Opportunity Information: Apply for ONRBAA09 006

  • The Office of Naval Research in the science and technology and other research and development sector is offering a public funding opportunity titled "Research in Prevention and Treatment of Noise Induced Hearing Loss (NIHL)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.300 Basic and Applied Scientific Research.
  • This funding opportunity was created on Jan 6, 2009 and posted on Jan 6, 2009.
  • Applicants must submit their applications by Jun 1, 2009. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
  • All responsible sources from academia and industry may submit proposals under this BAA. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are encouraged to submit proposals and join others in submitting proposals. However, no portion of this BAA will be set aside for HBCU and MI participation. Federally Funded Research Development Centers (FFRDCs), including Department of Energy National Laboratories, are not eligible to receive awards under this BAA. However, teaming arrangements between FFRDCs and eligible principal bidders are allowed so long as they are permitted under the sponsoring agreement between the Government and the specific FFRDC. Navy laboratories and warfare centers as well as other Department of Defense and civilian agency laboratories are also not eligible to receive awards under this BAA and should not directly submit either white papers or full proposals in response to this BAA. If any such organization is interested in one or more of the programs described herein, the organization should contact an appropriate ONR POC to discuss its area of interest. The various scientific divisions of ONR are identified at http://www.onr.navy.mil/. As with FFRDCs, these types of federal organizations may team with other responsible sources from academia and industry that are submitting proposals under this BAA.
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Opportunity Summary:

The Office of Naval Research (ONR), through its Biomedical and Biological Division within the Warfighter Performance Department (Code 342), offered this grant opportunity to support research aimed at preventing and treating Noise Induced Hearing Loss (NIHL). The announcement invites both short white papers (used as pre-proposals) and full proposals covering multiple stages of research and development. The overall intent is to generate scientific and technical advances that can reduce the burden of NIHL, a problem that is especially relevant to military environments where personnel can be exposed to hazardous noise from weapons systems, aircraft, ships, vehicles, and industrial operations.

The program scope is broad and is designed to accommodate basic research, applied research, and selected advanced technology development (ATD). In practical terms, that means ONR was open to proposals ranging from early-stage investigations into biological mechanisms and protective pathways, through more mature translational work that could inform interventions, diagnostics, therapies, or protective strategies. The announcement also clarifies how different categories of work are funded within Department of Defense research budget activities: basic research is associated with Budget Activity 1, applied research with Budget Activity 2 (especially when performed on a university campus), and advanced technology development with Budget Activity 3. This matters because the funding category influences award instruments, oversight expectations, and potential publication or dissemination constraints.

A major feature of the opportunity is its treatment of fundamental research and publication restrictions. ONR states it will follow the Department of Defense guidance on "contracted fundamental research" described in the Under Secretary of Defense (Acquisition, Technology and Logistics) memorandum dated June 26, 2008, along with the principles in National Security Decision Directive 189. For unclassified fundamental research, ONR indicates it generally will not restrict how the research is conducted or how results are reported, unless a law, regulation, or Executive Order requires otherwise. This is important for academic teams that need the ability to publish findings and train students. By contrast, projects categorized as ATD may be more sensitive and may require restrictions during performance and Department of Defense pre-publication review of results, reflecting the possibility that the work could involve capabilities, systems, or information with operational implications.

The opportunity was issued as a Broad Agency Announcement (BAA) under Funding Opportunity Number ONRBAA09-006, titled "Research in Prevention and Treatment of Noise Induced Hearing Loss (NIHL)." It is listed under the Science and Technology and other Research and Development activity category and associated with CFDA 12.300 (Basic and Applied Scientific Research). The announcement specifies that there is no cost sharing or matching requirement, which lowers barriers for applicants that might not have discretionary funds available to meet a mandatory match.

In terms of award mechanisms, ONR indicated multiple possible funding instruments, including cooperative agreements, grants, other transaction-like instruments (as applicable), and procurement contracts. This mix signals flexibility in how ONR intended to structure relationships with performers. In general, the announcement notes that fundamental research is typically awarded as grants to universities and as contracts to industry, while ATD is typically supported through contracts, reflecting the more deliverable-driven nature of technology maturation and the potential need for tighter control over sensitive technical outputs.

Eligibility is described as essentially open to all responsible sources in academia and industry, meaning universities, nonprofits, and companies could all submit, provided they meet the standard responsibility requirements for federal awards. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are explicitly encouraged to apply and to partner with others, although the announcement makes clear that no portion of the funding is formally set aside for them. Several categories of organizations are not eligible to receive awards directly under this BAA, including Federally Funded Research and Development Centers (FFRDCs), Department of Energy national laboratories, Navy laboratories and warfare centers, and other federal laboratories (Department of Defense or civilian). However, the BAA allows these organizations to participate through teaming arrangements with eligible prime applicants, as long as such participation is permitted under the organizations' sponsoring agreements. The intent is to ensure the prime award goes to eligible non-federal entities while still allowing collaboration with federal labs and FFRDCs when appropriate.

The timeline information included in the source data shows the opportunity was posted on January 6, 2009, with an original closing date of February 20, 2009, later extended to a current closing date of June 1, 2009, and an archive date of July 1, 2009. This kind of extension is common for BAAs, where the agency may keep a solicitation open longer to broaden participation or to allow more time for white paper review and subsequent full proposal development.

