Opportunity Information: Apply for NNH11ZDA001N NEOO

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2011 Near Earth Object Observations" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Mar 18, 2011 and posted on Mar 18, 2011.
  • Applicants must submit their applications by Jun 10, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

NASA Headquarters issued the ROSES 2011 Near Earth Object Observations opportunity under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 NASA Research Announcement, Funding Opportunity Number NNH11ZDA001N. The solicitation was released around February 18, 2011, and made available through the NSPIRES portal (nspires.nasaprs.com) under the Open Solicitations area. While the specific listing highlights the Near Earth Object Observations (NEOO) element, it sits inside a much larger annual ROSES umbrella that funds research and technology across NASA Science Mission Directorate programs, including Earth Science, Heliophysics, Planetary Science, and Astrophysics.

At its core, the ROSES 2011 announcement invited proposals for a wide spectrum of basic and applied research and enabling technology that support NASA science. The opportunity covered work such as theory, modeling, and analysis of NASA science data; development and use of aircraft, balloon, sounding rocket, and commercial suborbital platforms; advancing experimental techniques that could be used on future space missions; early concept development for new missions; and development of new technologies relevant to SMD missions. It also included laboratory and analytical work tied to extraterrestrial samples returned by spacecraft and terrestrial samples used to validate or interpret NASA Earth observations, plus efforts to improve fundamental atomic or compositional parameters needed to analyze mission data. On the Earth science side, ROSES also encompassed field campaigns, integrated Earth system modeling, and building applied information systems that translate NASA research data into societal and decision-support uses. Within that broad scope, the NEO Observations program element would be expected to focus on observing, characterizing, and improving understanding of near-Earth objects in ways that align with NASA planetary defense and planetary science objectives, with the exact technical topics and requirements defined in the relevant ROSES appendix for that element.

The timeline was structured as a rolling set of due dates across the year. Notices of Intent (NOIs) were requested for most program elements, with NOIs due beginning March 18, 2011 and continuing through February 8, 2012 depending on the specific appendix element. Full proposals were due beginning April 29, 2011 and ran through April 30, 2012, again depending on the program element. For the specific Grants.gov record included in the source text, the opportunity was posted March 18, 2011, with an original and current closing date of June 10, 2011, and an archive date of July 10, 2011, reflecting how that particular listing was time-bounded even though the overall ROSES umbrella contained multiple later due dates.

Funding levels and award structure were intentionally flexible to accommodate everything from small analysis projects to major hardware development. Typical awards ranged from under $100,000 per year for narrowly focused efforts (like data analysis) to over $1,000,000 per year for large, complex activities (like building science experiment hardware). NASA indicated that funds available per program element ranged from less than $1 million to several million dollars, which generally meant anywhere from a handful to several dozen selections, depending on program goals and the quality and quantity of proposals received. Most awards were expected to run about four years, with some shorter or longer periods allowed up to a five-year maximum.

ROSES 2011 allowed a broad pool of applicants. Organizations of essentially every type could propose: U.S. or non-U.S., government or private, for-profit or nonprofit, with no stated restrictions on the number of submissions or teaming arrangements. That said, NASA policy generally limits the direct exchange of funds with non-U.S. organizations; international participation typically had to be proposed on a no-exchange-of-funds basis unless a specific jointly issued NRA stated otherwise. The eligibility notes also emphasized that proposers must be affiliated with an institution registered in NSPIRES, and that NASA funding is generally provided only to U.S. institutions, with special guidance for non-U.S. proposals referenced in the NASA NRA Guidebook for Proposers.

Submission was electronic and required advance registration. Proposals had to be submitted by an authorized organizational representative, and all principal investigators and other participants (such as co-investigators) needed to be registered in NSPIRES. Applicants could submit through NSPIRES or through Grants.gov, but Grants.gov submission still required NSPIRES registration as well. NASA encouraged organizations to start registration and system familiarization early to avoid last-minute administrative issues. The detailed description of what to propose, program-specific evaluation considerations, and the exact due dates by element were located in the ROSES appendices and in the ROSES tables that list due dates across the various program elements, and NASA advised applicants to monitor NSPIRES and the ROSES amendment archive for updates through February 2012.

Finally, the announcement provided a central point of contact for general ROSES policies and procedures: Dr. Max Bernstein, Lead for Research within NASA’s Science Mission Directorate, reachable via sara@nasa.gov and the listed phone number. For questions about the Near Earth Object Observations element specifically, the solicitation directed proposers to consult the individual program officers identified in the relevant ROSES appendix summary for that program element.

Frequently Asked Questions (FAQs)

1) What is this funding opportunity?

This opportunity is the NASA ROSES 2011 Near Earth Object Observations (NEOO) element, issued by NASA Headquarters under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 NASA Research Announcement (NRA). The Funding Opportunity Number is NNH11ZDA001N.

2) How does Near Earth Object Observations (NEOO) relate to ROSES 2011?

NEOO is one program element inside the much larger annual ROSES 2011 umbrella. ROSES spans research and technology activities across NASA Science Mission Directorate programs, including Earth Science, Heliophysics, Planetary Science, and Astrophysics. NEOO is the element within ROSES most closely associated with observing and characterizing near-Earth objects in alignment with NASA planetary defense and planetary science objectives.

3) Where was the solicitation posted and how do applicants access it?

The solicitation was made available through NASA's NSPIRES portal (nspires.nasaprs.com) under the Open Solicitations area. A related record also appeared on Grants.gov for a time-bounded listing associated with the opportunity.

