Opportunity Information: Apply for DE FOA 0001618
Apply for DE FOA 0001618
- The Department of Energy - Office of Science, Office of Science in the science and technology and other research and development sector is offering a public funding opportunity titled "SBIR/STTR FY2017 Phase I Release 1" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
- This funding opportunity was created on Aug 15, 2016.
- Applicants must submit their applications by Oct 15, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Each selected applicant is eligible to receive up to $150,000.00 in funding.
- The number of recipients for this funding is limited to 200 candidate(s).
- Eligible applicants include: Small businesses.
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Opportunity Summary:
The Department of Energy (DOE) Office of Science released this discretionary grant opportunity, titled "SBIR/STTR FY2017 Phase I Release 1" (Funding Opportunity Number: DE FOA 0001618), to fund early-stage research and development by U.S. small businesses. The announcement covers two closely related but distinct pathways under DOE's congressionally authorized innovation programs: the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program. Both tracks are designed to help small companies explore the technical merit and commercial potential of high-impact scientific and energy-related technologies, with Phase I focused on feasibility and proof-of-concept work that can lead to larger Phase II development efforts.
The opportunity falls under the "Science and Technology and other Research and Development" activity category (CFDA 81.049) and uses the grant funding instrument. Eligibility is limited to small businesses that meet the program rules for SBIR and/or STTR, reflecting the intent to strengthen U.S. innovation by supporting domestic small firms in developing cutting-edge technologies aligned with DOE mission priorities. While the notice itself is brief here, this type of Phase I solicitation typically supports projects that demonstrate a clear technical approach, measurable Phase I objectives, and a credible pathway to commercialization or broader mission impact, often including potential downstream applications in energy, national security-relevant science, advanced computing, physical sciences, or other DOE Office of Science research areas.
Key dates and scale are clearly defined. The FOA was created on August 15, 2016, with an original application closing date of October 15, 2016. DOE anticipated making approximately 200 awards under this release, indicating a relatively broad funding slate across multiple topic areas. The maximum award amount (award ceiling) for a Phase I project under this specific FOA is listed as $150,000, which is consistent with Phase I funding intended to validate feasibility rather than fully develop and deploy a product. In practical terms, that ceiling generally shapes the scope of work toward focused experiments, prototype components, modeling and simulation, early validation testing, and other activities that can credibly de-risk the technology enough to justify a Phase II proposal or attract additional investment.
Overall, this FOA represents DOE's FY2017 Phase I Release 1 solicitation for SBIR and STTR, administered by the DOE Office of Science, and aimed at enabling small businesses to perform high-quality R&D with strong scientific foundations and real-world technology potential. It provides a competitive grant route for eligible small firms to secure up to $150,000 in Phase I support, with an expectation of around 200 total awards, and it distinguishes between the SBIR and STTR mechanisms so applicants can pursue the track that best matches their collaboration model and commercialization plan.
FAQs: DOE Office of Science - SBIR/STTR FY2017 Phase I Release 1 (DE FOA 0001618)
What is this funding opportunity?
This is a discretionary grant opportunity from the U.S. Department of Energy (DOE) Office of Science titled "SBIR/STTR FY2017 Phase I Release 1" (Funding Opportunity Number: DE FOA 0001618). It is intended to support early-stage research and development (R&D) by U.S. small businesses through DOE's SBIR and STTR programs.
Which DOE office is offering this FOA?
The funding opportunity is administered by the DOE Office of Science.
What programs does this FOA cover?
This FOA covers two related but distinct DOE innovation pathways: the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program.
What is the purpose of SBIR and STTR under this solicitation?
Both tracks are designed to help small businesses explore the technical merit and commercial potential of high-impact scientific and energy-related technologies. The Phase I focus is on feasibility and proof-of-concept work that can lead to larger Phase II development efforts.
What phase of funding is this opportunity for?
This is a Phase I solicitation. Phase I generally supports feasibility studies and proof-of-concept work rather than full-scale product development.
What is the maximum award amount for Phase I under this FOA?
The award ceiling listed for a Phase I project under this FOA is $150,000.
How many awards does DOE expect to make?
DOE anticipated making approximately 200 awards under this release.
What type of funding instrument is used?
The funding instrument is a grant.
What is the activity category and CFDA number for this opportunity?
The activity category is "Science and Technology and other Research and Development" and the CFDA number is 81.049.
Who is eligible to apply?
Eligibility is limited to small businesses that meet the program rules for SBIR and/or STTR. The intent is to strengthen U.S. innovation by supporting domestic small firms developing technologies aligned with DOE mission priorities.
What kinds of projects are a fit for this Phase I FOA?
Based on the description provided, Phase I projects are typically expected to present a clear technical approach, measurable Phase I objectives, and a credible pathway to commercialization or broader DOE mission impact. This often includes work that demonstrates feasibility and de-risks the technology for potential Phase II follow-on development.
What kinds of R&D activities are typically supported within the Phase I budget ceiling?
The $150,000 ceiling generally points to focused, early-stage efforts such as targeted experiments, prototype components, modeling and simulation, early validation testing, and other proof-of-concept activities that establish feasibility.
What technology areas or application themes does this FOA generally relate to?
The opportunity is described as supporting high-impact scientific and energy-related technologies aligned with DOE mission priorities. Examples mentioned include potential downstream applications in energy, national security-relevant science, advanced computing, physical sciences, and other DOE Office of Science research areas.
How are SBIR and STTR described as different in this FOA?
The announcement describes SBIR and STTR as closely related but distinct pathways. Applicants are expected to pursue the track that best matches their collaboration model and commercialization plan.
What is the timeline for this FOA (creation date and closing date)?
The FOA was created on August 15, 2016, and the original application closing date was October 15, 2016.
Is this a competitive funding opportunity?
Yes. It is described as a competitive grant route for eligible small firms to secure Phase I support.
What is the broader goal of DOE in offering this Phase I release?
The stated intent is to support domestic small firms and strengthen U.S. innovation by enabling high-quality R&D with strong scientific foundations and real-world technology potential, particularly in areas aligned with DOE Office of Science mission priorities.
Does Phase I funding under this FOA imply a pathway to Phase II?
Phase I is described as feasibility and proof-of-concept work that can lead to larger Phase II development efforts. The Phase I scope is framed as work that de-risks a technology enough to justify a Phase II proposal or attract additional investment.
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