Opportunity Information: Apply for NNH11ZDA001N HDEE

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2011 Heliophysics Data Environment Enhancements" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Apr 13, 2011 and posted on Apr 13, 2011.
  • Applicants must submit their applications by Jul 22, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2011 Heliophysics Data Environment Enhancements (HDEE) was a NASA Headquarters funding opportunity released under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 umbrella solicitation (NRA number NNH11ZDA001N). It targeted research and development activities that strengthen the heliophysics data environment, meaning efforts that improve how heliophysics data are accessed, managed, processed, analyzed, and used by the science community. HDEE sat within a much larger ROSES framework that funds both basic and applied research and technology across NASA Science Mission Directorate programs, including Earth Science, Heliophysics, Planetary Science, and Astrophysics.

The solicitation opened around February 18, 2011, with a rolling set of deadlines across ROSES program elements. For ROSES overall, Notices of Intent (NOIs) were requested for most elements beginning March 18, 2011 (and continuing through February 8, 2012), and proposals were due starting April 29, 2011 through April 30, 2012 depending on the specific appendix/program element schedule. For the HDEE listing as posted on Grants.gov, key posting metadata included a posted date of April 13, 2011, and an original/current closing date of July 22, 2011 (with archive on August 21, 2011). Applicants were expected to follow the specific appendix instructions and due dates provided in the ROSES tables for the relevant program element, since ROSES used multiple appendices with different schedules and requirements.

In terms of what NASA was willing to fund, ROSES 2011 broadly covered theory, modeling, and data analysis; development of experiment techniques and mission concepts; advanced technologies relevant to future missions; laboratory and analytical work tied to samples and measurements; field campaigns and observations supporting missions; integrated modeling; and applied information systems that help convert research data into broader use. Within that landscape, HDEE was about the data side of heliophysics: enhancements to data systems, tools, services, and environments that enable more effective discovery, access, interoperability, and analysis of heliophysics observations and related products. Awards could support anything from smaller, focused efforts (often under $100K per year) to large, extensive activities (sometimes exceeding $1M per year), depending on scope and the specific program element budget. NASA noted that program-element funding pools ranged from less than one million to several million dollars, which typically translates into anywhere from a handful to dozens of selections depending on merit and program priorities. Typical periods of performance were about four years, with some exceptions and an upper limit generally capped at five years.

From an administrative and eligibility standpoint, proposals had to be submitted electronically, either through NSPIRES (NASA’s proposal system) or through Grants.gov, with NSPIRES registration required in all cases. Organizations submitting via Grants.gov also had to be registered there in addition to NSPIRES. Submission had to be made by an authorized organizational representative, and all investigators and participants (such as co-investigators) needed NSPIRES registration. NASA allowed proposals from a wide range of organization types, including universities, nonprofits, for-profits, and government entities, and did not restrict the number of proposals or teaming arrangements. However, as a general policy NASA primarily funds U.S. institutions; non-U.S. organizations could participate under NASA’s “no exchange of funds” policy (meaning NASA would not send money to the non-U.S. entity), with additional instructions referenced in the NASA NRA Guidebook. Some joint solicitations can include special rules for foreign participation, but absent that, proposers were directed to the guidebook sections that cover non-U.S. organizations and cases involving U.S. personnel requesting NASA support.

The funding instruments available included grants and cooperative agreements (and in some cases contracts or inter/intra-agency transfers), chosen based on the nature of the work and the proposing organization. The opportunity was categorized under CFDA 43.001 (Science) and did not require cost sharing or matching. NASA emphasized that ROSES was amended periodically and advised proposers to monitor the NSPIRES solicitation page and the ROSES 2011 web archive for amendments, clarifications, and corrections through the solicitation’s active period. For general ROSES policy and procedural questions, the contact listed was Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov, 202-358-0879), while element-specific questions were handled by the program officers named in the relevant ROSES appendices.

FAQs: ROSES 2011 Heliophysics Data Environment Enhancements (HDEE)

What is ROSES 2011 Heliophysics Data Environment Enhancements (HDEE)?

Heliophysics Data Environment Enhancements (HDEE) was a NASA Headquarters funding opportunity released as part of the broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 umbrella solicitation (NRA number NNH11ZDA001N). It focused on research and development activities that strengthen the heliophysics data environment.

What does NASA mean by the "heliophysics data environment" in this opportunity?

In this context, the heliophysics data environment refers to how heliophysics data are accessed, managed, processed, analyzed, and used by the science community. HDEE targeted improvements to the systems, tools, services, and environments that support those activities.

What kinds of projects were HDEE intended to support?

HDEE emphasized data-focused enhancements for heliophysics, such as improvements that enable more effective discovery, access, interoperability, and analysis of heliophysics observations and related products. The opportunity description points to enhancements to data systems, tools, services, and environments used by the community.

