Opportunity Information: Apply for NNH14ZDA001N EW

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2014 Emerging Worlds" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on May 28, 2014 and posted on Feb 25, 2014.
  • Applicants must submit their applications by Jun 4, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/) for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2014 Emerging Worlds (Funding Opportunity Number NNH14ZDA001N, NASA Headquarters) is part of NASA's annual omnibus solicitation called the Research Opportunities in Space and Earth Sciences (ROSES). Through this call, NASA's Science Mission Directorate (SMD) seeks proposals for both basic and applied research that helps advance NASA science goals across space science and Earth science. The scope is intentionally broad and is meant to fund everything from small, focused analysis projects to large, multi-year efforts that build new capabilities for future missions. The Emerging Worlds area sits within this wider ROSES structure, meaning the specific research topics, requirements, and due dates are defined in the ROSES appendices and tables rather than in a single standalone description.

The opportunity supports a wide range of science and technology activities. Examples include theoretical work, modeling, and analysis of NASA science data; development and execution of investigations using aircraft, scientific balloons, sounding rockets, the International Space Station, CubeSats, and other suborbital reusable launch vehicles; and the development of new experiment techniques and instrumentation that could fly on future SMD missions. It also includes early mission concept work, advanced technologies relevant to NASA science missions, and laboratory work tied to sample science. That sample work can involve analysis of extraterrestrial materials returned by spacecraft as well as terrestrial samples used to validate or interpret observations from Earth system science missions. Additional supported areas include determining atomic and compositional parameters needed to interpret space-based data and returned samples, conducting Earth surface observations and field campaigns that directly support NASA science missions, building integrated Earth system models, and developing applied information systems that translate Earth science research data into societal benefits.

Funding levels can vary widely depending on what is being proposed. NASA notes that awards can be under $100,000 per year for limited efforts such as data analysis, while larger projects like developing science experiment hardware can exceed $1 million per year. Within the ROSES framework, each program element has its own available funding pool, typically ranging from less than $1 million to several million dollars. This structure allows NASA to select anywhere from a handful to dozens of proposals per element, depending on program priorities and the strength and number of submissions.

NASA may issue awards using several different mechanisms, including grants, cooperative agreements, contracts, and inter- or intra-agency transfers. The instrument used depends on the nature of the work and the proposing organization. The typical period of performance is about four years, although some elements may be shorter or longer, with a stated maximum of five years in most cases. The announcement also makes clear that proposals can come from many types of organizations, including government and private entities, for-profit and non-profit organizations, and domestic or foreign organizations, and there is no stated restriction on the number of proposals or teaming arrangements an organization may pursue.

Eligibility and funding rules are especially important for non-U.S. participation. In general, NASA funding is primarily provided to U.S. institutions, and when non-U.S. organizations participate, NASA policy requires that the collaboration be conducted on a "no exchange of funds" basis, meaning NASA does not transfer funds to the non-U.S. entity. The solicitation points applicants to NASA's NRA Guidebook for Proposers for detailed instructions and exceptions, including situations where non-U.S. organizations propose with U.S. personnel for whom NASA support is requested, or where an NRA is jointly issued with an international partner and includes special participation guidelines.

Proposals must be submitted electronically by an authorized organizational representative, and submission can be done through NSPIRES (NASA's proposal system) or through Grants.gov, depending on the program element's instructions. Registration is a practical gating step: every organization intending to submit must be registered in NSPIRES, and those submitting through Grants.gov must be registered in both Grants.gov and NSPIRES. In addition, all principal investigators and other participants such as co-investigators must have NSPIRES registrations regardless of the submission route. NASA strongly encourages prospective applicants to start registration and system familiarization well before deadlines to avoid last-minute access and authorization issues.

Because ROSES is organized into many program elements, the specific topics, proposal instructions, and due dates are laid out in the solicitation appendices and in two reference tables. Table 2 lists elements by due date, and Table 3 lists them by subject area. NASA also notes that amendments, clarifications, and new elements can be released after the initial posting, so applicants are expected to monitor NSPIRES or subscribe to NASA's electronic notification service. For administrative and policy questions, the solicitation identifies a general point of contact within SMD (Max Bernstein, Lead for Research, reachable at sara@nasa.gov), while technical questions about specific program elements are directed to the program officers listed in the appendices.

Key administrative details included in the public posting are that the opportunity is categorized as discretionary, focused on science and technology and other research and development, and listed under CFDA 43.001 (Science). There is no cost sharing or matching requirement. The original closing date was March 31, 2014, with an updated closing date of June 4, 2014, and an archive date of June 29, 2014, though individual program elements within ROSES can have their own distinct due dates within the overall ROSES cycle.

FAQs: ROSES 2014 Emerging Worlds (NNH14ZDA001N)

1) What is ROSES 2014 Emerging Worlds?

ROSES 2014 Emerging Worlds is a research funding opportunity issued by NASA Headquarters under Funding Opportunity Number NNH14ZDA001N. It is part of NASA's annual omnibus solicitation called Research Opportunities in Space and Earth Sciences (ROSES), managed by NASA's Science Mission Directorate (SMD).

2) How does "Emerging Worlds" relate to the broader ROSES solicitation?

Emerging Worlds is one area within the broader ROSES structure. Rather than being described as a single standalone program with one set of rules and dates, its specific research topics, requirements, and due dates are defined in the ROSES appendices and reference tables.

