Opportunity Information: Apply for HQ0034 ONA 09 BAA 0002
Apply for HQ0034 ONA 09 BAA 0002
- The Department of Defense in the science and technology and other research and development sector is offering a public funding opportunity titled "Research and Studies for the Office of Net Assessment (OSD/NA)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.300 Basic and Applied Scientific Research.
- This funding opportunity was created on Mar 18, 2009 and posted on Mar 18, 2009.
- Applicants must submit their applications by Jun 17, 2013 Proposals should be received as early as possible, but no later than 1 p.m. (EST) on the cut off dates listed at the end of the BAA. (See table at the end of the BAA for schedule of proposal receipt cut off dates.) Proposals shall be valid for a period of 1 year from date of receipt. Awards will be made for a period of five years on a bi monthly basis beginning April 30, 2009 and ending on June 17, 2014.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Public and State controlled institutions of higher education.
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Opportunity Summary:
This discretionary Department of Defense grant opportunity, titled "Research and Studies for the Office of Net Assessment (OSD/NA)," supports research and analytical studies that help the Office of Net Assessment (ONA) compare the current position, long-term trends, and future prospects of U.S. military capability and potential against those of foreign powers. The core purpose is net assessment: looking beyond near-term events to understand how competitive advantages and vulnerabilities might shift over time. ONA is especially interested in analyses focused on parts of the security environment and regions of the world that are likely to change in the future and could create major risks or opportunities for the United States. Studies can be framed around particular theaters or regions, specific military functions and mission areas, major weapons categories, operational concepts and doctrine, or broader national power factors such as demographic change, economic performance, and political developments that may influence how nations build power and pursue strategy.
The announcement is a Broad Agency Announcement (BAA) style research solicitation under Funding Opportunity Number HQ0034 ONA 09 BAA 0002. The assistance mechanism is a Cooperative Agreement, indicating that the government expects an active relationship with awardees during performance rather than a hands-off grant model. The activity is categorized under Science and Technology and other Research and Development, with CFDA 12.300 (Basic and Applied Scientific Research). No cost sharing or matching is required, which lowers the barrier to entry for qualified research organizations that may not have non-federal funds available to contribute.
ONA highlights five primary research areas plus an open category for additional topics. The five named areas of interest are Future Naval Warfare, Proliferated World, Space, Sustaining Current Areas of U.S. Advantage, and History, followed by an additional category for other research topics that still align with ONA's mission. In practice, these headings suggest ONA is looking for forward-looking competitive analyses: how naval conflict and maritime competition could evolve; how a world with more widely distributed advanced weapons, technologies, or military capabilities changes deterrence and warfighting; how space capabilities and counter-space dynamics may shape military advantage; how the United States can preserve or extend current strengths (for example, in operational methods, technology, alliances, industrial capacity, training, or command and control); and how historical cases can be used to extract enduring strategic insights relevant to modern competition. The "Additional Research Topics" lane signals that ONA is also open to strong proposals that do not fit neatly into the listed categories but still contribute to comparative assessments of military capability, potential, and long-range strategic trends.
Eligibility is limited to two broad applicant groups: (1) nonprofits with 501(c)(3) status (excluding institutions of higher education) and (2) public and state-controlled institutions of higher education. This scope points to an intended performer base of universities, federally relevant research centers housed in public institutions, and independent nonprofit research organizations capable of classified or sensitive-adjacent strategic analysis, long-horizon modeling, historical research, regional expertise, and multidisciplinary work spanning technology, economics, politics, and military operations.
From an administrative standpoint, the opportunity was posted and created on March 18, 2009. Proposals were to be submitted as early as possible, but no later than 1:00 p.m. Eastern Time on the specified cut-off dates provided in the BAA schedule. Proposals were required to remain valid for one year from the date of receipt, which is typical for rolling or periodically evaluated BAAs where awards may be made after extended review windows. The original and current closing date listed is June 17, 2013, with an archive date of July 17, 2013. Awarding was planned on a bi-monthly basis over a five-year window beginning April 30, 2009 and ending June 17, 2014, reflecting a program structure where multiple awards could be issued over time as proposals were received and selected, rather than a single one-time competition with one award.
For questions or access issues related to the full announcement, the listed point of contact is Sherry Goodman, Contract Specialist, reachable by phone at 703-588-1138, with a government email address referenced in the source.
Frequently Asked Questions (FAQs)
What is the title of this Department of Defense grant opportunity?
