Opportunity Information: Apply for BAA RV 10 03

  • The Air Force Research Lab in the science and technology and other research and development sector is offering a public funding opportunity titled "Small University Grants Open 5 Year Broad Agency Announcement" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.800 Air Force Defense Research Sciences Program.
  • This funding opportunity was created on Apr 12, 2012 and posted on Aug 27, 2010.
  • Applicants must submit their applications by Aug 26, 2015 1200 p.m. mountain standard time. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $4,950,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $4,950,000.00 in funding.
  • The number of recipients for this funding is limited to 3 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
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Opportunity Summary:

The "Small University Grants Open 5 Year Broad Agency Announcement" (Funding Opportunity Number BAA RV 10 03) is an Air Force Research Laboratory (AFRL) discretionary grant opportunity under CFDA 12.800, the Air Force Defense Research Sciences Program. It is structured as a Broad Agency Announcement (BAA), meaning AFRL is soliciting proposals for research and development efforts that align with specific technical topic areas described in the announcement, with awards made competitively based on the merit and relevance of proposed work. The funding activity category is Science and Technology and other Research and Development, and the instrument type is a grant. The announcement was originally posted on August 27, 2010, later updated (creation date April 12, 2012), and ultimately remained open through a long BAA window with a current closing date of August 26, 2015 at 12:00 p.m. Mountain Standard Time, with an archive date of August 27, 2015.

In terms of scale, the opportunity lists an estimated total funding amount of $4,950,000, with an award ceiling also shown as $4,950,000 and an award floor of $0. The Air Force anticipated making about three awards. The opportunity is listed as "unrestricted" eligibility (open to any type of entity), although applicants are still expected to follow any eligibility clarifications contained in the full text of the announcement. The solicitation explicitly states there is no cost sharing or matching requirement. It also notes that no profit or fee will be paid under this grant, which is typical for many federal assistance awards and is important for applicants budgeting their projects.

The text provided is specifically focused on Amendment 0005 to the BAA, which makes targeted administrative and point-of-contact updates rather than changing the overall purpose of the program. One key content update is within Section I (Funding Opportunity Description), Technology Area Description, Topic Area 8 on "Radiation Effects/Protection." The technical scope of Topic Area 8 remains the same: it covers research into space radiation effects on electronic components and approaches to maximize failure tolerance of space electronics in radiation environments. The amendment changes the alternate point of contact for this topic area from Creigh Gordon to Gabe Mounce, while keeping the primary point of contact as Ken Hunt (phone 505-846-4959). The alternate POC phone number remains listed as 505-846-6079, but the person associated with that number is updated.

Another important set of changes in Amendment 0005 corrects and clarifies proposal submission instructions in Section IV (Application and Submission Information), specifically the "Budget and Schedule" portion. The amendment corrects which attachment governs budget preparation. The prior text mistakenly directed applicants to conform to "Attachment B, Instructions for Preparing Budgets (Assistance)." The corrected instruction states that the budget proposal (limited to 10 pages) must conform to "Attachment A, Instructions for Preparing Budgets (Assistance)." This matters because applicants must use the correct budget format, required tables, and cost detail expectations referenced by the right attachment to avoid being found noncompliant.

The budget guidance summarized in the amendment emphasizes a few compliance expectations. Applicants must clearly separate internal costs from costs used to pursue the objectives (examples given include scholarships, training, and course preparation). If subcontractors are used, the applicant must be able to show the subcontractor selection was competitive, or that a properly justified noncompetitive/sole-source award consistent with applicable regulations was or will be made. The guidance also stresses efforts to provide small and disadvantaged businesses an opportunity to compete, and it requires that some form of cost or price analysis be conducted. Tables 1 and 2 are required to be completed for the entire period of performance. The budget section must stand alone and be complete, and it must include a program execution schedule identifying objectives/goals and major milestones across the performance period.

Finally, Amendment 0005 replaces two attachments to ensure applicants are using the most current supporting documents. It replaces Attachment A with a revised version titled "Attachment A, Det 8 Air Force Research Laboratory AFRL/PK Instructions for Preparing Budgets (Assistance), Revised 21 Sept 2010." It also replaces the certifications package: the older "Attachment B, Certifications for Applications for Federal Assistance (Grants and Cooperative Agreements) (Current as of 27 Aug 2007)" is deleted and replaced with "Attachment B Certifications for Applications for Federal Assistance (Grants and Cooperative Agreements) (Current as of 11 April 2012)." In practical terms, these updates signal that applicants should rely on the revised budget instructions and submit the up-to-date federal assistance certifications that were current at the time of the amendment.

