Opportunity Information: Apply for NNH11ZDA001N SAP

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2011 Space Archaeology" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Aug 3, 2011 and posted on Aug 3, 2011.
  • Applicants must submit their applications by Sep 15, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2011 Space Archaeology (Funding Opportunity Number NNH11ZDA001N) was part of NASA Headquarters' annual Research Opportunities in Space and Earth Sciences (ROSES) solicitation for 2011. The announcement was released around February 18, 2011, and it functioned as a broad NASA Research Announcement (NRA) inviting proposals for basic and applied research and technology development that support NASA's Science Mission Directorate across Earth Science, Heliophysics, Planetary Science, and Astrophysics. While the listing highlights "Space Archaeology" in the title field, the text describes the larger ROSES 2011 umbrella, under which specific research topics and program elements were laid out in appendices, each with its own scope, requirements, points of contact, and due dates.

The opportunity supported a wide range of work, including theory, modeling, and analysis of existing NASA science data; research using aircraft, balloons, suborbital rockets, and commercial reusable rocket platforms; development of experimental techniques and instrument concepts for future missions; advanced technology development relevant to NASA science missions; laboratory methods and analyses for extraterrestrial samples returned by spacecraft and terrestrial samples used to validate mission observations; development of atomic and compositional parameters needed to interpret mission and sample data; Earth surface observations and field campaigns tied to NASA science objectives; integrated Earth system modeling; and applied systems that translate Earth science research data into societal or decision-support uses. In practice, applicants were expected to target the specific ROSES appendix and program element that matched their proposed work, since selection priorities, budgets, and evaluation details varied by element.

Funding levels were flexible and depended heavily on the program element and the scale of the work. The announcement noted that awards could be under $100,000 per year for focused efforts such as data analysis, or exceed $1 million per year for larger, more complex activities such as building science experiment hardware. Total funds available within each program element ranged from less than $1 million to several million dollars, which meant NASA could select anywhere from a handful to several dozen proposals within a given element depending on quality, relevance, and program needs. The typical period of performance was about four years, though some elements could be shorter or longer, up to a maximum of five years.

NASA anticipated making awards through several mechanisms depending on the proposer and the nature of the work, including grants, cooperative agreements, contracts, and inter- or intra-agency transfers. The opportunity was categorized as discretionary, with eligible activity centered on science and technology and other research and development (CFDA 43.001). No cost sharing or matching requirement was stated.

Key dates followed a rolling structure across the year as different ROSES program elements opened and closed. Notices of Intent (NOIs) to propose were requested for most program elements, with NOI dates beginning March 18, 2011 and running through February 8, 2012. Proposal due dates began April 29, 2011 and extended through April 30, 2012, again depending on the specific program element. The Grants.gov record associated with this opportunity shows additional administrative dates (Posted August 3, 2011; an original and current closing date of September 15, 2011; and an archive date of October 15, 2011), which reflects how the opportunity appeared and was tracked in that system, even though ROSES itself operated with multiple appendix-specific due dates across the broader window.

Submission was electronic and required organizational and user registration. Proposals could be submitted through NSPIRES (NASA's proposal system) or via Grants.gov, but in all cases the organization had to be registered in NSPIRES, and the submission had to be made by an authorized organizational representative. Any organization using Grants.gov also needed Grants.gov registration in addition to NSPIRES. All principal investigators and other participants (including co-investigators) were required to have NSPIRES registrations regardless of the submission route, and applicants were encouraged to register and learn the system well ahead of deadlines to avoid last-minute access or authorization issues.

Eligibility was broad in terms of organization types: domestic and foreign entities, government and private organizations, for-profit and non-profit, could submit proposals, with no stated restriction on the number of submissions or teaming arrangements. However, NASA's funding policy generally limited financial support to U.S. institutions. Non-U.S. organizations could participate under NASA's "no exchange of funds" policy, meaning they typically would not receive NASA funding for their participation and would need to cover their own costs. The announcement pointed proposers to the NASA NRA Guidebook (including Appendix B and specific sections) for detailed rules affecting non-U.S. organizations, joint solicitations with foreign partners, and cases where a non-U.S. proposal involves U.S. personnel for whom NASA support is requested.

Applicants were directed to find the full ROSES 2011 NRA and its appendices through the NASA Research Opportunities homepage (NSPIRES) under Solicitations and Open Solicitations, and to monitor NSPIRES or subscribe to notifications for amendments through February 2012. NASA also maintained an amendments and updates archive and RSS feed for ROSES 2011 on the Science Mission Directorate's research solicitation pages. For program-element-specific questions, the announcement indicated that investigators should contact the program officers listed in the appendices; for general ROSES policies and procedures, it provided the contact for Dr. Max Bernstein at NASA Headquarters (email sara@nasa.gov, telephone 202-358-0879).

ROSES 2011 Space Archaeology (NNH11ZDA001N) - Frequently Asked Questions

1) What is "ROSES 2011 Space Archaeology" (Funding Opportunity Number NNH11ZDA001N)?

It refers to an entry within NASA Headquarters' annual Research Opportunities in Space and Earth Sciences (ROSES) solicitation for 2011. While the listing highlights "Space Archaeology" in the title field, the description indicates it functioned under the broader ROSES 2011 NASA Research Announcement (NRA), which covered many research topics and program elements across NASA's Science Mission Directorate.

2) Is this a standalone grant program focused only on "Space Archaeology"?

Based on the text provided, the opportunity is described as part of the larger ROSES 2011 umbrella. Specific research topics and program elements were detailed in ROSES appendices, each with its own scope, requirements, points of contact, and due dates. Applicants were expected to target the appendix/program element that best matched their proposed work.

3) What NASA directorate supported this solicitation?

