Opportunity Information: Apply for DE FOA 0001072
Apply for DE FOA 0001072
- The Office of Science in the science and technology and other research and development sector is offering a public funding opportunity titled "SBIR/STTR FY 2014 Phase II Release 2" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049 Office of Science Financial Assistance Program.
- This funding opportunity was created on Apr 3, 2014 and posted on Feb 11, 2014.
- Applicants must submit their applications by Apr 2, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
- ELIGIBLE SBIR AND STTR APPLICANTS Initial Phase II Applicants Only currently active DOE SBIR or STTR Phase I grantees with grants resulting from Funding Opportunity Announcement (FOA) DE FOA 0000801 and having a June 2013 grant start date are eligible to apply to for an Initial Phase II grant under this DOE FOA. Sequential Phase II Applicants Only awardees from the following FY 2012 SBIR/STTR Phase II FOA (DE FOA 0000676) AND from the pre selected Topics listing in the FOA may apply for sequential Phase IIA awards. See the FOA document for full eligibility information.
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Opportunity Summary:
The SBIR/STTR FY 2014 Phase II Release 2 opportunity (Funding Opportunity Number DE-FOA-0001072) is a Department of Energy Office of Science discretionary grant program aimed at moving prior DOE SBIR/STTR projects beyond the early proof-of-concept stage and into more mature research and development. In practical terms, it is not a general open solicitation for brand-new ideas; it is a follow-on Phase II funding opportunity specifically for companies already participating in DOE SBIR or STTR awards and seeking additional support to further develop and demonstrate the technology that was initiated under earlier DOE funding.
The funding instrument for this opportunity is a grant, and it falls under the Science and Technology and other Research and Development activity category, with CFDA number 81.049 (Office of Science Financial Assistance Program). The posting date for the opportunity is February 11, 2014, with an original closing date of April 1, 2014 and a current closing date listed as April 2, 2014. The archive date is May 10, 2014, indicating the window for submission has passed and the opportunity is maintained for record and reference. The summary fields for estimated total funding, award ceiling, and award floor are all shown as 0, which typically means applicants must rely on the detailed FOA text for the actual budget limits, anticipated number of awards, and other financial parameters rather than the simplified listing fields.
Eligibility is described as "unrestricted" at the listing level, but the real eligibility is tightly defined in the FOA and is limited to certain DOE SBIR/STTR awardees. The opportunity supports both Initial Phase II applications and Sequential Phase II applications, each with specific constraints. For Initial Phase II, only currently active DOE SBIR or STTR Phase I grantees are eligible, and those Phase I grants must have resulted from FOA DE-FOA-0000801 with a June 2013 grant start date. For Sequential Phase II (often described as Phase IIA in some contexts), eligibility is limited to awardees from the FY 2012 SBIR/STTR Phase II FOA DE-FOA-0000676, and only those projects aligned with the pre-selected topics listing referenced in the FOA may apply. In other words, Sequential Phase II is not broadly available to all Phase II awardees; it is restricted to certain cohorts and topic areas spelled out in the official announcement.
The announcement makes clear that the authoritative requirements, instructions, and topic guidance are contained in the full Funding Opportunity Announcement text hosted on FedConnect. Applicants are directed to retrieve the FOA document and to follow the instructions in the Grant Application Package as provided in that full text. Because the key details (such as required proposal structure, technical volume requirements, commercialization expectations, budget rules, and any topic-specific evaluation criteria) are typically defined in the FOA itself, the public listing is best read as a gateway that points eligible prior awardees to the complete application and compliance instructions.
For access and support, the DOE provides a point of contact for applicants who have difficulty obtaining the announcement electronically: Carl C. Hebron, Program Analyst, at 301-903-1414 and carl.hebron@science.doe.gov. The official FOA is located via FedConnect at the link provided in the listing: https://www.fedconnect.net/FedConnect/docDEFOA0001072agencyDOE.
FAQs: SBIR/STTR FY 2014 Phase II Release 2 (DE-FOA-0001072)
What is this funding opportunity?
