Opportunity Information: Apply for DE FOA 0001164
Apply for DE FOA 0001164
- The Office of Science in the science and technology and other research and development sector is offering a public funding opportunity titled "Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) FY 2015 Phase I Release 1" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049 Office of Science Financial Assistance Program.
- This funding opportunity was created on Aug 11, 2014 and posted on Aug 11, 2014.
- Applicants must submit their applications by Oct 14, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
- ELIGIBLE SBIR AND STTR APPLICANTS SBIR/STTR program eligibility requirements are in place to ensure that the funds go only to small, independent U.S. businesses. The regulations include restrictions about (1) the type of firm, (2) its ownership structure, and (3) the firms size in terms of the number of employees. The purpose of the requirement regarding type of firm is to target the awards to firms with an economic interest in developing the idea or research into a commercial application. The purpose of the ownership requirement is to limit the program to independent firms controlled by U.S. citizens or permanent resident aliens as a way of maximizing the likelihood that the funding will stimulate innovative activity within the U.S. economy. The purpose of the size restriction (number of employees of the firm and its affiliates) is to limit program funding to small business concerns which have a unique capacity for innovation and are more likely to be constrained by lack of access to such funding. Please see the full FOA document for additional information on eligibility.
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Opportunity Summary:
The funding opportunity titled "Small Business Innovation Research (SBIR) / Small Business Technology Transfer (STTR) FY 2015 Phase I Release 1" is a U.S. Department of Energy (DOE) Office of Science announcement that supports early-stage research and development by small businesses. It is issued as a Funding Opportunity Announcement (FOA) under the DOE financial assistance program and is framed specifically around Phase I work, which generally means feasibility and proof-of-concept research intended to validate a technical idea before larger follow-on development. The FOA is presented as two distinct opportunities under one umbrella: one for SBIR and one for STTR, which are closely related federal programs aimed at pushing innovative technologies from concept toward commercialization, especially in areas tied to science, technology, and R&D.
This announcement is identified by Funding Opportunity Number DE-FOA-0001164, categorized as a discretionary grant opportunity within the "Science and Technology and other Research and Development" activity area. It is associated with CFDA number 81.049 (Office of Science Financial Assistance Program). The FOA was posted and created on August 11, 2014, with an original and current closing date of October 14, 2014, and an archive date of January 14, 2015. The public summary data list estimated total funding and award floor/ceiling as 0, which typically means the amounts are not specified in the summary record and applicants need to consult the full FOA for the real funding levels, anticipated number of awards, and topic-specific budgets or limits.
Eligibility is described as "unrestricted" at the top-line category level, but in practice it is governed by SBIR and STTR statutory and regulatory requirements. The FOA emphasizes that eligibility rules exist to ensure awards go to small, independent U.S. businesses and highlights three major eligibility dimensions: the type of firm, the ownership structure, and the firm size as measured by number of employees (including affiliates). The stated intent behind these rules is to ensure that awardees have a genuine economic stake in developing the proposed innovation into a commercial application, to keep program control in the hands of U.S. citizens or permanent resident aliens (thereby strengthening domestic innovation and economic impact), and to focus support on smaller firms that often have strong innovation potential but limited access to capital. The summary notes that applicants should rely on the full FOA for complete eligibility detail and any clarifications, since SBIR/STTR rules can involve specific thresholds and conditions.
From an application standpoint, the key instruction is that the full text of the FOA and the detailed instructions for completing the grant application package are hosted on FedConnect. Applicants are directed to retrieve the full announcement from the provided FedConnect link, which is where DOE typically publishes the detailed topic areas, required registrations, proposal formatting rules, page limits, evaluation criteria, and submission steps. Because the summary does not include those elements, the practical takeaway is that a serious applicant must work from the full FOA document to ensure compliance with the required structure and attachments, as well as any program-specific requirements that distinguish SBIR from STTR.
For applicants who cannot access the announcement electronically or run into issues obtaining the FOA, the contact listed is Carl C. Hebron, Program Analyst at DOE Office of Science, reachable at 301-903-1414 or via email at carl.hebron@science.doe.gov. This contact is positioned as support for access and announcement-related questions, which can be important given the reliance on FedConnect for the authoritative FOA text and submission guidance.
