Opportunity Information: Apply for NNH10ZDA001N IIP

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2010 Instrument Incubator" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 00.000 Not Elsewhere Classified.
  • This funding opportunity was created on Mar 9, 2010 and posted on Mar 9, 2010.
  • Applicants must submit their applications by Jul 21, 2010. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

NASA Headquarters released the ROSES 2010 Instrument Incubator opportunity under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2010 solicitation, Funding Opportunity Number NNH10ZDA001N. The announcement was made available around February 12, 2010 through the NASA proposal portal NSPIRES, with the listing also mirrored through Grants.gov for electronic submission. As part of ROSES 2010, this opportunity sits within NASA's Science Mission Directorate (SMD) research framework and is designed to fund a mix of basic and applied research and technology development that supports NASA science across Earth Science, Heliophysics, Planetary Science, and Astrophysics.

The scope of work covered by ROSES 2010 is intentionally broad, and the Instrument Incubator falls within that larger ecosystem of competed program elements described in the ROSES appendices. In practical terms, NASA is seeking proposals that advance the science and the tools needed to do the science, including theory, modeling, and analysis of NASA science data; suborbital and airborne investigations using aircraft, balloons, sounding rockets, and commercial reusable suborbital platforms; development of experiment techniques and enabling methods suitable for future space missions; early-stage concepts for future SMD missions; and advanced technologies that reduce risk or increase capability for those missions. The solicitation also includes laboratory and analytical work tied to extraterrestrial samples returned by spacecraft and terrestrial samples used to validate or interpret Earth observations, plus measurements of atomic and compositional parameters needed to analyze space-based and returned-sample data. On the Earth science side, it also encourages field campaigns and surface observations that support missions, integrated Earth system modeling, and applied systems that translate Earth science data into societal benefits and decision support tools.

Funding levels vary substantially depending on what is proposed and which program element is being targeted. NASA notes that awards may be under $100,000 per year for narrowly focused efforts such as data analysis, while large, complex activities such as developing science experiment hardware can exceed $1 million per year. The amount available for any given program element ranges from less than $1 million to several million dollars, which typically supports anywhere from a handful to several dozen selected proposals depending on program priorities and the quality and volume of submissions. There is no cost sharing or matching requirement listed for this opportunity.

NASA indicates that awards may be issued using several different mechanisms depending on the applicant type and the needs of the program, including grants and cooperative agreements (and, where appropriate, contracts or inter- or intra-agency transfers). The typical period of performance is about four years, with some elements allowing shorter or longer periods, up to a maximum of five years.

Eligibility is open in a broad sense: organizations of many types may apply, including domestic and foreign entities, government and private organizations, for-profit and non-profit, with no stated restriction on the number of proposals or teaming arrangements. However, the announcement highlights an important policy constraint for international participation: NASA generally funds only U.S. institutions, and participation by non-U.S. organizations is typically on a no-exchange-of-funds basis. Special rules may apply in limited cases where NASA issues a joint NRA with a non-U.S. partner agency, and the ROSES NRA Guidebook sections referenced in the notice provide the detailed instructions for non-U.S. involvement, especially when U.S. personnel support is requested.

The timeline includes rolling due dates across the 2010 to 2011 period, reflecting that ROSES is a collection of many program elements with different deadlines. Notices of Intent (NOIs) were requested for most program elements beginning March 15, 2010, with NOI windows extending through February 9, 2011. Proposal due dates began April 30, 2010 and continued through April 30, 2011, with the specific due date determined by the targeted program element and listed in ROSES Tables 2 and 3 and in the appendices. The Grants.gov posting metadata lists an original and current closing date of July 21, 2010 for that particular listing, but NASA emphasizes that ROSES program elements have their own deadlines across the full ROSES cycle, so applicants were expected to rely on the ROSES tables and appendices for the authoritative due dates for each element.

All submissions had to be made electronically, either through NSPIRES or through Grants.gov, and the proposal needed to be submitted by an authorized organizational official. Registration requirements are a key administrative detail: every applicant organization had to be registered in NSPIRES, and organizations choosing to submit via Grants.gov also had to register there in addition to NSPIRES. NASA also required all principal investigators and co-investigators to be registered in NSPIRES regardless of the submission pathway. The notice strongly encourages applicants to register and explore the submission systems well ahead of deadlines to avoid last-minute technical and administrative problems.

Finally, NASA indicates that ROSES 2010 could be amended over time, with additional elements, clarifications, or corrections released through at least February 2011, and it directs applicants to monitor NSPIRES or subscribe to electronic notifications and the ROSES 2010 amendment archive/RSS feed. Program-specific questions were to be directed to the relevant program officers listed in each appendix, while general ROSES policy and procedure questions were routed to Dr. Max Bernstein at NASA Headquarters (Science Mission Directorate) via the SARA inbox and the phone number provided in the notice.

Frequently Asked Questions (FAQ)

What is this funding opportunity?

This is NASA Headquarters' ROSES 2010 Instrument Incubator opportunity, released under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2010 solicitation. The Funding Opportunity Number is NNH10ZDA001N.

Which NASA office is sponsoring ROSES 2010 and the Instrument Incubator element?

ROSES 2010 sits within NASA's Science Mission Directorate (SMD) research framework and supports NASA science across Earth Science, Heliophysics, Planetary Science, and Astrophysics.

