Opportunity Information: Apply for DE FOA 0001490

  • The PAMS-SC in the science and technology and other research and development sector is offering a public funding opportunity titled "SBIR/STTR FY 2016 Phase II Release II" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
  • This funding opportunity was created on Feb 11, 2016 and posted on Feb 11, 2016.
  • Applicants must submit their applications by Apr 05, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $1,000,000.00 in funding.
  • The number of recipients for this funding is limited to 70 candidate(s).
  • Eligible applicants include: Small businesses.
Apply for DE FOA 0001490

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Opportunity Summary:

The SBIR/STTR FY 2016 Phase II Release II opportunity (Funding Opportunity Number DE-FOA-0001490) is a U.S. Department of Energy (DOE) discretionary grant program designed to support advanced science and technology research and development led by eligible small businesses. It is specifically a Phase II release, meaning it is aimed at projects that have already demonstrated feasibility in an earlier phase and are ready to move into more substantive R&D, prototyping, validation, and development steps that bring an innovation closer to commercialization or deployment. The announcement covers two tracks under the DOE umbrella: the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program, which are closely related but differ mainly in how they structure collaboration with research institutions.

The funding instrument is a grant, and the activity focus is science and technology and other research and development. The eligible applicant pool is limited to small businesses, consistent with SBIR and STTR rules. The issuing office is listed as PAMS-SC (DOE Office of Science-related procurement/assistance management), which signals that the opportunity is managed within DOE systems that typically serve R&D efforts connected to DOE mission needs. While the brief summary does not list topic areas, DOE SBIR/STTR Phase II awards generally fund work aligned with DOE priorities across energy technologies, advanced materials, computing, physics, chemistry, and related applied research domains, with the exact scope and required technical approach defined in the full FOA.

From a funding and scale perspective, the award ceiling is listed as up to $1,000,000 per award, and DOE anticipated making around 70 awards under this release. These figures suggest a competitive nationwide program with meaningful support per project, intended to help small businesses execute a well-defined Phase II work plan with clear technical milestones, deliverables, and an eye toward commercialization or follow-on investment. The opportunity is categorized as discretionary, meaning awards are made through a competitive review process rather than by formula or entitlement.

The key dates show the FOA was created and posted on February 11, 2016, with an application deadline (original and current) of April 5, 2016. The listing also notes that the complete FOA text and the detailed instructions for completing the Grant Application Package were hosted on FedConnect, and applicants were directed to retrieve the full announcement there at the provided link. In practice, the full FOA would contain the requirements that matter most for applicants, including eligibility definitions, SBIR versus STTR participation rules, required registrations and submission steps, technical volume expectations, budget guidelines, cost share policies if any, page limits, data rights statements, and the evaluation criteria used to score proposals (typically including technical merit, the quality of the project team and facilities, and the strength of the commercialization strategy).

In short, DE-FOA-0001490 is a DOE SBIR/STTR Phase II grant opportunity from FY 2016 (Release II) for small businesses pursuing DOE-relevant R&D, offering awards up to $1 million and targeting roughly 70 funded projects, with full application instructions and requirements provided through the official FOA text on FedConnect.

FAQs: DOE SBIR/STTR FY 2016 Phase II Release II (DE-FOA-0001490)

What is this funding opportunity?

This is a U.S. Department of Energy (DOE) discretionary grant opportunity under the SBIR and STTR programs: SBIR/STTR FY 2016 Phase II Release II. The Funding Opportunity Number (FON) is DE-FOA-0001490.

Which agency is offering the grant?

The grant is offered by the U.S. Department of Energy (DOE). The issuing office listed is PAMS-SC, indicating it is managed through DOE Office of Science-related procurement/assistance management systems.

Is this a grant or a contract?

The funding instrument for this opportunity is a grant.

What type of activities does this opportunity support?

The activity focus is science and technology and other research and development. It is intended to support advanced R&D efforts led by eligible small businesses.

What does "Phase II" mean in the SBIR/STTR context?

This is a Phase II release, which means it targets projects that have already demonstrated feasibility in an earlier phase and are ready for more substantive R&D. This commonly includes prototyping, validation, development, and other steps intended to move an innovation closer to commercialization or deployment.

What is meant by "Release II"?

The opportunity is labeled "Phase II Release II" for FY 2016. Based on the information provided, it indicates a specific release cycle within the FY 2016 Phase II opportunities.

Who is eligible to apply?

The eligible applicant pool is limited to small businesses, consistent with SBIR and STTR program rules.

Are both SBIR and STTR applicants allowed?

Yes. The announcement covers two tracks under DOE: the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program.

What is the difference between SBIR and STTR under this opportunity?

They are closely related programs, but they differ mainly in how they structure collaboration with research institutions. The full FOA would contain the detailed participation and collaboration rules for each track.

What is the maximum award amount?

The award ceiling is listed as up to $1,000,000 per award.

How many awards does DOE expect to make?

DOE anticipated making around 70 awards under this release.

Is this funding competitive?

Yes. The opportunity is categorized as discretionary, meaning awards are made through a competitive review process rather than by formula or entitlement.

When was the FOA posted?

The FOA was created and posted on February 11, 2016.

What was the application deadline?

The application deadline (original and current) is listed as April 5, 2016.

Where were applicants directed to find the full announcement and application instructions?

The complete FOA text and detailed instructions for completing the Grant Application Package were hosted on FedConnect, and applicants were directed to retrieve the full announcement there via the provided link in the listing.

Does the summary list specific topic areas?

No. The brief summary does not list topic areas. It notes that DOE SBIR/STTR Phase II awards generally fund work aligned with DOE priorities across areas such as energy technologies, advanced materials, computing, physics, chemistry, and related applied research domains, with the exact scope defined in the full FOA.

What kinds of project work are typically supported at this stage?

Based on the Phase II description provided, projects at this stage typically focus on more substantive R&D work plans with technical milestones and deliverables. This can include prototyping, validation, and development activities designed to advance an innovation toward commercialization or deployment.

What should applicants expect to find in the full FOA that is not in the summary?

The full FOA would typically include the detailed requirements that govern the application, such as eligibility definitions; SBIR versus STTR participation rules; required registrations and submission steps; technical volume expectations; budget guidelines; cost share policies (if any); page limits; data rights statements; and proposal evaluation criteria.

What evaluation criteria are typically used for DOE SBIR/STTR Phase II proposals?

The summary notes that evaluation criteria are typically described in the FOA and often include technical merit, the quality of the project team and facilities, and the strength of the commercialization strategy.

What is the overall goal of this Phase II funding?

The overall goal is to help eligible small businesses execute a well-defined Phase II R&D plan that advances DOE-relevant innovations toward commercialization or deployment, potentially positioning projects for follow-on investment or next-step adoption.

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