The opportunity is titled "Research and Studies for the Office of Net Assessment (OSD/NA)."
Which office is sponsoring this opportunity, and what is its mission?
This opportunity supports the Office of Net Assessment (ONA) within the Office of the Secretary of Defense. ONA's mission is to conduct net assessments that compare the current position, long-term trends, and future prospects of U.S. military capability and potential against those of foreign powers.
What does "net assessment" mean in the context of this solicitation?
In this solicitation, net assessment refers to analytical work that looks beyond near-term events to understand how competitive advantages and vulnerabilities may change over time. It emphasizes long-range strategic comparisons and trend-based assessments rather than short-term operational updates.
What is the main purpose of the research and studies funded under this announcement?
The purpose is to fund research and analytical studies that help ONA evaluate how U.S. military capability and potential compare to foreign powers, including how those comparisons may shift due to long-term trends and future developments in the security environment.
What kinds of topics or frames are appropriate for proposed studies?
Studies may be framed around particular theaters or regions, specific military functions and mission areas, major weapons categories, operational concepts and doctrine, or broader national power factors such as demographic change, economic performance, and political developments that influence how nations build power and pursue strategy.
Is ONA especially interested in any particular type of analysis?
Yes. ONA is especially interested in analyses focused on parts of the security environment and regions of the world that are likely to change in the future and could create major risks or opportunities for the United States.
What type of solicitation is this?
This is a Broad Agency Announcement (BAA) style research solicitation.
What is the Funding Opportunity Number (FON) for this BAA?
The Funding Opportunity Number is HQ0034 ONA 09 BAA 0002.
What is the assistance mechanism for awards under this opportunity?
The assistance mechanism is a Cooperative Agreement.
What does it mean that the award is a Cooperative Agreement?
A Cooperative Agreement indicates the government expects an active relationship with awardees during performance, rather than a hands-off grant model.
How is the funded activity categorized?
The activity is categorized under Science and Technology and other Research and Development.
What is the CFDA number associated with this program?
The CFDA number is 12.300 (Basic and Applied Scientific Research).
Is cost sharing or matching required?
No. This opportunity does not require cost sharing or matching.
What are the primary research areas ONA identified?
ONA identified five primary research areas: Future Naval Warfare, Proliferated World, Space, Sustaining Current Areas of U.S. Advantage, and History.
What is meant by the "Additional Research Topics" category?
In addition to the five named areas, ONA included an open category for other research topics, as long as they align with ONA's mission and contribute to comparative assessments of military capability, potential, and long-range strategic trends.
Does a proposal have to fit exactly into one of the five named research areas?
Not necessarily. The announcement includes an "Additional Research Topics" lane for proposals that do not fit neatly into the listed categories but still support ONA's net assessment mission.
Who is eligible to apply?
Eligibility is limited to (1) nonprofits with 501(c)(3) status (excluding institutions of higher education) and (2) public and state-controlled institutions of higher education.
Are private (non-public) institutions of higher education eligible?
The eligibility list provided includes public and state-controlled institutions of higher education, and it separately includes 501(c)(3) nonprofits while excluding institutions of higher education in that nonprofit category. Based on the eligibility statement provided, private institutions of higher education are not included.
Are 501(c)(3) nonprofits eligible if they are an institution of higher education?
No. The eligibility description specifies 501(c)(3) nonprofits are eligible while excluding institutions of higher education from that nonprofit category.
When was this funding opportunity posted and created?
The opportunity was posted and created on March 18, 2009.
When were proposals due?
Proposals were to be submitted as early as possible, but no later than 1:00 p.m. Eastern Time on the specified cut-off dates provided in the BAA schedule.
What is the closing date listed for this opportunity?
The original and current closing date listed is June 17, 2013.
What is the archive date listed for this opportunity?
The archive date listed is July 17, 2013.
How long must a proposal remain valid after submission?
Proposals were required to remain valid for one year from the date of receipt.
How frequently were awards planned to be made?
Awarding was planned on a bi-monthly basis.
Over what time period were awards planned under this BAA?
Awards were planned over a five-year window beginning April 30, 2009 and ending June 17, 2014.
Is this structured as a one-time competition or multiple awards over time?
The structure described indicates multiple awards could be issued over time as proposals were received and selected, rather than a single one-time competition.
Who is the point of contact for questions or access issues?
The listed point of contact is Sherry Goodman, Contract Specialist.
How can the point of contact be reached?
Sherry Goodman can be reached by phone at 703-588-1138. The source also references a government email address for contact.
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