Where was the opportunity posted for applicants?

The announcement was made available through NASA's proposal portal, NSPIRES, and the listing was also mirrored through Grants.gov for electronic submission.

When did the announcement become available?

The notice indicates the opportunity was made available around February 12, 2010.

What kinds of work does ROSES 2010 fund (as context for the Instrument Incubator)?

ROSES 2010 is intentionally broad and supports a mix of basic and applied research and technology development that advances NASA science and the tools needed to do the science. Examples described in the notice include theory, modeling, and analysis of NASA science data; suborbital and airborne investigations (aircraft, balloons, sounding rockets, and commercial reusable suborbital platforms); development of experiment techniques and enabling methods for future space missions; early-stage concepts for future SMD missions; and advanced technologies that reduce risk or increase capability for future missions.

Does the solicitation include laboratory or sample-related work?

Yes. The notice includes laboratory and analytical work tied to extraterrestrial samples returned by spacecraft, as well as terrestrial samples used to validate or interpret Earth observations. It also includes measurements of atomic and compositional parameters needed to analyze space-based and returned-sample data.

What Earth science activities are encouraged under ROSES 2010?

On the Earth science side, the notice encourages field campaigns and surface observations that support missions, integrated Earth system modeling, and applied systems that translate Earth science data into societal benefits and decision support tools.

Is ROSES 2010 a single deadline, or does it have multiple deadlines?

ROSES 2010 uses rolling due dates across the 2010 to 2011 period because it is a collection of many competed program elements, each with its own deadlines.

When were Notices of Intent (NOIs) requested?

NOIs were requested for most program elements beginning March 15, 2010, with NOI windows extending through February 9, 2011.

When were proposals due?

Proposal due dates began April 30, 2010 and continued through April 30, 2011. The specific due date depends on the targeted program element and is listed in ROSES Tables 2 and 3 and in the appendices.

The Grants.gov listing shows a closing date of July 21, 2010. Is that the actual deadline?

The Grants.gov posting metadata lists an original and current closing date of July 21, 2010 for that listing, but NASA emphasizes that ROSES program elements have their own deadlines across the full ROSES cycle. Applicants were expected to rely on the ROSES tables and appendices for the authoritative due dates for each element.

How much funding is available?

Funding levels vary substantially depending on what is proposed and which program element is targeted. NASA notes awards may be under $100,000 per year for narrowly focused efforts (such as data analysis), while large, complex activities (such as developing science experiment hardware) can exceed $1 million per year.

How much total funding is available for a program element?

The notice states that the amount available for any given program element ranges from less than $1 million to several million dollars, typically supporting anywhere from a handful to several dozen selected proposals depending on program priorities and the quality and volume of submissions.

Is cost sharing or matching required?

No. The notice states there is no cost sharing or matching requirement listed for this opportunity.

What award types might NASA use?

NASA indicates awards may be issued using several mechanisms depending on the applicant type and program needs, including grants and cooperative agreements (and, where appropriate, contracts or inter- or intra-agency transfers).

How long is the period of performance?

The typical period of performance is about four years. Some elements allow shorter or longer periods, up to a maximum of five years.

Who is eligible to apply?

Eligibility is broadly described: organizations of many types may apply, including domestic and foreign entities, government and private organizations, for-profit and non-profit.

Are there limits on the number of proposals or teaming arrangements?

No specific restriction is stated in the notice on the number of proposals or teaming arrangements.

Can non-U.S. organizations participate?

The notice highlights an important policy constraint: NASA generally funds only U.S. institutions, and participation by non-U.S. organizations is typically on a no-exchange-of-funds basis. Limited exceptions may apply, such as when NASA issues a joint NRA with a non-U.S. partner agency, and the ROSES NRA Guidebook sections referenced in the notice provide detailed instructions for non-U.S. involvement.

If a team includes non-U.S. partners, where are the rules described?

The notice points applicants to the ROSES NRA Guidebook sections referenced in the announcement for the detailed instructions governing non-U.S. involvement, especially in cases where U.S. personnel support is requested.

How must proposals be submitted?

All submissions had to be made electronically, either through NSPIRES or through Grants.gov.

Who must submit the proposal?

The proposal needed to be submitted by an authorized organizational official.

What registration is required?

Every applicant organization had to be registered in NSPIRES. Organizations choosing to submit via Grants.gov also had to register in Grants.gov in addition to NSPIRES. NASA also required all principal investigators and co-investigators to be registered in NSPIRES regardless of the submission pathway.

Why does NASA encourage early registration and system testing?

The notice strongly encourages applicants to register and explore the submission systems well ahead of deadlines to avoid last-minute technical and administrative problems.

Can ROSES 2010 change after release?

Yes. NASA indicates ROSES 2010 could be amended over time, with additional elements, clarifications, or corrections released through at least February 2011.

How can applicants stay updated on amendments and changes?

Applicants were directed to monitor NSPIRES or subscribe to electronic notifications and the ROSES 2010 amendment archive/RSS feed.

Who should applicants contact with questions about a specific program element?

Program-specific questions were to be directed to the relevant program officers listed in each appendix.

Who should applicants contact with general ROSES policy and procedure questions?

General ROSES policy and procedure questions were routed to Dr. Max Bernstein at NASA Headquarters (Science Mission Directorate) via the SARA inbox and the phone number provided in the notice.

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