Opportunity Information: Apply for DE PS02 09ER09 27

  • The Chicago Service Center in the science and technology and other research and development sector is offering a public funding opportunity titled "RECOVERY ACT (ARRA) Applications for Phase I SBIR/STTR Grants Annual Phase I Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049 Office of Science Financial Assistance Program.
  • This funding opportunity was created on Sep 2, 2009 and posted on Aug 5, 2009.
  • Applicants must submit their applications by Sep 4, 2009. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $150,000.00 in funding.
  • Eligible applicants include: Small businesses.
Apply for DE PS02 09ER09 27

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Opportunity Summary:

This funding opportunity, titled "RECOVERY ACT (ARRA) Applications for Phase I SBIR/STTR Grants Annual Phase I Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR)," supports early-stage research and development by small businesses under the U.S. Department of Energy Office of Science. It was issued as part of the Recovery Act (ARRA) effort and is aimed specifically at Phase I SBIR and STTR projects, which are intended to test the scientific or technical merit of an idea and determine whether it is feasible enough to justify further development and eventual commercialization. The program is focused on science and technology research and development, consistent with the Office of Science mission areas.

The awards described are Phase I grants made during calendar year 2009. Individual awards can be up to $150,000, and there is no cost sharing or matching requirement, meaning applicants are not required to provide their own funds to match the federal award. The central purpose of Phase I in both SBIR and STTR is proof-of-concept: applicants propose an innovative idea that appears to have commercial potential, and Phase I funding is meant to support the initial work needed to show the idea is technically sound and worth pursuing. In practical terms, this stage usually involves defining the technical approach, demonstrating feasibility through modeling or limited experiments, identifying key risks and how to mitigate them, and producing results that justify a more substantial Phase II effort.

Eligibility is limited to small businesses. The opportunity is categorized under an "Other" opportunity category and uses a grant as the funding instrument. The associated CFDA number is 81.049, which corresponds to the Office of Science Financial Assistance Program. The listing identifies the agency name as the Chicago Service Center, with the scientific program connection indicated through the DOE Office of Science SBIR/STTR contacts.

Key dates show that the opportunity was posted on August 5, 2009, created on September 2, 2009, and had an original and current closing date of September 4, 2009. The archive date is December 5, 2009, indicating it is an older, archived opportunity rather than an active solicitation. The funding opportunity number is DE-PS02-09ER09-27, which is the identifier applicants would use to locate and reference the full announcement and submission instructions.

For applicant support and technical access issues, the announcement provides contact channels. If an applicant had difficulty accessing the full announcement electronically or experienced problems linking to the opportunity, they were directed to contact the IIPS HelpDesk at iipshelpdesk@e-center.doe.gov. For program-related SBIR/STTR questions, a contact is listed as Marilyn Oyler at sbir-sttr@science.doe.gov. These contacts suggest the process relied on DOE electronic systems used at the time for locating the announcement and managing submissions or applicant questions.

Overall, the opportunity offered non-matching, early-stage federal R&D funding up to $150,000 for small businesses proposing innovative science or technology concepts with a plausible path to commercialization, with Phase I emphasizing feasibility validation and technical merit rather than full product development.

Frequently Asked Questions (FAQs)

What is this funding opportunity?

This is a U.S. Department of Energy (DOE) Office of Science funding opportunity titled "RECOVERY ACT (ARRA) Applications for Phase I SBIR/STTR Grants Annual Phase I Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR)." It supported early-stage research and development (R&D) by small businesses through Phase I SBIR and Phase I STTR grants.

What was the main goal of the Phase I SBIR/STTR grants?

The central purpose of Phase I for both SBIR and STTR was proof-of-concept. Applicants proposed an innovative idea with commercial potential, and Phase I funding supported the initial work needed to test scientific/technical merit and determine feasibility before pursuing further development and commercialization (often via a later Phase II effort).

What types of activities typically fit within Phase I work (as described in the opportunity)?

Phase I work generally focused on defining the technical approach, demonstrating feasibility through modeling or limited experiments, identifying key risks and potential mitigation strategies, and producing results that would justify a more substantial Phase II project.

Which agency and program area were associated with this opportunity?

The opportunity was associated with the U.S. Department of Energy Office of Science. The listing also identifies the agency name as the Chicago Service Center, with scientific program connections indicated through DOE Office of Science SBIR/STTR contacts.

What research areas did this opportunity target?

The opportunity focused on science and technology research and development consistent with DOE Office of Science mission areas.

Who was eligible to apply?

Eligibility was limited to small businesses.

What is the maximum award amount for an individual Phase I award?

Individual awards could be up to $150,000.

Was cost sharing or matching required?

No. There was no cost sharing or matching requirement, meaning applicants were not required to provide their own funds to match the federal award.

What was the funding instrument used for this opportunity?

The funding instrument was a grant.

What was the opportunity category?

The opportunity category was listed as "Other."

What is the CFDA number for this program?

The associated CFDA number is 81.049, corresponding to the Office of Science Financial Assistance Program.

What is the funding opportunity number (FOA number) for referencing this announcement?

The funding opportunity number is DE-PS02-09ER09-27. This is the identifier applicants would use to locate and reference the full announcement and submission instructions.

When was this opportunity posted and when did it close?

The opportunity was posted on August 5, 2009. The original and current closing date was September 4, 2009.

Is this an active solicitation?

No. The archive date is December 5, 2009, indicating this is an older, archived opportunity rather than an active solicitation.

What calendar year were the Phase I awards described as being made?

The awards described were Phase I grants made during calendar year 2009.

Who should applicants contact if they had trouble accessing the full announcement electronically?

For difficulty accessing the full announcement electronically or problems linking to the opportunity, applicants were directed to contact the IIPS HelpDesk at iipshelpdesk@e-center.doe.gov.

Who should applicants contact for SBIR/STTR program-related questions?

For program-related SBIR/STTR questions, the contact listed is Marilyn Oyler via sbir-sttr@science.doe.gov.

How did this opportunity relate to the Recovery Act (ARRA)?

This funding opportunity was issued as part of the Recovery Act (ARRA) effort, supporting early-stage R&D activities through Phase I SBIR/STTR awards.

What does "Phase I" emphasize compared to later-stage development?

Phase I emphasizes feasibility validation and technical merit (proof-of-concept) rather than full product development. The aim is to determine whether an idea is sound enough to justify further development and eventual commercialization.

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