Opportunity Information: Apply for 09 605
Apply for 09 605
- The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "Small Business Technology Transfer Program FY 2010" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants.
- This funding opportunity was created on Mar 12, 2010 and posted on Aug 13, 2009.
- Applicants must submit their applications by Nov 17, 2009 Full Proposal Deadline(s) November 17, 2009 Please do not submit proposals prior to 10/17/2009. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $5,000,000.00 to eligible and selected applicants.
- The number of recipients for this funding is limited to 35 candidate(s).
- Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
- Organization Limit Proposals may only be submitted by the following For profit organizations U.S. commercial organizations, especially small businesses with strong capabilities in scientific or engineering research or education. PI LimitThe primary employment of the Principal Investigator (PI) must be with the small business concern at the time of the award. A PI must spend a minimum of two calendar months on an STTR Phase I project. Employment releases and certifications of intent shall be required prior to award.
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Opportunity Summary:
The Small Business Technology Transfer Program (STTR) FY 2010 opportunity (NSF Funding Opportunity Number 09-605) is a discretionary grant program run by the National Science Foundation (NSF) aimed at pushing early-stage, research-driven technologies toward real-world commercialization. The core purpose is to stimulate technological innovation in the private sector by strengthening the role of small businesses in meeting federal research and development needs, increasing the commercial use of results that come from federally supported research, and encouraging participation from socially and economically disadvantaged and women-owned small businesses. What makes STTR distinct is that it is built around formal collaboration: a small business partners with a university or other nonprofit research institution, and the research institution's investigators must play a significant intellectual role in carrying out the project. This structure is meant to help translate promising academic ideas into market-ready products or services without forcing the academic researchers to leave their primary institutional employment.
In practical terms, the program targets U.S. for-profit commercial organizations, especially small businesses with strong scientific or engineering research capabilities, and it sits within the Science and Technology and other Research and Development activity category. The CFDA listing provided is 47.041 (Engineering Grants). NSF anticipated making around 35 awards under this solicitation, with an estimated total funding amount of $5,000,000. Individual awards had a stated floor of $150,000, and the solicitation indicated no cost sharing or matching requirement, which lowers the barrier for early-stage firms that may not have substantial non-federal funds available.
Eligibility is centered on the small business as the applicant organization. Proposals could only be submitted by eligible for-profit U.S. commercial organizations (with the details clarified in the full NSF publication referenced as 09-605). A key personnel requirement is tied to the Principal Investigator (PI): the PI's primary employment must be with the small business concern at the time of award, reinforcing that the small company is leading the effort rather than acting only as a pass-through. The solicitation also required that the PI devote at least two calendar months of effort to an STTR Phase I project, and noted that employment releases and certifications of intent would be required prior to award, which signals NSF's emphasis on verifying commitment and compliance with STTR rules.
The timeline for this FY 2010 STTR solicitation was clearly defined. The opportunity was posted on August 13, 2009, with full proposals due on November 17, 2009, and applicants were instructed not to submit proposals before October 17, 2009. The original and current closing dates were both November 17, 2009, indicating the deadline did not shift during the open period. The archive date was March 11, 2010, and the record creation date is listed as March 12, 2010, reflecting administrative handling after the competition closed.
For applicants needing help accessing the announcement or navigating submission mechanics, NSF directed users to Grants.gov support at grantsgovsupport@nsf.gov for technical access issues. The official additional information source for the full solicitation details is NSF Publication 09-605, which would contain the complete rules for STTR partnerships, distribution of work between the small business and the research institution, proposal content requirements, review criteria, and any topic areas or subprogram guidance NSF included for that fiscal year.
FAQs: NSF STTR FY 2010 (NSF Funding Opportunity Number 09-605)
What is this funding opportunity?
This is the Small Business Technology Transfer Program (STTR) FY 2010 opportunity run by the National Science Foundation (NSF). It is a discretionary grant program designed to move early-stage, research-driven technologies toward real-world commercialization through formal collaboration between a small business and a research institution.
Who is the funding agency?
The funding agency is the National Science Foundation (NSF).
What is the program trying to achieve?
The stated purposes include stimulating technological innovation in the private sector, strengthening the role of small businesses in meeting federal research and development needs, increasing the commercial use of results from federally supported research, and encouraging participation from socially and economically disadvantaged and women-owned small businesses.
What makes STTR different from other small business R&D programs?
STTR is built around formal collaboration. A small business must partner with a university or other nonprofit research institution, and investigators at the research institution must play a significant intellectual role in carrying out the project. This setup is intended to help translate academic research into market-ready products or services without requiring academic investigators to leave their primary institutional employment.
What types of organizations are eligible to apply?
Proposals may be submitted only by eligible for-profit U.S. commercial organizations (the solicitation notes that details are clarified in the full NSF publication referenced as 09-605). Eligibility is centered on the small business as the applicant organization.
Do universities or nonprofit research institutions apply directly?
No. The applicant organization is the small business. The research institution participates as the required partner under the STTR collaboration model described in the opportunity summary.
What kind of collaboration is required?
The opportunity requires a formal partnership between a small business and a university or other nonprofit research institution. The research institution investigators must have a significant intellectual role in performing the work.
What is the Principal Investigator (PI) employment requirement?
The PI's primary employment must be with the small business concern at the time of award. This requirement reinforces that the small business is leading the project.
How much time must the PI commit?
The solicitation required that the PI devote at least two calendar months of effort to an STTR Phase I project.
Are any certifications or employment documents required?
Yes. The opportunity indicated that employment releases and certifications of intent would be required prior to award. This signals NSF's emphasis on confirming commitment and compliance with STTR requirements.
What is the assistance listing (CFDA) number associated with this opportunity?
The CFDA listing provided is 47.041 (Engineering Grants).
What activity category does this program fall under?
The opportunity sits within the Science and Technology and other Research and Development activity category.
How many awards did NSF expect to make?
NSF anticipated making around 35 awards under this solicitation.
What was the estimated total funding amount?
The estimated total funding amount was $5,000,000.
What is the minimum (floor) award amount?
Individual awards had a stated floor of $150,000.
Is cost sharing or matching required?
No. The solicitation indicated there was no cost sharing or matching requirement.
When was the opportunity posted?
The opportunity was posted on August 13, 2009.
What was the proposal due date?
Full proposals were due on November 17, 2009.
Could applicants submit proposals at any time during the open window?
No. Applicants were instructed not to submit proposals before October 17, 2009.
Did the deadline change?
No. The original and current closing dates were both November 17, 2009, indicating the deadline did not shift during the open period.
When was the opportunity archived?
The archive date was March 11, 2010.
What is the record creation date listed for this opportunity?
The record creation date is listed as March 12, 2010, reflecting administrative handling after the competition closed.
Where can applicants find the full, official solicitation details?
The opportunity points to NSF Publication 09-605 as the official source for complete rules and requirements. It would include the full details on STTR partnerships, distribution of work between the small business and research institution, proposal content requirements, review criteria, and any NSF topic areas or subprogram guidance for that fiscal year.
Who should applicants contact for technical help accessing the announcement or submission mechanics?
For technical access issues related to Grants.gov, NSF directed users to contact Grants.gov support at grantsgovsupport@nsf.gov.
What is the NSF Funding Opportunity Number for this STTR solicitation?
The NSF Funding Opportunity Number is 09-605.
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