Opportunity Information: Apply for NNH16ZDA001N IIP
Apply for NNH16ZDA001N IIP
- The NASA-HQ in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2016: Instrument Incubator Program" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001.
- This funding opportunity was created on Apr 08, 2016 and posted on Apr 08, 2016.
- Applicants must submit their applications by Jul 11, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
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Opportunity Summary:
ROSES 2016: Instrument Incubator Program (IIP) is a NASA Headquarters funding opportunity under the broader ROSES 2016 omnibus solicitation (NNH16ZDA001N) run by NASA's Science Mission Directorate (SMD). In practical terms, it is meant to move space and Earth science instrumentation and related enabling technologies forward, while also supporting the wider range of research activities NASA relies on to plan, build, and interpret science missions. The solicitation is structured as a research announcement that can support both basic and applied work, with the Instrument Incubator Program sitting within a larger menu of program elements described in the ROSES appendices.
The scope is intentionally broad because ROSES is NASA's main vehicle for competed research across SMD. The opportunity welcomes proposals that advance theory, modeling, and analysis of NASA science data, as well as work that matures new measurement approaches and experimental techniques suitable for future missions. It also spans investigations using aircraft, scientific balloons, sounding rockets, the International Space Station, CubeSats, and suborbital reusable launch vehicles, reflecting NASA's interest in proving out concepts and hardware in relevant environments before committing to larger flagship missions. Beyond instruments themselves, the solicitation highlights mission concept development, advanced technologies relevant to SMD priorities, laboratory techniques for analyzing extraterrestrial samples returned by spacecraft, and terrestrial sample analyses that help validate or interpret Earth-observing mission data. It further includes determination of atomic or compositional parameters needed for interpreting observations, Earth surface field campaigns that support mission science, integrated Earth system model development, and applied systems that turn Earth science research outputs into societally useful information products.
Funding levels vary widely depending on what is being proposed. Smaller, focused efforts such as limited analyses or targeted research tasks may be funded at under $100,000 per year, while larger, hardware-intensive or highly specialized efforts (for example, developing science experimental hardware) may exceed $1 million per year. NASA notes that the funding available for each individual program element ranges from less than $1 million to several million dollars total, which means the number of awards can swing from only a few selections to several dozen, depending on the goals of that element and the quality and volume of submissions.
NASA can make awards through several mechanisms, including grants and cooperative agreements (the two specifically listed for this opportunity category), and in some cases contracts or inter- and intra-agency transfers when appropriate. The typical performance period is three years, although certain elements may allow up to five years or require shorter durations, so applicants need to check the specific appendix entry for the program element they are targeting to understand the expected schedule and constraints.
Eligibility is broad and largely unrestricted: organizations of every type may apply, including domestic or foreign entities, governmental or private institutions, for-profit companies, and nonprofits, with no special limitations on teaming arrangements. One important condition applies to international participation: NASA policy requires that projects involving non-U.S. organizations be done on a no-exchange-of-funds basis, meaning NASA generally does not transfer funds to non-U.S. partners even if they participate in the work.
Proposals must be submitted electronically by an authorized organizational representative, and applicants can use either NSPIRES (NASA's proposal system) or Grants.gov, depending on the element and the submission pathway. Registration is mandatory and should be completed well ahead of deadlines: every organization planning to submit must be registered in NSPIRES; organizations submitting via Grants.gov must be registered in both Grants.gov and NSPIRES. In addition, all principal investigators and any other participants such as co-investigators must have NSPIRES registrations regardless of which submission system is used, because NASA uses NSPIRES for participant tracking and proposal processing.
The key operational details, including the specific program element descriptions, required proposal content, evaluation factors, due dates, and points of contact, are located in the ROSES appendices and in the tables that list individual calls. For this specific posting, the closing date is July 11, 2016. NASA also emphasizes that ROSES is updated through amendments, clarifications, and corrections, so proposers are expected to monitor NSPIRES and NASA's ROSES 2016 webpage archive (including the RSS feed) through February 2017, when the next ROSES release was planned. For applicant support, NASA provides a frequently asked questions page for ROSES 2016, and directs technical or program-element-specific questions to the program officers listed in the appendices, while general policy and procedural questions can be sent to the SMD research contact email (sara@nasa.gov), with Max Bernstein named as the lead contact for ROSES-wide issues.
Frequently Asked Questions (FAQs) - ROSES 2016: Instrument Incubator Program (IIP)
What is ROSES 2016: Instrument Incubator Program (IIP)?
ROSES 2016: Instrument Incubator Program (IIP) is a NASA Headquarters funding opportunity offered under NASA's broader ROSES 2016 omnibus solicitation (NNH16ZDA001N) managed by NASA's Science Mission Directorate (SMD). It is part of the larger set of ROSES program elements described in the ROSES appendices.
What is the main purpose of the Instrument Incubator Program (IIP) within ROSES 2016?
