Opportunity Information: Apply for NNH09ZDA001N HGI

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2009 Heliophysics Guest Investigators" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 00.000 Not Elsewhere Classified.
  • This funding opportunity was created on Apr 1, 2009 and posted on Feb 19, 2009.
  • Applicants must submit their applications by May 8, 2009. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/) for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2009 Heliophysics Guest Investigators (HGI), issued under NASA Research Announcement NNH09ZDA001N, is part of NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2009 solicitation. The overall ROSES 2009 call supports a wide span of basic and applied research and technology activities connected to NASA's Science Mission Directorate programs, including Heliophysics (the focus area tied to this particular listing), as well as Earth Science, Planetary Science, and Astrophysics. In practical terms, the opportunity is aimed at researchers who want to use NASA mission and program assets and data, build or improve methods and technologies relevant to future missions, and advance scientific understanding through theory, modeling, and analysis. The solicitation language emphasizes that it can support everything from straightforward science data analysis projects to more complex efforts such as developing experiment techniques, advancing mission concepts, building enabling technologies, conducting suborbital investigations (aircraft, balloons, sounding rockets), and performing laboratory work that helps interpret spacecraft data and returned samples.

The program expects proposals to be submitted electronically and strongly steers applicants toward NASA's NSPIRES system (the NASA Solicitation and Proposal Integrated Review and Evaluation System) because of known technical issues with Grants.gov. The ROSES 2009 solicitation was expected to be posted around February 13, 2009 through the NASA Research Opportunities homepage in NSPIRES, with the grant listing showing a posted date of February 19, 2009. While Grants.gov could be used, NASA made it clear that NSPIRES was the preferred route, and that registration requirements apply either way. Any organization planning to apply had to be registered in NSPIRES, and if submitting through Grants.gov, it also needed Grants.gov registration. In addition, all investigators named on the proposal, including the principal investigator and any co-investigators, had to be registered in NSPIRES. Proposals had to be submitted by an authorized organizational representative, so institutional coordination and early system access were highlighted as important steps to avoid last-minute submission problems.

Funding levels and award structures are described as flexible and dependent on the specific program element. Typical annual budgets can range from under $100,000 per year for narrowly scoped efforts such as focused data analysis, to over $1 million per year for larger activities like developing science experiment hardware. NASA notes that the amount available in any particular program element may range from less than $1 million to several million dollars, which means some areas might fund only a few proposals while others could support several dozen, depending on program priorities and the quality of submissions. Awards could be made as grants, cooperative agreements, contracts, or inter/intra-agency transfers, with the mechanism chosen based on the proposer type and program needs. Periods of performance were generally around four years, with some program elements allowing shorter or longer durations up to a maximum of five years.

Eligibility is broadly defined in terms of organization type, allowing domestic and foreign entities, government and private institutions, and both for-profit and non-profit organizations to apply, without limits on the number of proposals or teaming arrangements. At the same time, the solicitation reiterates NASA's standard policy that funding is generally provided only to U.S. institutions. Non-U.S. organizations may participate when operating under a "no exchange of funds" arrangement, meaning NASA does not transfer money to the non-U.S. participant. The opportunity points applicants to the NASA NRA Guidebook (including Appendix B and other cited sections) for the detailed rules governing foreign participation, especially in cases where a non-U.S. proposal includes U.S. personnel for whom NASA funding is requested. This is an important nuance: international collaboration is allowed, but budgeting and the flow of funds must follow NASA policy.

Key dates for ROSES 2009 span a long window. Notices of Intent were requested for many program elements, with early NOI deadlines beginning March 13, 2009. Proposal due dates started May 1, 2009 and continued through April 30, 2010, reflecting that different program elements under the ROSES umbrella have different deadlines. For this HGI listing, the Grants.gov record shows an original and current closing date of May 8, 2009, with an archive date of June 7, 2009, indicating a specific administrative deadline for that component as represented in the posted opportunity record. Applicants were expected to consult the "Summary of Key Information" for the specific program element to confirm the exact due date, required content, and any special instructions.

For questions, the announcement directs technical and programmatic inquiries in two ways: element-specific questions should go to the Program Officers listed within the ROSES 2009 documentation for each program element, while general solicitation policy and procedure questions could be directed to the ROSES research lead at NASA Headquarters. The listing provides contact details for Dr. Max Bernstein (noting an email and phone number) as the point of contact for general NRA policies and procedures, and it encourages applicants who cannot access the full announcement electronically to request assistance through the listed contact pathway.

Frequently Asked Questions (FAQs): ROSES 2009 Heliophysics Guest Investigators (HGI)

What is this funding opportunity?

This opportunity is the ROSES 2009 Heliophysics Guest Investigators (HGI) element, issued under NASA Research Announcement (NRA) NNH09ZDA001N. It sits within NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2009 solicitation managed by NASA's Science Mission Directorate.

