Opportunity Information: Apply for DE FOA 0001405
Apply for DE FOA 0001405
- The PAMS-SC in the science and technology and other research and development sector is offering a public funding opportunity titled "SBIR/STTR FY 2016 Phase II Release 1" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
- This funding opportunity was created on Oct 26, 2015 and posted on Oct 26, 2015.
- Applicants must submit their applications by Dec 15, 2015. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Each selected applicant is eligible to receive up to $1,510,000.00 in funding.
- The number of recipients for this funding is limited to 75 candidate(s).
- Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
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Opportunity Summary:
The SBIR/STTR FY 2016 Phase II Release 1 opportunity (Funding Opportunity Number DE-FOA-0001405) is a discretionary grant funding announcement from the U.S. Department of Energy focused on supporting continued research and development under the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs. It is positioned specifically as a Phase II solicitation, meaning it is intended for projects that have already progressed beyond early feasibility work and are ready for more substantial R&D aimed at advancing a technology toward a demonstrable prototype, validation, or other meaningful technical milestones that move the concept closer to commercialization or deployment.
A key feature of this announcement is that it targets applicants who already have a relationship to DOE through prior SBIR/STTR awards, inviting eligible Phase I and Phase II awardees to apply for Phase II funding. The notice explicitly mentions both initial and sequential Phase II grants. In practical terms, "initial" Phase II generally refers to the first Phase II award that follows a successful Phase I effort, while "sequential" Phase II typically refers to additional Phase II support for projects that have already completed (or are completing) a prior Phase II and can justify further R&D work to reach the next stage of development. Eligibility is listed as "Unrestricted," which in government notice language usually means no special organizational category restrictions are imposed beyond the standard SBIR/STTR rules and any additional constraints described in the full FOA text.
From an administrative standpoint, the opportunity is categorized under Science and Technology and other Research and Development, with CFDA number 81.049, which corresponds to Department of Energy SBIR/STTR programming. The funding instrument is a grant, and the announcement anticipates making a relatively large number of awards, with an expected 75 awards. The maximum award amount listed (award ceiling) is $1,510,000, indicating the upper bound DOE expects for individual Phase II projects under this release. The opportunity was created and posted on October 26, 2015, with an application deadline of December 15, 2015, and the closing date did not change from the original posting (both original and current closing dates are December 15, 2015).
The announcement points applicants to the full Funding Opportunity Announcement for the details that typically matter most when preparing a compliant application, such as specific technical topic areas, required proposal components, budget rules, performance period expectations, eligibility nuances for sequential Phase II, cost principles, evaluation criteria, and submission instructions. DOE indicates the official FOA text and the grant application package instructions are available through FedConnect, specifically at the link provided in the notice (https://www.fedconnect.net/FedConnect/docDE-FOA-0001405agencyDOE..). The agency name listed is PAMS-SC, reflecting DOE's internal systems and the Office of Science connection that commonly administers parts of DOE's SBIR/STTR portfolio.
Overall, this funding opportunity is best understood as DOE's formal invitation for prior SBIR/STTR performers to compete for larger Phase II awards to continue maturing promising energy-related or science and technology innovations. The emphasis is on advancing R&D beyond proof of concept, with funding levels and award volume consistent with a broad, competitive Phase II release. For anyone considering submission, the full DE-FOA-0001405 document on FedConnect is the controlling source for the specific technical scope and the step-by-step application requirements.
FAQs - DOE SBIR/STTR FY 2016 Phase II Release 1 (DE-FOA-0001405)
What is this funding opportunity?
This is the SBIR/STTR FY 2016 Phase II Release 1 discretionary grant solicitation from the U.S. Department of Energy (Funding Opportunity Number DE-FOA-0001405). It supports continued research and development (R&D) under the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs.
What does "Phase II" mean in this announcement?
It is a Phase II solicitation, which is intended for projects that have moved beyond early feasibility work (typically associated with Phase I) and are ready for more substantial R&D. The goal is to advance a technology toward meaningful technical milestones such as a demonstrable prototype, validation, or other progress that moves the concept closer to commercialization or deployment.
Who is this opportunity intended for?
This opportunity targets applicants with an existing relationship to DOE through prior SBIR/STTR awards. It invites eligible Phase I and Phase II awardees to apply for Phase II funding.
Are both initial and sequential Phase II applications allowed?
Yes. The notice explicitly mentions both initial and sequential Phase II grants. An "initial" Phase II generally follows a successful Phase I effort, while a "sequential" Phase II generally refers to additional Phase II support for projects that have already completed (or are completing) a prior Phase II and can justify further R&D to reach the next stage of development.
What is the eligibility listed for this opportunity?
Eligibility is listed as "Unrestricted." In government notice language, that typically means there are no special organizational-category restrictions beyond standard SBIR/STTR rules and any additional constraints described in the full Funding Opportunity Announcement (FOA).
What is the funding instrument type?
The funding instrument is a grant.
How many awards does DOE expect to make?
The announcement anticipates making approximately 75 awards.
What is the maximum award amount (award ceiling)?
The award ceiling listed is $1,510,000, which represents the upper bound DOE expects for individual Phase II projects under this release.
What program area/category does this opportunity fall under?
It is categorized under Science and Technology and other Research and Development.
What is the CFDA number for this opportunity?
The CFDA number is 81.049, which corresponds to Department of Energy SBIR/STTR programming.
Which agency is offering this opportunity?
The opportunity is offered by the U.S. Department of Energy (DOE). The agency name listed is PAMS-SC, reflecting DOE internal systems and an Office of Science connection commonly associated with DOE SBIR/STTR administration.
When was the opportunity posted?
The opportunity was created and posted on October 26, 2015.
What is the application deadline?
The application deadline (closing date) is December 15, 2015.
Did the closing date change after the original posting?
No. The notice indicates both the original and current closing dates are December 15, 2015.
Where do applicants find the official FOA and application package instructions?
The announcement points applicants to FedConnect for the official FOA text and the grant application package instructions. The notice provides this FedConnect link: https://www.fedconnect.net/FedConnect/docDE-FOA-0001405agencyDOE..
What kinds of details are typically found in the full FOA (and not in the summary notice)?
The full FOA is identified as the controlling source for important requirements and details such as technical topic areas, required proposal components, budget rules, performance period expectations, eligibility nuances for sequential Phase II, cost principles, evaluation criteria, and submission instructions.
What is the main purpose of this Phase II release?
The purpose is to invite prior SBIR/STTR performers to compete for larger Phase II awards to continue maturing promising innovations in energy-related or broader science and technology areas, with an emphasis on advancing R&D beyond proof of concept.
Is this a competitive solicitation?
Based on the description, it is a broad Phase II release intended to support multiple awards (expected 75) and is framed as an invitation to compete for Phase II funding. The FOA is the controlling source for evaluation criteria and selection details.
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