 percent. This is not presented as a rule, but it does indicate what DOE has typically seen and may serve as a practical planning reference for applicants trying to calibrate the balance between domestic and international activities.

The Q and A also addresses how proposals will be reviewed on cost. Even though "cost" is not listed as an evaluation criterion for scoring, DOE clarifies that budgets are still reviewed for compliance and appropriateness. Specifically, the applicant's budget and budget justification will be examined to confirm that costs are allowable, allocable, and reasonable under the federal cost principles referenced in 10 CFR 600. In other words, cost may not drive merit scoring directly, but proposals still must present defensible, compliant budgets that can pass a federal reasonableness and allowability review.

Finally, the modification includes a practical Grants.gov filing detail for Washington, D.C.-based applicants: when the application asks for a congressional district number, organizations in Washington, D.C. should enter "DC 000." The notice also provides a contact for access issues or questions about the full announcement: Linda Park at DOE (202-586-1051, linda.park@hq.doe.gov), and an additional information link is included through FedConnect.

FAQs: Promoting Domestic And International Consensus on Fossil Energy Technologies (DE-FOA-0001111)

What is the title and funding opportunity number for this grant?

The opportunity is titled "Promoting Domestic And International Consensus on Fossil Energy Technologies" and the Funding Opportunity Number (FOA) is DE-FOA-0001111.

Which federal agency is offering this opportunity?

This is a U.S. Department of Energy (DOE) Headquarters funding announcement.

What type of funding instrument will DOE use?

DOE plans to make awards as cooperative agreements, which implies DOE expects substantial involvement in the project.

What program or CFDA is this opportunity associated with?

The FOA is tied to CFDA 81.089, Fossil Energy Research and Development.

What is the estimated total funding and how many awards are expected?

The estimated total funding level is $9,000,000, and DOE expects to make 2 awards.

Who is eligible to apply?

Eligibility is described as broadly open (unrestricted) in the information provided.

Is cost sharing or matching required?

No cost sharing or matching requirement is listed for this FOA.

What are the key dates for this opportunity?

The public posting date is June 24, 2014. This notice is a modification dated July 18, 2014. The application deadline shown is July 23, 2014, and the archive date is October 24, 2014.

What is the purpose of the July 18, 2014 modification?

Its purpose is administrative: it publishes questions and official DOE responses that should have appeared earlier but were omitted from Amendment 1.

How does DOE define "Clean Energy Systems/Technologies" in this FOA?

In this FOA, "clean energy" is not limited to renewables. It explicitly includes fossil-energy-related systems and technologies that improve power generation efficiency, improve conversion systems that turn fossil-based fuels into liquids and chemicals, enable affordable CO2 capture, increase plant availability, and maintain very high environmental standards. DOE emphasizes work that helps reduce capital and operating costs and supports zero-emission targets in fossil-based power systems.

Are renewable energy technologies required for a project to be considered "clean energy" under this FOA?

No. DOE clarifies that, for this announcement, "clean energy" explicitly covers fossil-energy-related systems and technologies meeting clean, efficient, and low-emission objectives.

What kinds of advanced power generation technologies are included in scope?

DOE examples include advanced power systems such as turbines, fuel cells, hybrid systems, and novel power generation cycles.

Are coal conversion and preparation approaches included?

Yes. DOE indicates coal conversion and preparation approaches like gasification and beneficiation are within scope.

Are advanced combustion technologies included?

Yes. Examples listed include oxy-combustion, chemical looping, and ultra-supercritical steam systems.

Are hydrogen and fuels topics included in this FOA?

Yes. Hydrogen and fuels are explicitly within scope, including production, conversion, and related enabling pathways connected to fossil energy systems.

Does DOE consider enabling or crosscutting technologies in scope, or only major hardware systems?

Enabling and crosscutting technologies are included, not just main generation or conversion hardware. DOE specifically mentions sensors and controls, broader energy conversion improvements, water-related issues, advanced modeling and simulation, and materials.

How important is carbon capture and storage (CCS) to this FOA?

CCS is highlighted as particularly important. The FOA is framed as aligned with DOE R&D efforts in post-combustion capture, pre-combustion capture, carbon utilization, and carbon storage.

Which DOE CCS-related initiatives are referenced as relevant?

DOE points applicants to the Regional Carbon Sequestration Partnerships, the Carbon Capture Simulation Initiative (CCSI), and the National Risk Assessment Program (NRAP).

Are any technologies excluded under DOE's "clean energy systems/technologies" framing for this FOA?

DOE states there are no technologies excluded under this framing, as long as the proposed work fits the clean/efficient/low-emission objectives described.

What does the cooperative agreement structure mean for DOE involvement?

DOE confirms that a Statement of Substantial Involvement (SOSI) is required. This indicates DOE expects to be substantially involved in carrying out the project requirements, consistent with a cooperative agreement rather than a standard grant.

Is the Statement of Substantial Involvement (SOSI) required for this FOA?

Yes. DOE confirms an SOSI is required and that this requirement is specific to this FOA.

What should applicants address in the SOSI?

Applicants should describe the anticipated federal involvement as part of the proposal package, reflecting DOE's expected substantial involvement in the project.

How much of the work is required to be international?

DOE does not set a required percentage for international work in the Q&A. Applicants are told to propose whatever level of international involvement they believe is necessary to achieve the project goals and meet FOA requirements.

Is there a cap on how much funding can go to foreign-based participants?

DOE does not provide a hard cap in the Q&A. Applicants are instructed to propose the level of international involvement they believe is necessary. DOE notes that historically the international effort has been less than 50 percent, presented as a practical benchmark rather than a rule.

Does DOE give any planning benchmark for international effort levels?

Yes. DOE notes that, historically, the international effort has been less than 50 percent. DOE does not present this as a requirement, but as a reference point based on past experience.

If "cost" is not a scored evaluation criterion, will DOE still review the budget?

Yes. DOE clarifies that budgets are reviewed for compliance and appropriateness even if cost is not used for merit scoring.

What standards does DOE use to review budget allowability and reasonableness?

DOE states the applicant's budget and budget justification will be examined to confirm costs are allowable, allocable, and reasonable under the federal cost principles referenced in 10 CFR 600.

What should Washington, D.C.-based applicants enter for the congressional district on Grants.gov?

Organizations in Washington, D.C. should enter "DC 000" when the application asks for a congressional district number.

Who can applicants contact with access issues or questions about the full announcement?

The notice lists Linda Park at DOE as the contact: 202-586-1051 and linda.park@hq.doe.gov.

Is there an additional link for more information about the announcement?

Yes. The notice indicates an additional information link is included through FedConnect.

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