Is this opportunity only for Heliophysics?

This particular listing is tied to Heliophysics. However, ROSES 2009 as a whole spans multiple science areas, including Heliophysics, Earth Science, Planetary Science, and Astrophysics.

What kinds of projects does ROSES 2009 support (based on this description)?

The solicitation description indicates support for a wide range of basic and applied research and technology activities connected to NASA mission and program needs. Examples mentioned include:

  • Science data analysis using NASA mission/program assets and data
  • Theory, modeling, and analysis to advance scientific understanding
  • Development or improvement of methods and technologies relevant to future missions
  • Developing experiment techniques
  • Advancing mission concepts
  • Building enabling technologies
  • Suborbital investigations (aircraft, balloons, sounding rockets)
  • Laboratory work to help interpret spacecraft data and returned samples

How should proposals be submitted?

Proposals were expected to be submitted electronically. NASA strongly steered applicants toward using NSPIRES (NASA Solicitation and Proposal Integrated Review and Evaluation System) due to known technical issues with Grants.gov.

Can an applicant submit through Grants.gov instead of NSPIRES?

Yes, Grants.gov could be used, but NASA stated that NSPIRES was the preferred route. Registration requirements apply either way.

What registrations are required to apply?

Any organization planning to apply had to be registered in NSPIRES. If submitting through Grants.gov, the organization also needed Grants.gov registration. Additionally, all investigators named on the proposal (including the principal investigator and any co-investigators) had to be registered in NSPIRES.

Who is allowed to submit the proposal?

The proposal had to be submitted by an authorized organizational representative. The solicitation language highlights institutional coordination and obtaining system access early to avoid last-minute submission problems.

When was ROSES 2009 expected to be posted, and what posted date is shown for this listing?

The ROSES 2009 solicitation was expected to be posted around February 13, 2009 through the NASA Research Opportunities homepage in NSPIRES. The grant listing reflects a posted date of February 19, 2009.

What are the typical funding levels for awards under ROSES 2009?

Funding levels are described as flexible and dependent on the specific program element. Typical annual budgets can range from under $100,000 per year for narrowly scoped efforts (such as focused data analysis) to over $1 million per year for larger activities (such as developing science experiment hardware).

How much funding is available within a given ROSES program element?

NASA notes that the amount available in a particular program element may range from less than $1 million to several million dollars. As a result, some elements might fund only a few proposals, while others could support several dozen, depending on priorities and proposal quality.

What award mechanisms can NASA use for this opportunity?

Awards could be made as grants, cooperative agreements, contracts, or inter/intra-agency transfers. The mechanism is chosen based on the proposer type and NASA program needs.

How long is the period of performance?

Periods of performance were generally around four years. Some program elements allow shorter or longer durations up to a maximum of five years.

Who is eligible to apply?

Eligibility is described broadly by organization type. Domestic and foreign entities, government and private institutions, and for-profit and non-profit organizations may apply. The solicitation also states there are no limits on the number of proposals or teaming arrangements.

Can non-U.S. organizations participate?

Yes, non-U.S. organizations may participate under a "no exchange of funds" arrangement, meaning NASA does not transfer money to the non-U.S. participant. The solicitation reiterates NASA's standard policy that funding is generally provided only to U.S. institutions.

Where are the detailed rules for foreign participation described?

The opportunity points applicants to the NASA NRA Guidebook (including Appendix B and other cited sections) for detailed rules governing foreign participation, including situations involving non-U.S. proposals that include U.S. personnel for whom NASA funding is requested.

What is the overall timeline for ROSES 2009 deadlines?

ROSES 2009 spans a long window. Notices of Intent (NOIs) were requested for many program elements, with early NOI deadlines beginning March 13, 2009. Proposal due dates started May 1, 2009 and continued through April 30, 2010, because different ROSES program elements have different deadlines.

What is the closing date shown for this HGI listing on the Grants.gov record?

For this HGI listing, the Grants.gov record shows an original and current closing date of May 8, 2009.

What is the archive date shown for this HGI listing?

The Grants.gov record indicates an archive date of June 7, 2009.

How can applicants confirm the exact due date and required proposal content for their specific element?

Applicants were expected to consult the "Summary of Key Information" for the specific ROSES program element to confirm the exact due date, required content, and any special instructions.

Who should be contacted with technical or programmatic questions?

Element-specific technical and programmatic questions should be directed to the Program Officers listed within the ROSES 2009 documentation for each program element.

Who should be contacted for general solicitation policy and procedure questions?

General solicitation policy and procedure questions could be directed to the ROSES research lead at NASA Headquarters. The listing identifies Dr. Max Bernstein as the point of contact for general NRA policies and procedures (email and phone were provided in the opportunity record).

What if someone cannot access the full announcement electronically?

The announcement indicates that applicants who cannot access the full announcement electronically may request assistance through the contact pathway provided (via the general point of contact referenced in the listing).

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