Opportunity Information: Apply for NNH12ZDA001N NEOO

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2012 Near Earth Object Observations" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Apr 13, 2012 and posted on Apr 13, 2012.
  • Applicants must submit their applications by Jun 8, 2012. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

The ROSES 2012 Near Earth Object Observations opportunity (Funding Opportunity Number NNH12ZDA001N, often abbreviated as ROSES 2012 NEOO) is part of NASA's broader Research Opportunities in Space and Earth Sciences 2012 solicitation issued by NASA Headquarters under CFDA 43.001 (Science). It is a NASA Research Announcement designed to fund competitively selected research and technology work that supports NASA Science Mission Directorate goals. While this particular listing highlights Near Earth Object Observations as the funding opportunity title, it sits within the larger ROSES umbrella that spans Earth Science, Heliophysics, Planetary Science, and Astrophysics, and it uses the ROSES structure where specific topics and requirements are laid out in appendices and associated tables of due dates.

The overall scope of ROSES 2012 is intentionally wide, covering both basic and applied research as well as technology development activities that help NASA plan, execute, and interpret science missions. Examples of the kinds of work NASA invites include theory and modeling; analysis of NASA science data; development of new measurement or experiment techniques suitable for future missions; formulation of new mission concepts; development of advanced technologies relevant to NASA science missions; laboratory work and analytical techniques related to returned extraterrestrial samples (as well as terrestrial analog samples used to validate mission observations); work to determine atomic or compositional parameters needed to interpret remote-sensing or sample data; Earth surface observations and field campaigns supporting NASA missions; development of integrated Earth system models; and development of applied information systems that translate Earth science data into societal benefits. In the NEO context, this broad framing supports proposals that improve NASA's ability to detect, track, characterize, and interpret observations of near-Earth objects, consistent with the program element details provided in the ROSES appendices.

Funding levels and award sizes vary widely because ROSES supports everything from small, focused studies to large, multi-year development efforts. The solicitation notes that awards can be under $100,000 per year for limited-scope efforts such as data analysis, and can exceed $1,000,000 per year for extensive activities such as building science experiment hardware. The amount of money available depends on the specific program element, ranging from less than one million dollars to several million dollars, which typically results in anywhere from a handful to several dozen selections depending on proposal quality and program priorities. The typical performance period is about four years, though some elements may be shorter or longer, with an overall maximum generally capped at five years.

NASA indicates that it may use several funding instruments depending on the organization type and the needs of the program element, including grants, cooperative agreements, contracts, and interagency or intra-agency transfers. This particular opportunity lists grants and cooperative agreements as eligible instruments. Cost sharing or matching is not required. The opportunity is categorized as discretionary and is focused on science and technology and other research and development activities.

Eligibility is broad in terms of organization type: domestic and foreign entities, government and private institutions, for-profit and nonprofit organizations may submit, and there is no stated restriction on the number of proposals or teaming arrangements. At the same time, NASA emphasizes a key policy point for international participation: projects involving non-U.S. organizations are generally conducted on a "no exchange of funds" basis, meaning NASA typically does not send funding to non-U.S. institutions. The listing also states that proposers must be affiliated with an institution registered in NSPIRES, and that in general NASA provides funding only to U.S. institutions, with non-U.S. participants needing to follow specific guidebook rules (including special instructions for cases where a non-U.S. organization includes U.S. personnel for whom NASA funding is requested).

The application process is built around NASA's electronic systems. Proposals must be submitted electronically by an authorized organizational representative, either through NSPIRES (NASA's proposal system) or via Grants.gov, but in all cases the submitting organization must be registered in NSPIRES. If submitting through Grants.gov, registration in both Grants.gov and NSPIRES is required. In addition, all principal investigators and other participants such as co-investigators must be registered in NSPIRES regardless of the submission pathway. NASA encourages organizations and investigators to complete registrations and familiarize themselves with the systems well ahead of deadlines to avoid last-minute submission issues.

Key dates for the overall ROSES 2012 solicitation begin with availability around February 14, 2012. Notices of Intent are requested for most program elements, with early NOI timing starting March 16, 2012. Proposal due dates for ROSES program elements start May 4, 2012 and extend through March 22, 2013, though this specific Near Earth Object Observations listing shows a posted date of April 13, 2012 and an original and current closing date of June 8, 2012, with an archive date of July 8, 2012. NASA also notes that ROSES is amended over time, and applicants are expected to monitor NSPIRES or subscribe to notifications for amendments, clarifications, corrections, and any newly added program elements through roughly February 2013, when the next ROSES solicitation was anticipated.

For applicants trying to understand what to propose and how proposals will be evaluated, the most important practical instruction is that the detailed requirements live in the ROSES appendices, along with the Summary of Key Information for each program element and the relevant program officer contacts. General policy and procedural questions are directed to Dr. Max Bernstein at NASA Headquarters (sara@nasa.gov, 202-358-0879), while topic-specific questions should go to the program officers listed for the relevant appendix element.

Frequently Asked Questions (FAQs): ROSES 2012 Near Earth Object Observations (NEOO)

What is the ROSES 2012 Near Earth Object Observations (NEOO) opportunity?

ROSES 2012 Near Earth Object Observations (often shortened to ROSES 2012 NEOO) is a NASA Research Announcement under NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2012 solicitation. It is issued by NASA Headquarters under CFDA 43.001 (Science) and supports competitively selected research and technology work aligned with NASA Science Mission Directorate goals.

What is the Funding Opportunity Number for this opportunity?

The Funding Opportunity Number is NNH12ZDA001N.

Is NEOO a standalone solicitation or part of something larger?

It is part of the larger ROSES 2012 umbrella solicitation. ROSES spans multiple science divisions and topic areas, and individual topics (including NEOO) are defined through ROSES appendices and associated due date tables.