3) What kind of research is NASA seeking through this opportunity?

NASA SMD seeks proposals for both basic and applied research that advances NASA science goals across space science and Earth science. The scope is intentionally broad and can support everything from small, focused analysis efforts to large, multi-year projects that build capabilities for future missions.

4) What are examples of supported activities?

Examples specifically mentioned include theoretical work, modeling, and analysis of NASA science data; investigations using aircraft, scientific balloons, sounding rockets, the International Space Station, CubeSats, and other suborbital reusable launch vehicles; and the development of new experiment techniques and instrumentation that could fly on future SMD missions.

5) Does this opportunity support mission concepts and technology development?

Yes. The opportunity includes early mission concept work and advanced technologies relevant to NASA science missions. It can also include developing science experiment hardware and other new capabilities intended to support future missions.

6) Is laboratory and sample science work eligible?

Yes. Laboratory work tied to sample science is included, such as analysis of extraterrestrial materials returned by spacecraft and terrestrial samples used to validate or interpret observations from Earth system science missions.

7) Are Earth science field observations and modeling activities included?

Yes. The solicitation notes support for Earth surface observations and field campaigns that directly support NASA science missions, building integrated Earth system models, and developing applied information systems that translate Earth science research data into societal benefits.

8) How much funding can be requested?

Funding levels can vary widely depending on the proposed work. NASA notes awards can be under $100,000 per year for limited efforts such as data analysis, while larger projects such as developing science experiment hardware can exceed $1 million per year.

9) How is funding organized within ROSES?

Within the ROSES framework, each program element has its own available funding pool, typically ranging from less than $1 million to several million dollars. This structure allows NASA to select anywhere from a handful to dozens of proposals per element depending on priorities and submission volume and quality.

10) What types of award instruments might NASA use?

NASA may issue awards using grants, cooperative agreements, contracts, and inter- or intra-agency transfers. The mechanism depends on the nature of the work and the proposing organization.

11) What is the typical project period of performance?

The typical period of performance is about four years. Some program elements may be shorter or longer, with a stated maximum of five years in most cases.

12) Who is eligible to submit proposals?

Proposals may be submitted by many organization types, including government and private entities, for-profit and non-profit organizations, and domestic or foreign organizations.

13) Are there limits on the number of proposals or teaming arrangements?

No specific restriction is stated on the number of proposals or teaming arrangements an organization may pursue.

14) Can non-U.S. organizations participate, and will NASA fund them?

Non-U.S. organizations may participate, but NASA funding is primarily provided to U.S. institutions. When non-U.S. organizations participate, NASA policy generally requires collaboration on a "no exchange of funds" basis, meaning NASA does not transfer funds to the non-U.S. entity.

15) Are there exceptions or special cases for non-U.S. participation?

The solicitation points applicants to NASA's NRA Guidebook for Proposers for detailed instructions and exceptions, including situations where non-U.S. organizations propose with U.S. personnel for whom NASA support is requested, or where an NRA is jointly issued with an international partner and includes special participation guidelines.

16) How are proposals submitted?

Proposals must be submitted electronically by an authorized organizational representative. Submission can be done through NSPIRES (NASA's proposal system) or through Grants.gov, depending on the instructions for the specific program element.

17) What registrations are required before submitting?

Every organization intending to submit must be registered in NSPIRES. If submitting through Grants.gov, the organization must be registered in both Grants.gov and NSPIRES.

18) Do principal investigators and co-investigators need NSPIRES accounts?

Yes. All principal investigators and other participants (such as co-investigators) must have NSPIRES registrations regardless of whether the proposal is submitted through NSPIRES or through Grants.gov.

19) Why does NASA emphasize registering early?

NASA strongly encourages applicants to start registration and system familiarization well before deadlines to avoid last-minute access and authorization issues that could prevent timely submission.

20) Where do applicants find the specific research topics and proposal requirements?

Because ROSES is organized into many program elements, the specific topics, proposal instructions, and due dates are found in the solicitation appendices and in two reference tables. Table 2 lists elements by due date, and Table 3 lists elements by subject area.

21) Can deadlines vary by program element?

Yes. Individual program elements within ROSES can have distinct due dates within the overall ROSES cycle, so applicants need to rely on the appendices and tables for the element they are targeting.

22) Can NASA change or add program elements after the initial posting?

Yes. NASA notes that amendments, clarifications, and new elements can be released after the initial posting. Applicants are expected to monitor NSPIRES or subscribe to NASA's electronic notification service for updates.

23) Who should be contacted for administrative or policy questions?

For administrative and policy questions, the solicitation identifies a general point of contact within SMD: Max Bernstein, Lead for Research, reachable at sara@nasa.gov.

24) Who answers technical questions about a specific program element?

Technical questions about specific program elements are directed to the program officers listed in the solicitation appendices.

25) Is cost sharing or matching required?

No. The public posting states there is no cost sharing or matching requirement.

26) How is this opportunity categorized in the public posting?

The opportunity is categorized as discretionary and focused on science and technology and other research and development. It is listed under CFDA 43.001 (Science).

27) What were the posted closing and archive dates?

The original closing date was March 31, 2014. The updated closing date was June 4, 2014. The archive date was June 29, 2014. However, individual ROSES program elements can have their own due dates within the ROSES cycle.

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