Opportunity Information: Apply for NNH11ZDA001N PAST

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2011 Planetary Astronomy" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Mar 25, 2011 and posted on Mar 25, 2011.
  • Applicants must submit their applications by Jun 3, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2011 Planetary Astronomy (Funding Opportunity Number NNH11ZDA001N) is part of NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 solicitation, a NASA Research Announcement managed by NASA Headquarters under CFDA 43.001 (Science). The opportunity was released around February 18, 2011, and it invited proposals that advance NASA Science Mission Directorate goals across Earth Science, Heliophysics, Planetary Science, and Astrophysics. While this listing is labeled "Planetary Astronomy," it sits within the umbrella ROSES structure, meaning the specific scientific scope and requirements for Planetary Astronomy proposals are defined in the relevant ROSES appendix and associated tables of due dates rather than only in the short synopsis.

The solicitation was designed to fund both basic and applied research and also technology development that supports NASA science objectives. Examples of the types of work NASA was looking to support include theory, modeling, and analysis of NASA science data; development of new measurement or experiment techniques for future missions; concept development for future space missions; maturation of advanced technologies relevant to spaceflight missions; laboratory studies and analytical work tied to extraterrestrial samples returned by spacecraft as well as terrestrial analog samples used to interpret mission observations; determination of atomic and compositional parameters needed to interpret remote sensing or in situ measurements; Earth surface observations and field campaigns that support NASA missions; development of integrated system models (especially on the Earth science side); and applied systems that translate research data into practical societal uses. In other words, ROSES 2011 functioned as a wide gateway for many kinds of research and enabling technology, from purely analytical studies to hands-on development of instruments and hardware.

Funding levels were intentionally flexible to match the scale of the work proposed. The announcement notes that awards could be under $100,000 per year for smaller, focused efforts such as data analysis, and could exceed $1 million per year for large, complex activities such as building or advancing science experiment hardware. The amount of money available varied by program element, generally ranging from less than a million to several million dollars, which typically translates into selecting anywhere from only a few proposals to several dozen, depending on the element's objectives and the quality and volume of proposals received.

NASA indicated that it could issue awards using multiple legal instruments depending on the proposer and the nature of the work, including grants and cooperative agreements (and in some cases contracts or inter/intra-agency transfers). The listing identifies the primary funding instruments as grants and cooperative agreements. A typical period of performance was about four years, with some elements allowing shorter or longer durations up to a maximum of five years, which is common for research programs that need time to produce publishable results, mature methods, or deliver mission-relevant products.

The timeline followed the standard ROSES model. Notices of Intent (NOIs) were requested for most program elements, with NOI due dates running from March 18, 2011 through February 8, 2012. Proposal due dates began April 29, 2011 and extended through April 30, 2012, reflecting that different ROSES program elements have different deadlines. The specific entry you provided also includes Grants.gov-style dates (Posted March 25, 2011; Original and Current Closing Date June 3, 2011; Archive July 3, 2011), which generally reflect the administrative window for that posting, but within ROSES the real controlling deadlines are the element-by-element dates listed in ROSES tables and appendices.

Eligibility was broad in terms of organization type. NASA allowed proposals from domestic and foreign organizations, government and private entities, and both for-profit and non-profit institutions, with no stated restriction on the number of proposals or teaming arrangements. The practical funding rule, however, is that NASA generally funds U.S. institutions, and participation by non-U.S. organizations is typically allowed only under a "no exchange of funds" policy, meaning NASA does not send funds to the non-U.S. partner. The notice points proposers to the NASA NRA Guidebook (including Appendix B and specific sections on non-U.S. participation) for detailed rules, and it notes that some solicitations may have special arrangements when jointly issued with non-U.S. partners (for example, certain guest observing programs), in which case additional guidelines apply.

Submission was entirely electronic and required advance registration. Proposals had to be submitted by an authorized organizational official and could be filed through NSPIRES (NASA's proposal system) or through Grants.gov, with the important caveat that any organization using Grants.gov still had to be registered in NSPIRES as well. All principal investigators and other named participants (such as co-investigators) needed NSPIRES registration regardless of the submission path. NASA emphasized that prospective applicants should register and familiarize themselves with the systems well before the deadline to avoid last-minute administrative problems.

Finally, the announcement made clear that ROSES is dynamic: new program elements can be added and existing ones can be amended over the life of the solicitation. Applicants were encouraged to monitor NSPIRES or subscribe to NASA's electronic notifications for updates through February 2012, when the next ROSES release was expected. For additional details, proposers were directed to the specific program officers listed in each program element's appendix, and general policy or procedural questions could be sent to Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov, 202-358-0879).

Frequently Asked Questions (FAQs) - ROSES 2011 Planetary Astronomy (NNH11ZDA001N)

What is ROSES 2011 Planetary Astronomy (NNH11ZDA001N)?

ROSES 2011 Planetary Astronomy (Funding Opportunity Number NNH11ZDA001N) is a program element within NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 solicitation. ROSES 2011 is a NASA Research Announcement managed by NASA Headquarters under CFDA 43.001 (Science). Although this listing is labeled "Planetary Astronomy," the detailed scientific scope and requirements are defined in the relevant ROSES appendix and the associated tables of due dates.