Which NASA areas does ROSES 2012 cover?

ROSES 2012 spans Earth Science, Heliophysics, Planetary Science, and Astrophysics, with specific topics and requirements laid out in appendices.

What types of activities does ROSES 2012 generally fund?

ROSES 2012 has a wide scope that includes both basic and applied research and technology development supporting NASA science missions. Examples listed include theory and modeling, analysis of NASA science data, development of new measurement or experiment techniques for future missions, formulation of new mission concepts, advanced technology development relevant to NASA missions, laboratory work and analytical techniques related to returned extraterrestrial samples (and terrestrial analogs), determining atomic/compositional parameters needed to interpret data, Earth surface observations and field campaigns supporting NASA missions, integrated Earth system model development, and applied information systems that translate Earth science data into societal benefits.

How does that broad ROSES scope relate to Near Earth Object Observations?

Within the NEO context, that broad framing supports proposals intended to improve NASA's ability to detect, track, characterize, and interpret observations of near-Earth objects, consistent with the specific program element details provided in the ROSES appendices.

Where do I find the detailed requirements for Near Earth Object Observations?

The detailed topic-specific requirements live in the ROSES appendices, along with the "Summary of Key Information" for each program element and the relevant program officer contacts. The listing emphasizes that the appendices are the practical source for what to propose and how proposals will be evaluated.

How much funding is available, and what size awards are typical?

Funding levels and award sizes vary widely across ROSES because it supports everything from small studies to large multi-year development efforts. The solicitation notes awards can be under $100,000 per year for limited-scope efforts such as data analysis and can exceed $1,000,000 per year for extensive activities such as building science experiment hardware. The total amount available depends on the specific program element and can range from less than $1 million to several million dollars.

How many awards does NASA typically make under ROSES elements?

The solicitation indicates that selection counts typically range from a handful to several dozen, depending on proposal quality and program priorities, and depending on the budget available for the specific program element.

What is the typical period of performance for ROSES 2012 awards?

The typical performance period is about four years. Some elements may be shorter or longer, and the overall maximum is generally capped at five years.

What funding instruments might NASA use for ROSES 2012?

NASA may use multiple funding instruments depending on the organization type and program needs, including grants, cooperative agreements, contracts, and interagency or intra-agency transfers. This particular opportunity lists grants and cooperative agreements as eligible instruments.

Is cost sharing or matching required?

No. Cost sharing or matching is not required for this opportunity.

How is this opportunity categorized?

The opportunity is categorized as discretionary and focuses on science and technology and other research and development activities.

Who is eligible to apply?

Eligibility is broad: domestic and foreign entities, government and private institutions, for-profit and nonprofit organizations may submit.

Are there restrictions on the number of proposals or teaming arrangements?

No specific restriction is stated in the provided information regarding the number of proposals or teaming arrangements.

Can non-U.S. organizations participate?

Yes, foreign entities may submit, but NASA emphasizes a key policy for international participation: projects involving non-U.S. organizations are generally conducted on a "no exchange of funds" basis, meaning NASA typically does not send funding to non-U.S. institutions.

Does NASA fund non-U.S. institutions directly?

In general, NASA provides funding only to U.S. institutions. Non-U.S. participants are expected to follow specific guidebook rules, including special instructions for situations where a non-U.S. organization includes U.S. personnel for whom NASA funding is requested.

What registrations are required to submit a proposal?

The submitting organization must be registered in NSPIRES. If submitting through Grants.gov, registration in both Grants.gov and NSPIRES is required.

Do principal investigators and co-investigators need NSPIRES registration?

Yes. All principal investigators and other participants such as co-investigators must be registered in NSPIRES, regardless of whether the proposal is submitted via NSPIRES or Grants.gov.

How do proposals need to be submitted?

Proposals must be submitted electronically by an authorized organizational representative, either through NSPIRES (NASA's proposal system) or via Grants.gov. Regardless of the pathway, the organization must be registered in NSPIRES.

What does NASA recommend regarding registration and system readiness?

NASA encourages organizations and investigators to complete registrations and become familiar with the electronic systems well ahead of deadlines to avoid last-minute submission issues.

When did ROSES 2012 become available?

The overall ROSES 2012 solicitation became available around February 14, 2012.

Are Notices of Intent (NOIs) required?

Notices of Intent are requested for most ROSES program elements. The early NOI timing starts March 16, 2012 (timing and applicability depend on the specific program element, as described in the ROSES materials).

What were the proposal due date ranges under ROSES 2012?

Proposal due dates for ROSES 2012 program elements start May 4, 2012 and extend through March 22, 2013, depending on the program element and as shown in ROSES due date tables.

What are the key dates listed for this Near Earth Object Observations (NEOO) listing?

The Near Earth Object Observations listing shows a posted date of April 13, 2012, an original and current closing date of June 8, 2012, and an archive date of July 8, 2012.

Can ROSES 2012 requirements change after release?

Yes. NASA notes that ROSES is amended over time. Applicants are expected to monitor NSPIRES or subscribe to notifications for amendments, clarifications, corrections, and any newly added program elements.

How long were applicants expected to monitor for ROSES 2012 amendments?

The solicitation indicates amendments and updates could occur through roughly February 2013, when the next ROSES solicitation was anticipated.

Who should I contact for general policy and procedural questions?

General policy and procedural questions are directed to Dr. Max Bernstein at NASA Headquarters: sara@nasa.gov and 202-358-0879.

Who should I contact for topic-specific questions about the NEOO element?

Topic-specific questions should be directed to the program officers listed for the relevant ROSES appendix element. The appendices and "Summary of Key Information" identify the correct contacts.

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