Finally, the announcement provides an access path to additional ONR BAAs and includes a business point of contact for help accessing the full announcement electronically (Mike Evonick). Overall, this solicitation is best understood as a flexible research and development call focused on NIHL, supporting both discovery-driven science and, where appropriate, later-stage technology development, while clearly spelling out how ONR will handle fundamental research openness versus the potential sensitivities associated with advanced technology development.

FAQs: ONR BAA - Research in Prevention and Treatment of Noise Induced Hearing Loss (NIHL) (ONRBAA09-006)

1) What is this grant opportunity about?

This Office of Naval Research (ONR) opportunity supports research aimed at preventing and treating Noise Induced Hearing Loss (NIHL). The intent is to generate scientific and technical advances that reduce the burden of NIHL, particularly in military-relevant environments where hazardous noise exposure can come from weapons systems, aircraft, ships, vehicles, and industrial operations.

2) Who is offering the opportunity within ONR?

The opportunity is offered by ONR through its Biomedical and Biological Division within the Warfighter Performance Department (Code 342).

3) What type of solicitation is this?

It is issued as a Broad Agency Announcement (BAA) under Funding Opportunity Number ONRBAA09-006, titled "Research in Prevention and Treatment of Noise Induced Hearing Loss (NIHL)."

4) What kinds of submissions are invited?

The announcement invites short white papers (used as pre-proposals) as well as full proposals. It is structured to support multiple stages of research and development.

5) What research areas or stages does the scope cover?

The scope is broad and is designed to accommodate basic research, applied research, and selected advanced technology development (ATD). This can include early-stage investigations of biological mechanisms and protective pathways, as well as more mature translational work that could inform interventions, diagnostics, therapies, or protective strategies.

6) How does ONR distinguish between basic research, applied research, and ATD for funding purposes?

The announcement references Department of Defense research budget activities: basic research aligns with Budget Activity 1; applied research aligns with Budget Activity 2 (especially when performed on a university campus); and advanced technology development aligns with Budget Activity 3. The category can influence the award instrument, oversight expectations, and possible publication or dissemination constraints.

7) Is this opportunity considered fundamental research, and can results be published?

ONR states it will follow Department of Defense guidance on "contracted fundamental research" (referencing the June 26, 2008 memo from the Under Secretary of Defense (Acquisition, Technology and Logistics)) and the principles in National Security Decision Directive 189. For unclassified fundamental research, ONR generally will not restrict how the research is conducted or how results are reported, unless a law, regulation, or Executive Order requires otherwise.

8) Are there potential restrictions for advanced technology development (ATD) projects?

Yes. The announcement indicates ATD efforts may be more sensitive and may require restrictions during performance and Department of Defense pre-publication review of results. This reflects the possibility that ATD work could involve capabilities, systems, or information with operational implications.

9) What is the CFDA number and general activity category associated with this opportunity?

The opportunity is associated with CFDA 12.300 (Basic and Applied Scientific Research) and is listed under the Science and Technology and other Research and Development activity category.

10) Is cost sharing or matching required?

No. The announcement specifies there is no cost sharing or matching requirement.

11) What funding instruments might ONR use to make awards?

ONR indicates it may use multiple possible mechanisms, including cooperative agreements, grants, other transaction-like instruments (as applicable), and procurement contracts.

12) How does ONR typically align award instruments with the type of work?

The announcement notes that fundamental research is typically awarded as grants to universities and as contracts to industry, while ATD is typically supported through contracts. This reflects the deliverable-driven nature of technology maturation and the potential need for tighter control over sensitive technical outputs.

13) Who is eligible to apply as a prime applicant?

Eligibility is described as essentially open to all responsible sources in academia and industry. Universities, nonprofits, and companies may submit as long as they meet standard responsibility requirements for federal awards.

14) Are HBCUs and Minority Institutions encouraged to apply?

Yes. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are explicitly encouraged to apply and to partner with others. The announcement also states that no portion of the funding is formally set aside for them.

15) Which organizations are not eligible to receive awards directly under this BAA?

The announcement states that several categories cannot receive awards directly as primes under this BAA, including Federally Funded Research and Development Centers (FFRDCs), Department of Energy national laboratories, Navy laboratories and warfare centers, and other federal laboratories (Department of Defense or civilian).

16) Can ineligible federal labs or FFRDCs still participate in projects?

Yes. The BAA allows these organizations to participate through teaming arrangements with eligible prime applicants, as long as the participation is permitted under the organizations' sponsoring agreements. The intent is that the prime award goes to an eligible non-federal entity while still allowing collaboration when appropriate.

17) Why does the basic/applied/ATD classification matter for applicants?

The announcement indicates that the funding category can affect the award instrument used, the oversight expectations during performance, and whether there may be publication or dissemination constraints (particularly for ATD compared to unclassified fundamental research).

18) What are the key dates for this opportunity?

The source data indicates the opportunity was posted on January 6, 2009. The original closing date was February 20, 2009, later extended to a current closing date of June 1, 2009. The archive date is July 1, 2009.

19) Does the extension of the closing date imply anything about how submissions are handled?

The information provided notes that extensions are common for BAAs and may be used to broaden participation or allow more time for white paper review and subsequent full proposal development.

20) Where can applicants find additional ONR BAAs or get help accessing the full announcement?

The announcement provides an access path to additional ONR BAAs and identifies a business point of contact for help accessing the full announcement electronically: Mike Evonick.

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