How does HDEE fit within the larger ROSES 2011 solicitation?

HDEE was one program element within the much larger ROSES 2011 framework, which funds both basic and applied research and technology across NASA Science Mission Directorate programs, including Earth Science, Heliophysics, Planetary Science, and Astrophysics.

When did the ROSES 2011 solicitation open?

The solicitation opened around February 18, 2011, with a rolling set of deadlines across different ROSES program elements.

When were Notices of Intent (NOIs) requested under ROSES 2011?

For ROSES overall, Notices of Intent were requested for most elements beginning March 18, 2011, and continuing through February 8, 2012, depending on the element.

When were proposals due under ROSES 2011?

Proposal due dates varied by appendix/program element. Across ROSES 2011, proposal due dates started April 29, 2011 and ran through April 30, 2012, depending on the specific appendix schedule.

What were the key Grants.gov dates listed for HDEE?

For the HDEE listing as posted on Grants.gov, the posting metadata included a posted date of April 13, 2011, an original/current closing date of July 22, 2011, and an archive date of August 21, 2011.

Which deadline should applicants follow if multiple dates are referenced?

Applicants were expected to follow the specific appendix instructions and due dates provided in the ROSES tables for the relevant program element. ROSES used multiple appendices with different schedules and requirements.

What research areas did ROSES 2011 cover broadly (beyond HDEE)?

ROSES 2011 broadly covered theory, modeling, and data analysis; development of experiment techniques and mission concepts; advanced technologies relevant to future missions; laboratory and analytical work tied to samples and measurements; field campaigns and observations supporting missions; integrated modeling; and applied information systems that help convert research data into broader use.

What level of funding could be requested?

Award sizes could range from smaller, focused efforts (often under $100K per year) to large, extensive activities (sometimes exceeding $1M per year), depending on the scope and the specific program element budget.

How large were the program-element funding pools under ROSES 2011?

NASA noted that program-element funding pools ranged from less than one million to several million dollars. This could translate into anywhere from a handful to dozens of selections depending on merit and program priorities.

What is the typical project period of performance?

Typical periods of performance were about four years, with some exceptions. The upper limit was generally capped at five years.

How must proposals be submitted?

Proposals had to be submitted electronically, either through NSPIRES (NASA's proposal system) or through Grants.gov. NSPIRES registration was required in all cases.

If submitting through Grants.gov, are additional registrations required?

Yes. Organizations submitting via Grants.gov also had to be registered in Grants.gov in addition to NSPIRES.

Who is required to register in NSPIRES?

All investigators and participants (such as co-investigators) needed NSPIRES registration, and proposals had to be submitted by an authorized organizational representative.

What types of organizations were eligible to apply?

NASA allowed proposals from a wide range of organization types, including universities, nonprofits, for-profits, and government entities.

Are there limits on the number of proposals or teaming arrangements?

No. NASA did not restrict the number of proposals or teaming arrangements.

Can non-U.S. organizations participate?

As a general policy NASA primarily funds U.S. institutions. Non-U.S. organizations could participate under NASA's "no exchange of funds" policy, meaning NASA would not send money to the non-U.S. entity. Additional instructions were referenced in the NASA NRA Guidebook.

Where are the rules for foreign participation described?

The solicitation pointed proposers to the NASA NRA Guidebook sections that cover non-U.S. organizations and cases involving U.S. personnel requesting NASA support. Some joint solicitations can include special rules for foreign participation, but absent that, the guidebook guidance applied.

What funding instruments could NASA use for awards?

The available funding instruments included grants and cooperative agreements, and in some cases contracts or inter/intra-agency transfers. The instrument chosen depended on the nature of the work and the proposing organization.

What CFDA number was associated with this opportunity?

The opportunity was categorized under CFDA 43.001 (Science).

Was cost sharing or matching required?

No. The opportunity did not require cost sharing or matching.

Could the ROSES 2011 solicitation change after it was released?

Yes. NASA emphasized that ROSES was amended periodically and advised proposers to monitor the NSPIRES solicitation page and the ROSES 2011 web archive for amendments, clarifications, and corrections during the active period.

Where should applicants look for element-specific instructions and contacts?

Applicants were directed to the relevant ROSES appendices for element-specific schedules, requirements, and the program officers responsible for those elements.

Who was the general contact for ROSES policy and procedural questions?

For general ROSES policy and procedural questions, the contact listed was Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov, 202-358-0879).

Who should be contacted for questions specific to HDEE requirements?

Element-specific questions were handled by the program officers named in the relevant ROSES appendices. Applicants were expected to consult the appropriate appendix for the correct point of contact.

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