Opportunity Information: Apply for NNH13ZDA001N ESI

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2013 Earth Surface and Interior" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on Dec 19, 2013 and posted on Dec 19, 2013.
  • Applicants must submit their applications by Mar 21, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2013 Earth Surface and Interior (ESI) is a NASA Headquarters research funding opportunity released under the Research Opportunities in Space and Earth Sciences (ROSES) umbrella. It supports science and technology research and development activities focused on Earth Surface and Interior topics, and it is offered as either a grant or a cooperative agreement. The program is identified by Funding Opportunity Number NNH13ZDA001N (ESI) and falls under CFDA 43.001 (Science). There is no cost-sharing or matching requirement stated for applicants, meaning proposers generally are not expected to contribute mandatory non-federal matching funds as a condition of award.

Eligibility is tied closely to NASA's standard ROSES proposal infrastructure and institutional requirements. Proposers must be affiliated with an organization registered in NSPIRES (the NASA Solicitation and Proposal Integrated Review and Evaluation System) at nspires.nasaprs.com. As a general rule, NASA provides funding only to U.S. institutions, so proposals are primarily expected from U.S.-based eligible organizations. That said, the notice also highlights limited pathways for non-U.S. organizations to participate when they propose under a "no exchange of funds" policy, meaning they do not request NASA funding and instead support their own participation. Non-U.S. entities considering this route are directed to consult Appendix B, Section (l) of NASA's Guidebook for Proposers for the specific terms, limitations, and documentation expectations. The announcement also notes that some NASA Research Announcements (NRAs) can be issued jointly with non-U.S. partner organizations, particularly in contexts like guest observing programs for jointly sponsored missions; in those cases, additional special guidelines for non-U.S. participants may apply beyond the standard ROSES rules.

The opportunity further calls attention to situations involving international organizations that include U.S. personnel and request NASA support for those U.S. participants. In those cases, proposers are directed to follow the special instructions in Section 2.3.10(c)(vii) of the Guidebook for Proposers, which covers how proposals from non-U.S. organizations may be handled when U.S.-based collaborators require NASA funding. In practical terms, this means international teams need to be careful about how budgets are structured, who the prime institution is, and whether any requested NASA funds would flow to U.S. personnel or institutions, because NASA rules can differ depending on whether the proposing organization is domestic or foreign.

Key timeline details show the notice was posted and created on December 19, 2013, with an original and current closing date of March 21, 2014. The archive date is April 20, 2014, indicating when the solicitation was formally moved into an inactive status for public listing purposes. Awards are administered by NASA Headquarters, and the listing provides a point of contact for access issues: Dr. Max Bernstein is named as the person to contact if an applicant has difficulty accessing the full announcement electronically. For complete proposal requirements, evaluation criteria, and the specific scientific scope under the Earth Surface and Interior element, applicants are directed to the full text of the announcement via the additional information link and to the NASA Guidebook for Proposers, which governs ROSES submissions and provides detailed compliance instructions.

Frequently Asked Questions (FAQs) - ROSES 2013 Earth Surface and Interior (ESI)

1. What is the ROSES 2013 Earth Surface and Interior (ESI) opportunity?

ROSES 2013 Earth Surface and Interior (ESI) is a NASA Headquarters research funding opportunity released under NASA's Research Opportunities in Space and Earth Sciences (ROSES) umbrella. It supports science and technology research and development activities focused on Earth Surface and Interior topics.

2. Which agency is offering this funding opportunity?

The opportunity is administered by NASA Headquarters.

3. What types of funding instruments are available under this opportunity?

This opportunity is offered as either a grant or a cooperative agreement.

4. What is the Funding Opportunity Number (FON) for this program?

The Funding Opportunity Number is NNH13ZDA001N (ESI).

5. What CFDA number is associated with this opportunity?

This opportunity is listed under CFDA 43.001 (Science).

6. Is cost-sharing or matching required?

No cost-sharing or matching requirement is stated. This means proposers generally are not expected to provide mandatory non-federal matching funds as a condition of award.

7. Who is generally eligible to submit proposals?

Eligibility follows NASA's standard ROSES proposal infrastructure and institutional requirements. Proposers must be affiliated with an organization that is registered in NSPIRES (NASA Solicitation and Proposal Integrated Review and Evaluation System).

8. What is NSPIRES and why does it matter for eligibility?

NSPIRES is NASA's Solicitation and Proposal Integrated Review and Evaluation System. To submit under this opportunity, the proposer must be affiliated with an organization registered in NSPIRES at nspires.nasaprs.com.

9. Are proposals expected primarily from U.S. organizations?

Yes. As a general rule, NASA provides funding only to U.S. institutions, so proposals are primarily expected from U.S.-based eligible organizations.

10. Can non-U.S. organizations participate?

Yes, but participation is described as limited and typically involves a "no exchange of funds" approach. Under this policy, non-U.S. organizations do not request NASA funding and instead support their own participation.

11. What does "no exchange of funds" mean for non-U.S. participation?

"No exchange of funds" means the non-U.S. organization participates without requesting or receiving NASA funding, covering its own costs instead.

12. Where are the rules for non-U.S. participation described?

Non-U.S. entities considering the "no exchange of funds" route are directed to consult Appendix B, Section (l) of NASA's Guidebook for Proposers for specific terms, limitations, and documentation expectations.

13. Are there situations where NASA issues joint NRAs with non-U.S. partner organizations?

Yes. The notice explains that some NASA Research Announcements (NRAs) can be issued jointly with non-U.S. partner organizations, including contexts such as guest observing programs for jointly sponsored missions. In such cases, special guidelines for non-U.S. participants may apply beyond standard ROSES rules.

14. How should international organizations handle proposals that include U.S. personnel who need NASA support?

The opportunity highlights that international organizations including U.S. personnel who request NASA support for those U.S. participants must follow special instructions in Section 2.3.10(c)(vii) of the NASA Guidebook for Proposers.

15. Why do budget and team structure matter for international teams?

The notice emphasizes that international teams need to be careful about how budgets are structured, who the prime institution is, and whether requested NASA funds would flow to U.S. personnel or institutions, because NASA rules can differ depending on whether the proposing organization is domestic or foreign.

16. When was this opportunity posted?

The notice was posted (and created) on December 19, 2013.

17. What was the closing date for submissions?

The original and current closing date listed for this opportunity is March 21, 2014.

18. What does the archive date mean for this opportunity?

The archive date is April 20, 2014, which indicates when the solicitation was formally moved into an inactive status for public listing purposes.

19. Where should applicants look for complete proposal requirements and evaluation criteria?

Applicants are directed to the full text of the announcement via the additional information link and to NASA's Guidebook for Proposers, which governs ROSES submissions and contains detailed compliance instructions.

20. Who is the point of contact if an applicant cannot access the full announcement electronically?

Dr. Max Bernstein is named as the person to contact if an applicant has difficulty accessing the full announcement electronically.

21. What is the scientific scope of this element?

The element is focused on Earth Surface and Interior (ESI) topics. For the specific scientific scope under the Earth Surface and Interior element, applicants are directed to the full text of the announcement.

22. Does this summary replace the official solicitation text?

No. The notice directs applicants to the full announcement and the NASA Guidebook for Proposers for complete and authoritative requirements, including proposal instructions, compliance expectations, and any special participation rules.

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