Is this opportunity only for Planetary Astronomy research?

The specific listing is labeled "Planetary Astronomy," but it is part of the umbrella ROSES 2011 solicitation, which spans multiple NASA Science Mission Directorate areas (Earth Science, Heliophysics, Planetary Science, and Astrophysics). The controlling details for what qualifies under Planetary Astronomy are found in the specific ROSES appendix for that program element, not only in the short synopsis.

When was the solicitation released?

The ROSES 2011 solicitation was released around February 18, 2011.

What kinds of work does ROSES 2011 fund?

ROSES 2011 was designed to fund basic and applied research, as well as technology development that supports NASA science objectives. Examples of supported work include:

  • Theory, modeling, and analysis of NASA science data
  • Development of new measurement or experiment techniques for future missions
  • Concept development for future space missions
  • Maturation of advanced technologies relevant to spaceflight missions
  • Laboratory studies and analytical work tied to extraterrestrial samples returned by spacecraft and terrestrial analog samples
  • Determination of atomic and compositional parameters needed to interpret remote sensing or in situ measurements
  • Earth surface observations and field campaigns supporting NASA missions
  • Development of integrated system models (especially in Earth science)
  • Applied systems that translate research data into practical societal uses

Does ROSES 2011 support technology development or only research?

ROSES 2011 supports both research and technology development, including maturation of advanced technologies relevant to spaceflight missions and development of measurement/experiment techniques for future missions.

How much funding is available per award?

Funding levels were flexible and intended to match the scale of the proposed work. The announcement notes that awards could be under $100,000 per year for smaller efforts (such as focused data analysis) and could exceed $1 million per year for large, complex activities (such as building or advancing science experiment hardware).

How much total funding is available for a program element?

The amount available varied by program element, generally ranging from less than a million to several million dollars. Depending on the element's objectives and the quality/volume of submissions, this could translate into selecting from only a few proposals to several dozen.

What types of award instruments can NASA use?

NASA indicated it could make awards using multiple legal instruments depending on the proposer and the nature of the work. The primary instruments identified for this listing are grants and cooperative agreements, and in some cases NASA may also use contracts or inter/intra-agency transfers.

What is the typical period of performance?

A typical period of performance was about four years. Some program elements allow shorter or longer durations up to a maximum of five years.

Are Notices of Intent (NOIs) required?

NOIs were requested for most program elements. NOI due dates ran from March 18, 2011 through February 8, 2012, depending on the element.

When are proposals due?

Proposal due dates began April 29, 2011 and extended through April 30, 2012, because different ROSES program elements have different deadlines. The controlling deadlines are the element-by-element dates listed in the ROSES tables and appendices.

Which deadlines matter most: the Grants.gov posting dates or the ROSES appendix tables?

Within ROSES, the controlling deadlines are the program element due dates listed in the ROSES tables and appendices. The Grants.gov-style dates in the entry (Posted March 25, 2011; Closing Date June 3, 2011; Archive July 3, 2011) generally reflect the administrative window for that posting rather than the full range of element-specific ROSES deadlines.

Who is eligible to apply?

Eligibility was broad by organization type. NASA allowed proposals from domestic and foreign organizations, government and private entities, and both for-profit and non-profit institutions. The notice did not state a restriction on the number of proposals or teaming arrangements.

Can non-U.S. organizations participate?

Non-U.S. organizations can generally participate, but NASA typically follows a "no exchange of funds" policy for non-U.S. partners (meaning NASA does not send funds to the non-U.S. partner). The announcement points to the NASA NRA Guidebook (including Appendix B and sections addressing non-U.S. participation) for detailed rules. Some solicitations may have special arrangements when jointly issued with non-U.S. partners, in which case additional guidelines apply.

How do applicants submit proposals?

Submission was entirely electronic and required advance registration. Proposals had to be submitted by an authorized organizational official and could be filed through NSPIRES (NASA's proposal system) or through Grants.gov.

If submitting through Grants.gov, is NSPIRES still required?

Yes. Any organization using Grants.gov still had to be registered in NSPIRES. In addition, all principal investigators and other named participants (including co-investigators) needed NSPIRES registration regardless of submission path.

Who must be registered in NSPIRES?

All principal investigators and other named participants (such as co-investigators) needed NSPIRES registration. Organizations submitting proposals also needed to be registered, including those submitting through Grants.gov.

Why does NASA emphasize registering early?

NASA emphasized that prospective applicants should register and become familiar with NSPIRES and/or Grants.gov well before the deadline to avoid last-minute administrative issues.

Can the ROSES 2011 solicitation change after release?

Yes. ROSES is dynamic: new program elements can be added and existing ones can be amended over the life of the solicitation. Applicants were encouraged to monitor NSPIRES or subscribe to NASA electronic notifications for updates through February 2012, when the next ROSES release was expected.

Where are the detailed scope and requirements for Planetary Astronomy defined?

The detailed scope and requirements are defined in the relevant ROSES appendix for the Planetary Astronomy program element and the associated ROSES tables (including due dates). The short synopsis alone is not the full set of requirements.

Who should be contacted for questions?

For program-specific details, proposers were directed to the program officers listed in each program element's appendix. For general policy or procedural questions, the announcement lists Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov, 202-358-0879).

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