4) When was the solicitation released?

The ROSES 2011 solicitation was released around February 18, 2011. The Grants.gov record referenced in the provided information was posted on March 18, 2011.

5) What kinds of activities does ROSES 2011 fund (in general)?

ROSES 2011 invited proposals for a wide range of basic and applied research and enabling technology that support NASA science, including:

  • Theory, modeling, and analysis of NASA science data
  • Development and use of aircraft, balloon, sounding rocket, and commercial suborbital platforms
  • Advancing experimental techniques relevant to future space missions
  • Early concept development for new missions
  • Development of new technologies relevant to Science Mission Directorate missions
  • Laboratory and analytical work tied to extraterrestrial samples returned by spacecraft
  • Use of terrestrial samples to validate or interpret NASA Earth observations
  • Improving fundamental atomic or compositional parameters needed to analyze mission data
  • Earth science field campaigns, integrated Earth system modeling, and applied information systems that translate NASA research data into decision-support uses

6) What kinds of activities would be expected under the Near Earth Object Observations (NEOO) element?

Based on the provided description, NEOO would be expected to focus on observing, characterizing, and improving understanding of near-Earth objects in ways that align with NASA planetary defense and planetary science objectives. The exact technical topics and requirements are defined in the relevant ROSES appendix for the NEOO element.

7) Where do I find the specific technical requirements and topic areas for NEOO?

Program-element-specific details (including technical topics, requirements, and evaluation considerations) are located in the ROSES appendices. The solicitation indicates that applicants should consult the appendix for the NEOO element and the appendix summary for program officer information.

8) What are the key submission milestones and due dates?

ROSES 2011 used a rolling schedule of due dates across many program elements:

  • Notices of Intent (NOIs) were requested for most elements, with due dates beginning March 18, 2011 and continuing through February 8, 2012 (depending on the element).
  • Full proposals were due beginning April 29, 2011 and continuing through April 30, 2012 (depending on the element).

9) What were the specific dates shown in the Grants.gov record referenced in the information?

For the specific Grants.gov record described:

  • Posted date: March 18, 2011
  • Original and current closing date: June 10, 2011
  • Archive date: July 10, 2011

These dates reflect that particular listing, even though other ROSES elements had later due dates under the broader ROSES umbrella.

10) How much funding is available and what size awards are typical?

Funding levels and award size were designed to be flexible. Typical awards ranged from under $100,000 per year for narrowly focused work (such as data analysis) to over $1,000,000 per year for large, complex activities (such as building science experiment hardware). NASA indicated that available funds per program element ranged from less than $1 million to several million dollars.

11) How many awards might be made?

The number of selections could vary widely by program element and available funds, generally ranging from a handful to several dozen selections. The final number depended on program goals as well as the quality and quantity of proposals received.

12) What is the expected project period for awards?

Most awards were expected to run about four years. Some shorter or longer periods were allowed, up to a maximum of five years.

13) Who is eligible to apply?

ROSES 2011 allowed a broad pool of applicants. Organizations of essentially every type could propose, including U.S. or non-U.S., government or private, for-profit or nonprofit entities.

14) Are there limits on the number of proposals an organization can submit?

No restrictions were stated on the number of submissions or on teaming arrangements in the information provided.

15) Can non-U.S. organizations apply and receive NASA funds directly?

The information notes that NASA policy generally limits the direct exchange of funds with non-U.S. organizations. International participation typically needed to be proposed on a no-exchange-of-funds basis unless a specific jointly issued NRA stated otherwise. Additional guidance for non-U.S. proposals is referenced in the NASA NRA Guidebook for Proposers.

16) What registration is required to submit?

Proposals had to be submitted electronically and required advance registration. Proposers must be affiliated with an institution registered in NSPIRES. In addition, all principal investigators and other participants (including co-investigators) needed to be registered in NSPIRES.

17) Who must submit the proposal?

The proposal had to be submitted by an authorized organizational representative.

18) Can proposals be submitted through Grants.gov instead of NSPIRES?

Applicants could submit through NSPIRES or through Grants.gov, but Grants.gov submission still required NSPIRES registration.

19) Where are the official due dates by program element listed?

The solicitation indicates that due dates vary by appendix element and are provided in ROSES tables that list due dates across the various program elements.

20) How will applicants know if NASA issues updates or changes to ROSES 2011?

Applicants were advised to monitor NSPIRES and the ROSES amendment archive for updates through February 2012.

21) Who is the main point of contact for general ROSES policies and procedures?

The announcement provided a central contact for general ROSES policies and procedures: Dr. Max Bernstein, Lead for Research within NASA's Science Mission Directorate, reachable via sara@nasa.gov and the listed phone number in the solicitation.

22) Who should be contacted for questions specific to the Near Earth Object Observations element?

For questions specific to the NEOO element, the solicitation directed proposers to consult the individual program officers identified in the relevant ROSES appendix summary for that program element.

23) What is NSPIRES and why is it important for this opportunity?

NSPIRES is NASA's portal used to access open solicitations and to manage registrations and submissions. The opportunity was made available through NSPIRES, and NSPIRES registration was required even if a proposal was submitted through Grants.gov.

24) Why does the opportunity show different dates in different places (ROSES rolling due dates vs. a single Grants.gov closing date)?

The ROSES umbrella covers many program elements with different due dates across the year. The specific Grants.gov record referenced in the information was time-bounded (closing June 10, 2011 and archived July 10, 2011), even though other elements under ROSES had later NOI and proposal due dates extending into 2012.

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