Opportunity Information: Apply for NNH11ZDA001N OCO2

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2011 Science Team for the OCO 2 Mission" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Feb 28, 2011 and posted on Feb 28, 2011.
  • Applicants must submit their applications by May 2, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2011 Science Team for the OCO-2 Mission (Funding Opportunity Number NNH11ZDA001N) was a NASA Headquarters funding opportunity released under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 NASA Research Announcement. It was issued to solicit proposals that support NASA Science Mission Directorate (SMD) research and technology needs, with this specific listing tied to forming and supporting science team activities connected to the Orbiting Carbon Observatory-2 (OCO-2) mission. The solicitation sat within a much larger ROSES framework that funds work across Earth Science, Heliophysics, Planetary Science, and Astrophysics, but the key intent here was to bring in research that helps maximize the science return from NASA missions and related datasets, including mission-relevant modeling, analysis, and applied research.

The ROSES 2011 announcement described an unusually wide scope of allowable work, emphasizing both basic and applied research. Examples of the kinds of efforts NASA expected included theory, modeling, and analysis of SMD science data; investigations using aircraft, balloons, suborbital rockets, and commercial reusable rocket platforms; development of experiment techniques and advanced technologies that could feed future missions; development of concepts for future SMD missions; and laboratory or field efforts that support or validate space-based observations. It also highlighted work on integrated Earth system models, Earth surface observations and field campaigns in support of SMD missions, and the creation of applied information systems that translate Earth science research data into societal or decision-support uses. In practical terms, the solicitation was designed to cover everything from straightforward data analysis projects to large, multi-year efforts involving hardware or major infrastructure, depending on the needs of the relevant program element.

Funding was offered under multiple instrument types, including grants and cooperative agreements (and, where appropriate, contracts and inter- or intra-agency transfers). The posting identified cooperative agreements and grants as the primary instruments for this opportunity category. NASA stated that annual award sizes could range from under $100,000 per year for narrowly scoped efforts (such as focused data analysis) to more than $1,000,000 per year for extensive activities (such as development of science experiment hardware). The amount available for any given ROSES program element could vary from less than $1 million to several million dollars, which meant NASA might select only a few proposals in one area or several dozen in another, depending on priorities and proposal quality. The typical performance period was four years, with some elements allowing shorter or longer durations up to a five-year maximum.

The timeline was structured around rolling program-element deadlines within the ROSES 2011 window. The ROSES 2011 NRA was made available on or about February 18, 2011, with Notices of Intent (NOIs) requested for most program elements beginning March 18, 2011, and continuing through February 8, 2012. Proposal due dates began April 29, 2011 and ran through April 30, 2012, reflecting that different appendices/program elements had different due dates. In the specific Grants.gov-style record included in the text, the opportunity was posted February 28, 2011, carried an original and current closing date of May 2, 2011, and an archive date of June 1, 2011, which likely corresponded to one particular package or call window associated with the OCO-2 science team element inside the larger ROSES umbrella.

Eligibility was broad in terms of organization type: domestic and foreign entities, government and private, for-profit and nonprofit organizations could submit, with no restriction on the number of proposals or teaming arrangements. That said, the practical funding rule was that NASA generally provides funding only to US institutions. Non-US organizations could participate under NASA policy on a "no exchange of funds" basis, meaning they could contribute but generally would not receive NASA funding, and they were directed to consult the NASA NRA Guidebook (and specific sections cited in the announcement) for requirements and exceptions, including cases where non-US proposals involve US personnel who request NASA support. The listing also noted the CFDA number 43.001 (Science) and explicitly stated there was no cost sharing or matching requirement.

Submission was required electronically, either through NSPIRES (NASA’s proposal system) or via Grants.gov, but NSPIRES registration was mandatory regardless of the submission route. Organizations needed to be registered in NSPIRES and identify Authorized Organizational Representative(s) who could submit proposals. Any organization submitting through Grants.gov also needed Grants.gov registration in addition to NSPIRES. Principal investigators and all other key participants (such as co-investigators) were required to be registered in NSPIRES as well. NASA strongly advised applicants to start registration and system familiarization early, since proposal packages require organizational approvals and accurate participant profiles.

For applicants looking for the exact requirements and scientific objectives, NASA directed proposers to the ROSES appendices (where each program element is described in detail, with a "Summary of Key Information" and Program Officer contacts) and to Tables 2 and 3 for due dates. NASA also encouraged proposers to monitor NSPIRES or subscribe to updates because ROSES is routinely amended with clarifications, corrections, and newly added opportunities during the open period. Questions about general ROSES policies and procedures were directed to Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov), who was listed as the primary point of contact for ROSES-wide administrative guidance.

Frequently Asked Questions (FAQs) - ROSES 2011 Science Team for the OCO-2 Mission (NNH11ZDA001N)

What is this funding opportunity?

This opportunity is the ROSES 2011 Science Team for the OCO-2 Mission, released by NASA Headquarters under the broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 NASA Research Announcement (NRA). The Funding Opportunity Number is NNH11ZDA001N.

What is the main purpose of this specific ROSES 2011 listing?

The key intent is to solicit proposals that form and support science team activities connected to the Orbiting Carbon Observatory-2 (OCO-2) mission, with the broader goal of maximizing the science return from NASA missions and related datasets.