This is the Department of Energy (DOE) Office of Science SBIR/STTR FY 2014 Phase II Release 2 opportunity, Funding Opportunity Number DE-FOA-0001072. It is a discretionary financial assistance program intended to advance certain prior DOE SBIR/STTR projects beyond early proof-of-concept into more mature research and development.
Is this an open solicitation for brand-new project ideas?
No. This opportunity is a follow-on Phase II funding opportunity. It is designed for companies already participating in DOE SBIR or STTR awards that want additional support to further develop and demonstrate technology started under earlier DOE funding.
What type of funding instrument is used?
The funding instrument is a grant.
Which agency and program are offering the grant?
The grant is offered by the Department of Energy (DOE), Office of Science, under the Office of Science Financial Assistance Program.
What is the CFDA number for this opportunity?
The CFDA number is 81.049 (Office of Science Financial Assistance Program).
What activity category does this opportunity fall under?
It is listed under Science and Technology and other Research and Development.
When was this opportunity posted?
The posting date is February 11, 2014.
What were the closing dates for applications?
The original closing date was April 1, 2014, and the current closing date is listed as April 2, 2014.
Is the opportunity still open for submission?
No. The archive date is May 10, 2014, which indicates the submission window has passed and the opportunity is maintained for record and reference.
Why does the listing show estimated total funding, award ceiling, and award floor as 0?
The summary fields display 0 for estimated total funding, award ceiling, and award floor. This typically means the simplified listing is not providing the financial parameters, and applicants must rely on the full Funding Opportunity Announcement (FOA) text for budget limits, anticipated awards, and related details.
Who is eligible to apply?
Although the listing-level eligibility may appear as "unrestricted," the actual eligibility is tightly defined in the FOA and is limited to certain DOE SBIR/STTR awardees.
What kinds of Phase II applications are supported?
The opportunity supports two types: Initial Phase II applications and Sequential Phase II applications (sometimes described as Phase IIA in some contexts). Each type has specific eligibility constraints described in the FOA.
Who can apply for Initial Phase II under this FOA?
Only currently active DOE SBIR or STTR Phase I grantees are eligible, and those Phase I grants must have resulted from FOA DE-FOA-0000801 with a June 2013 grant start date.
Who can apply for Sequential Phase II under this FOA?
Eligibility is limited to awardees from the FY 2012 SBIR/STTR Phase II FOA DE-FOA-0000676. In addition, only projects aligned with the pre-selected topics referenced in the FOA may apply.
Is Sequential Phase II available to all DOE Phase II awardees?
No. Sequential Phase II is not broadly available to all Phase II awardees. It is restricted to specific cohorts and topic areas as spelled out in the official FOA.
Where are the official requirements and application instructions located?
The authoritative requirements, instructions, and topic guidance are contained in the full Funding Opportunity Announcement text hosted on FedConnect. Applicants are directed to retrieve the FOA document and follow the instructions in the Grant Application Package as provided in that full text.
Does the public listing contain all proposal requirements and evaluation criteria?
No. The listing is best read as a gateway that points eligible prior awardees to the complete application and compliance instructions in the full FOA. Detailed items such as proposal structure, technical volume requirements, commercialization expectations, budget rules, and any topic-specific criteria are typically defined in the FOA itself.
Where can I access the FOA on FedConnect?
The FOA is located on FedConnect at: https://www.fedconnect.net/FedConnect/docDEFOA0001072agencyDOE
Who should I contact if I have trouble obtaining the announcement electronically?
Contact Carl C. Hebron, Program Analyst, at 301-903-1414 or carl.hebron@science.doe.gov.
What is the main purpose of this Phase II Release 2 funding?
The purpose is to help move prior DOE SBIR/STTR-funded technologies beyond early proof-of-concept and into more mature R&D, including further development and demonstration of the technology initiated under earlier DOE funding.
What is the key takeaway for potential applicants reading the listing?
The key takeaway is that eligibility is not open-ended and the critical instructions live in the full FOA on FedConnect. Only certain prior DOE SBIR/STTR awardees (as defined in the FOA) should expect to be eligible.
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