The solicitation supported NASA's Science Mission Directorate, spanning Earth Science, Heliophysics, Planetary Science, and Astrophysics.

4) What types of projects were supported under ROSES 2011?

The text indicates ROSES 2011 supported a wide range of basic and applied research and technology development, including:

  • Theory, modeling, and analysis of existing NASA science data
  • Research using aircraft, balloons, suborbital rockets, and commercial reusable rocket platforms
  • Development of experimental techniques and instrument concepts for future missions
  • Advanced technology development relevant to NASA science missions
  • Laboratory methods and analyses for extraterrestrial samples returned by spacecraft and terrestrial samples used to validate mission observations
  • Development of atomic and compositional parameters needed to interpret mission and sample data
  • Earth surface observations and field campaigns tied to NASA science objectives
  • Integrated Earth system modeling
  • Applied systems translating Earth science research data into societal or decision-support uses

5) How do I know which part of ROSES 2011 my proposal should align to?

Applicants were expected to propose to the specific ROSES appendix and program element that matched their work, because selection priorities, budgets, and evaluation details varied by element. The appendices were where element-specific scope, requirements, points of contact, and due dates were laid out.

6) How much funding could an award provide?

Funding levels were described as flexible and dependent on the program element and the scale of work. The announcement noted awards could be:

  • Under $100,000 per year for focused efforts such as data analysis
  • Over $1 million per year for larger, more complex activities such as building science experiment hardware

The total funds available within each program element ranged from less than $1 million to several million dollars, affecting how many proposals could be selected within an element.

7) How many awards would NASA make?

The text indicates NASA could select anywhere from a handful to several dozen proposals within a given program element, depending on proposal quality, relevance, and program needs, and on the amount of funding available within that element.

8) What was the typical period of performance?

The typical period of performance was about four years. Some program elements could be shorter or longer, up to a maximum of five years.

9) What types of award instruments could NASA use?

NASA anticipated making awards through several mechanisms, depending on the proposer and the nature of the work, including grants, cooperative agreements, contracts, and inter- or intra-agency transfers.

10) Was this opportunity discretionary, and what was the primary eligible activity?

It was categorized as discretionary. Eligible activity centered on science and technology and other research and development, with CFDA listed as 43.001.

11) Is cost sharing or matching required?

No cost sharing or matching requirement was stated in the information provided.

12) When was the solicitation released?

The announcement was released around February 18, 2011.

13) What were the key dates for Notices of Intent (NOIs)?

NOIs were requested for most program elements, with NOI dates beginning March 18, 2011 and running through February 8, 2012, depending on the specific program element.

14) What were the key proposal due dates?

Proposal due dates began April 29, 2011 and extended through April 30, 2012, depending on the program element and appendix-specific schedule.

15) Why do some Grants.gov dates look different from the broader ROSES timeline?

The Grants.gov record associated with this opportunity shows administrative dates (Posted August 3, 2011; original and current closing date of September 15, 2011; archive date of October 15, 2011). The text explains this reflects how the opportunity appeared and was tracked in Grants.gov, even though ROSES operated with multiple appendix-specific due dates across a broader window.

16) How were proposals submitted?

Submission was electronic and required organizational and user registration. Proposals could be submitted through NSPIRES (NASA's proposal system) or via Grants.gov, with additional registration requirements depending on the route.

17) Can an organization submit through Grants.gov instead of NSPIRES?

Yes. Proposals could be submitted via Grants.gov, but the organization still had to be registered in NSPIRES. Organizations using Grants.gov also needed Grants.gov registration in addition to NSPIRES.

18) Who is allowed to submit the proposal on behalf of an organization?

The submission had to be made by an authorized organizational representative.

19) Do all investigators need NSPIRES registrations?

Yes. All principal investigators and other participants (including co-investigators) were required to have NSPIRES registrations regardless of whether the proposal was submitted via NSPIRES or Grants.gov.

20) Any advice on registration timing?

Applicants were encouraged to register and learn the system well ahead of deadlines to avoid last-minute access or authorization issues.

21) Who was eligible to apply?

Eligibility was broad by organization type. Domestic and foreign entities, government and private organizations, for-profit and non-profit organizations could submit proposals. The information provided states there was no stated restriction on the number of submissions or teaming arrangements.

22) Are non-U.S. organizations eligible for NASA funding under this opportunity?

The text notes NASA's funding policy generally limited financial support to U.S. institutions. Non-U.S. organizations could participate under a "no exchange of funds" policy, meaning they typically would not receive NASA funding for their participation and would need to cover their own costs.

23) Where are the detailed rules for non-U.S. organizations and international participation?

Applicants were pointed to the NASA NRA Guidebook (including Appendix B and specific sections) for detailed rules affecting non-U.S. organizations, joint solicitations with foreign partners, and situations where a non-U.S. proposal includes U.S. personnel for whom NASA support is requested.

24) Where can I find the full ROSES 2011 solicitation and appendices?

The full ROSES 2011 NRA and its appendices were to be found through the NASA Research Opportunities homepage (NSPIRES) under Solicitations and Open Solicitations.

25) How do I track amendments or updates to ROSES 2011?

Applicants were instructed to monitor NSPIRES or subscribe to notifications for amendments through February 2012. The text also notes NASA maintained an amendments and updates archive and an RSS feed for ROSES 2011 on the Science Mission Directorate research solicitation pages.

26) Who should I contact with questions about a specific program element?

For program-element-specific questions, investigators were instructed to contact the program officers listed in the relevant appendices.

27) Who is the general point of contact for ROSES policies and procedures?

For general ROSES policies and procedures, the information provided lists Dr. Max Bernstein at NASA Headquarters: sara@nasa.gov and 202-358-0879.

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