How does this OCO-2 science team call relate to ROSES overall?

This OCO-2 science team element sits within the larger ROSES 2011 framework, which funds work across Earth Science, Heliophysics, Planetary Science, and Astrophysics. While ROSES is broad, this listing is tied specifically to OCO-2-related science team activities.

What kinds of research and activities are allowed under ROSES 2011, as described in the announcement?

The announcement describes an unusually wide scope of allowable work, including both basic and applied research. Examples provided include:

  • Theory, modeling, and analysis of Science Mission Directorate (SMD) science data
  • Investigations using aircraft, balloons, suborbital rockets, and commercial reusable rocket platforms
  • Development of experiment techniques and advanced technologies that could feed future missions
  • Development of concepts for future SMD missions
  • Laboratory or field efforts that support or validate space-based observations
  • Integrated Earth system model work
  • Earth surface observations and field campaigns in support of SMD missions
  • Applied information systems that translate Earth science research data into societal or decision-support uses

Is the opportunity limited to data analysis, or can it include larger projects?

The solicitation was designed to cover a wide range, from straightforward data analysis projects to large, multi-year efforts involving hardware or major infrastructure, depending on the needs of the relevant program element.

What funding instruments does NASA expect to use?

Funding was offered under multiple instrument types, including grants and cooperative agreements (and, where appropriate, contracts and inter- or intra-agency transfers). For this opportunity category, NASA identified grants and cooperative agreements as the primary instruments.

How large can awards be?

NASA stated that annual award sizes could range from under $100,000 per year for narrowly scoped efforts (such as focused data analysis) to more than $1,000,000 per year for extensive activities (such as development of science experiment hardware).

How much total funding is available?

The amount available for any given ROSES program element could vary widely, from less than $1 million to several million dollars. As a result, NASA might select only a few proposals in one area or several dozen in another, depending on priorities and proposal quality.

What is the typical project period?

The typical performance period described for ROSES 2011 was four years. Some program elements could allow shorter or longer durations, up to a five-year maximum.

When was ROSES 2011 released?

The ROSES 2011 NASA Research Announcement was made available on or about February 18, 2011.

What were the general ROSES 2011 NOI and proposal due date windows?

Notices of Intent (NOIs) were requested for most program elements beginning March 18, 2011 and continuing through February 8, 2012. Proposal due dates began April 29, 2011 and ran through April 30, 2012, because different appendices/program elements had different due dates.

What dates appear in the specific Grants.gov-style record referenced for this opportunity?

In the specific record described, the opportunity was posted February 28, 2011, had an original and current closing date of May 2, 2011, and an archive date of June 1, 2011. The text indicates these dates likely corresponded to one particular package or call window associated with the OCO-2 science team element within the larger ROSES umbrella.

Who is eligible to apply?

Eligibility was broad by organization type: domestic and foreign entities, government and private, for-profit and nonprofit organizations could submit.

Are there limits on the number of proposals or teaming arrangements?

No. The listing states there was no restriction on the number of proposals or teaming arrangements.

Can non-US organizations receive NASA funding?

The announcement states that NASA generally provides funding only to US institutions. Non-US organizations could participate on a "no exchange of funds" basis, meaning they could contribute but generally would not receive NASA funding.

Where are the rules for non-US participation described?

Applicants were directed to consult the NASA NRA Guidebook and the specific sections cited in the announcement for requirements and exceptions, including cases where non-US proposals involve US personnel requesting NASA support.

Is cost sharing or matching required?

No. The listing explicitly states there was no cost sharing or matching requirement.

What CFDA number is associated with this opportunity?

The listing notes CFDA 43.001 (Science).

How must proposals be submitted?

Submission was required electronically, either through NSPIRES (NASA’s proposal system) or via Grants.gov.

Is NSPIRES registration required even if submitting through Grants.gov?

Yes. NSPIRES registration was mandatory regardless of the submission route.

What registrations are required for organizations?

Organizations needed to be registered in NSPIRES and identify Authorized Organizational Representative(s) (AORs) who can submit proposals. Any organization submitting through Grants.gov also needed Grants.gov registration in addition to NSPIRES.

Do principal investigators and co-investigators need NSPIRES accounts?

Yes. Principal investigators and all other key participants (such as co-investigators) were required to be registered in NSPIRES.

Why does NASA recommend starting registration early?

NASA strongly advised applicants to start registration and system familiarization early because proposal packages require organizational approvals and accurate participant profiles.

Where can applicants find the detailed scientific objectives and exact requirements?

NASA directed proposers to the ROSES appendices, where each program element is described in detail and includes a Summary of Key Information and Program Officer contacts.

Where can applicants find the due dates for specific program elements?

NASA pointed applicants to Tables 2 and 3 for due dates, since different appendices/program elements had different deadlines.

Can the ROSES announcement change after publication?

Yes. NASA noted that ROSES is routinely amended during the open period with clarifications, corrections, and newly added opportunities.

How can applicants stay informed about amendments or updates?

NASA encouraged proposers to monitor NSPIRES or subscribe to updates.

Who is the contact for general ROSES policies and procedures?

Questions about general ROSES policies and procedures were directed to Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov), listed as the primary point of contact for ROSES-wide administrative guidance.

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