The IIP is intended to move space and Earth science instrumentation and related enabling technologies forward. More broadly, it supports the range of research activities NASA uses to plan, build, and interpret science missions.
Is this opportunity limited only to instrument development?
No. While the IIP focuses on instrumentation and enabling technologies, the ROSES solicitation overall is intentionally broad and also welcomes proposals that advance theory, modeling, and analysis of NASA science data, along with other research activities described in the ROSES appendices.
What types of research does ROSES 2016 support?
ROSES 2016 is structured as a research announcement that can support both basic and applied work. It includes areas such as theory, modeling, data analysis, new measurement approaches, experimental techniques, mission concept development, advanced technologies aligned with SMD priorities, and a variety of Earth and space science-related investigations and methods.
What platforms or test environments are included in the scope of this opportunity?
The scope includes investigations using aircraft, scientific balloons, sounding rockets, the International Space Station (ISS), CubeSats, and suborbital reusable launch vehicles. This reflects NASA's interest in proving concepts and hardware in relevant environments prior to committing to larger missions.
Does ROSES 2016 include work related to sample analysis?
Yes. The solicitation includes laboratory techniques for analyzing extraterrestrial samples returned by spacecraft, as well as terrestrial sample analyses that help validate or interpret Earth-observing mission data.
Does ROSES 2016 include work related to Earth science applications and societal benefits?
Yes. The scope includes applied systems that turn Earth science research outputs into societally useful information products.
Are field campaigns and Earth system modeling included?
Yes. ROSES 2016 includes Earth surface field campaigns that support mission science, as well as integrated Earth system model development.
What kinds of funding amounts are typical under this opportunity?
Funding levels vary widely depending on the proposed work. Smaller, focused efforts (such as limited analyses or targeted research tasks) may be funded at under $100,000 per year. Larger, hardware-intensive, or highly specialized efforts (such as developing science experimental hardware) may exceed $1 million per year.
How much total funding is available for a program element, and how many awards might be made?
NASA indicates that funding available for each individual program element ranges from less than $1 million to several million dollars total. Because of that range, the number of awards can vary from only a few selections to several dozen, depending on the program element's goals and the quality and volume of submissions.
What award mechanisms does NASA use for this opportunity?
NASA can make awards through several mechanisms. For this opportunity category, grants and cooperative agreements are specifically listed. NASA also notes that, in some cases, contracts or inter- and intra-agency transfers may be used when appropriate.
How long is the typical project performance period?
The typical performance period is three years. However, certain program elements may allow up to five years or require shorter durations. Applicants are expected to check the specific appendix entry for the targeted program element to confirm schedule expectations and constraints.
Who is eligible to apply?
Eligibility is broad and largely unrestricted. Organizations of every type may apply, including domestic or foreign entities, governmental or private institutions, for-profit companies, and nonprofits.
Are there restrictions on teaming arrangements or partnerships?
No special limitations on teaming arrangements are described. Applicants may propose teaming structures, subject to the solicitation terms and NASA policy.
What is the key rule for involving non-U.S. organizations?
NASA policy requires that projects involving non-U.S. organizations be performed on a no-exchange-of-funds basis. In practical terms, NASA generally does not transfer funds to non-U.S. partners, even if they participate in the work.
How do applicants submit proposals?
Proposals must be submitted electronically by an authorized organizational representative. Applicants can use NSPIRES (NASA's proposal system) or Grants.gov, depending on the program element and submission pathway.
Do organizations need to register in NSPIRES?
Yes. Every organization planning to submit must be registered in NSPIRES.
If submitting through Grants.gov, what registrations are required?
Organizations submitting via Grants.gov must be registered in both Grants.gov and NSPIRES.
Do principal investigators and co-investigators need NSPIRES registrations?
Yes. All principal investigators and other participants (including co-investigators) must have NSPIRES registrations regardless of which submission system is used, because NASA uses NSPIRES for participant tracking and proposal processing.
Where can applicants find the detailed requirements for proposal content, evaluation, due dates, and contacts?
Key operational details are located in the ROSES appendices and in the tables that list individual calls. These include program element descriptions, required proposal content, evaluation factors, due dates, and points of contact.
What is the closing date for this specific posting?
The closing date for this specific posting is July 11, 2016.
Can the ROSES 2016 solicitation change after it is posted?
Yes. NASA emphasizes that ROSES is updated through amendments, clarifications, and corrections. Proposers are expected to monitor NSPIRES and NASA's ROSES 2016 webpage archive (including the RSS feed) through February 2017, when the next ROSES release was planned.
Where can applicants get help or ask questions?
NASA provides a ROSES 2016 frequently asked questions page for applicant support. Technical or program-element-specific questions should be directed to the program officers listed in the appendices. General policy and procedural questions can be sent to sara@nasa.gov. Max Bernstein is named as the lead contact for ROSES-wide issues.
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