Frequently Asked Questions (FAQs)
What is the title of this funding opportunity?
The opportunity is titled "Small Business Innovation Research (SBIR) / Small Business Technology Transfer (STTR) FY 2015 Phase I Release 1."
Which agency is offering this funding opportunity?
This is a U.S. Department of Energy (DOE) Office of Science funding opportunity.
What type of funding announcement is this?
It is issued as a Funding Opportunity Announcement (FOA) under the DOE financial assistance program.
What is the Funding Opportunity Number?
The Funding Opportunity Number is DE-FOA-0001164.
What program does this FOA fall under (CFDA number)?
The FOA is associated with CFDA 81.049, the Office of Science Financial Assistance Program.
What is the primary purpose of this opportunity?
The announcement supports early-stage research and development (R&D) by small businesses, focused on Phase I work that generally covers feasibility and proof-of-concept research to validate a technical idea before larger follow-on development.
Is this one program or two separate opportunities?
The FOA is presented as two distinct opportunities under one umbrella: one for SBIR and one for STTR. They are closely related federal programs intended to help move innovative technologies from concept toward commercialization.
What activity area/category is this opportunity listed under?
It is categorized as a discretionary grant opportunity in the "Science and Technology and other Research and Development" activity area.
When was the FOA posted?
The FOA was posted (and created) on August 11, 2014.
What is the application closing date?
The original and current closing date listed is October 14, 2014.
When was the opportunity archived?
The archive date listed is January 14, 2015.
How much funding is available under this opportunity?
The public summary data list estimated total funding and the award floor/ceiling as 0. This typically indicates the summary record does not specify amounts, and applicants must consult the full FOA for actual funding levels, anticipated number of awards, and any topic-specific budgets or limits.
Who is eligible to apply?
The top-line category lists eligibility as "unrestricted," but eligibility is governed by SBIR and STTR statutory and regulatory requirements. The FOA emphasizes eligibility rules intended to ensure awards go to small, independent U.S. businesses.
What are the main eligibility dimensions highlighted in the summary?
The summary highlights three major eligibility dimensions: (1) the type of firm, (2) the ownership structure, and (3) firm size as measured by number of employees, including affiliates.
Why does the FOA emphasize ownership and control requirements?
The stated intent is to keep program control in the hands of U.S. citizens or permanent resident aliens, strengthen domestic innovation and economic impact, and ensure the awardee has a genuine economic stake in commercializing the proposed innovation.
Why does the FOA emphasize firm size?
The summary explains that the rules focus support on smaller firms that often have strong innovation potential but limited access to capital.
Where do I find the full FOA and the detailed application instructions?
The full text of the FOA and the detailed instructions for completing the grant application package are hosted on FedConnect. Applicants are directed to retrieve the full announcement from the FedConnect link provided with the opportunity.
What kinds of details are expected to be in the full FOA (but are not in the summary)?
The summary indicates the full FOA is where DOE typically provides detailed topic areas, required registrations, proposal formatting rules, page limits, evaluation criteria, and submission steps, including any requirements that distinguish SBIR from STTR.
If the summary says eligibility is "unrestricted," can any organization apply?
Not necessarily. The summary notes that, despite the "unrestricted" label at the top-line category level, SBIR/STTR statutory and regulatory requirements govern actual eligibility, and applicants should rely on the full FOA for complete details and clarifications.
What should I do if I cannot access the announcement electronically?
If you cannot access the announcement electronically or have trouble obtaining the FOA, the summary provides a point of contact at DOE Office of Science for access and announcement-related questions.
Who is the contact person for this opportunity?
The contact listed is Carl C. Hebron, Program Analyst, DOE Office of Science.
How can I reach the listed contact?
Phone: 301-903-1414. Email: carl.hebron@science.doe.gov.
What kinds of questions is the listed contact intended to help with?
The summary positions the contact as support for access and announcement-related questions, which may be important because the authoritative FOA text and submission guidance are provided through FedConnect.
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