For administrative questions or problems accessing the full announcement, the listed contact is LaDonna Nivens, Grants Specialist/Grants Officer, at 505-853-2279, AFRL/RVKS, 3550 Aberdeen Ave SE, Building 426, Room 130, Kirtland AFB, NM 87117-0001. The issuing agency is the Air Force Research Laboratory, and an AFRL website link is included in the notice for additional organizational reference.

Frequently Asked Questions (FAQs)

1) What is the name of this grant opportunity and what is the funding opportunity number?

The opportunity is titled "Small University Grants Open 5 Year Broad Agency Announcement" and the Funding Opportunity Number is BAA RV 10 03.

2) Which agency is offering this opportunity?

The issuing agency is the Air Force Research Laboratory (AFRL).

3) What program and CFDA number does this opportunity fall under?

This is an AFRL discretionary grant opportunity under CFDA 12.800, the Air Force Defense Research Sciences Program.

4) What type of solicitation is this?

It is a Broad Agency Announcement (BAA). Under a BAA, AFRL solicits proposals for research and development efforts that align with specific technical topic areas described in the announcement, and makes awards competitively based on the merit and relevance of the proposed work.

5) What is the funding instrument type?

The instrument type is a grant.

6) What is the funding activity category for this opportunity?

The funding activity category is Science and Technology and other Research and Development.

7) When was the opportunity posted and what is the open/close window?

The announcement was originally posted on August 27, 2010. It was later updated (creation date April 12, 2012) and remained open through a long BAA window with a closing date of August 26, 2015 at 12:00 p.m. Mountain Standard Time. The archive date is August 27, 2015.

8) How much funding is expected to be available in total?

The estimated total funding amount is $4,950,000.

9) What are the award ceiling and award floor?

The award ceiling is listed as $4,950,000 and the award floor is $0.

10) How many awards did the Air Force anticipate making?

The Air Force anticipated making about three awards.

11) Who is eligible to apply?

Eligibility is listed as "unrestricted," meaning it is open to any type of entity. Applicants are still expected to follow any eligibility clarifications contained in the full text of the announcement.

12) Is cost sharing or matching required?

No. The solicitation explicitly states there is no cost sharing or matching requirement.

13) Can a recipient include profit or a fee in the budget?

No. The solicitation notes that no profit or fee will be paid under this grant, which is typical for many federal assistance awards and is important to reflect in project budgeting.

14) What is Amendment 0005 and what does it change?

The provided text focuses on Amendment 0005. This amendment makes targeted administrative and point-of-contact updates and corrects/clarifies certain proposal submission instructions (particularly around budget preparation). It does not change the overall purpose of the program.

15) Which technical topic area is specifically referenced in the amendment text?

The amendment calls out Section I (Funding Opportunity Description), Technology Area Description, Topic Area 8: "Radiation Effects/Protection."

16) What is the scope of Topic Area 8 (Radiation Effects/Protection)?

Topic Area 8 covers research into space radiation effects on electronic components and approaches to maximize failure tolerance of space electronics in radiation environments.

17) Who are the points of contact for Topic Area 8, and what changed in Amendment 0005?

The primary point of contact for Topic Area 8 is Ken Hunt (phone 505-846-4959). Amendment 0005 changes the alternate point of contact from Creigh Gordon to Gabe Mounce. The alternate point-of-contact phone number remains listed as 505-846-6079, but the person associated with that number is updated.

18) What proposal submission instruction was corrected regarding the budget?

Amendment 0005 corrects the instruction in Section IV (Application and Submission Information), "Budget and Schedule." The prior text mistakenly directed applicants to conform to "Attachment B, Instructions for Preparing Budgets (Assistance)." The corrected instruction states that the budget proposal (limited to 10 pages) must conform to "Attachment A, Instructions for Preparing Budgets (Assistance)."

19) How long can the budget proposal section be?

The budget proposal is limited to 10 pages.

20) What does the budget guidance say about separating different types of costs?

The budget guidance emphasizes that applicants must clearly separate internal costs from costs used to pursue the objectives (with examples including scholarships, training, and course preparation).

21) What does the amendment say about subcontractors?

If subcontractors are used, the applicant must be able to show that subcontractor selection was competitive, or that a properly justified noncompetitive/sole-source award consistent with applicable regulations was or will be made.

22) Are there expectations related to small and disadvantaged business participation?

Yes. The guidance stresses efforts to provide small and disadvantaged businesses an opportunity to compete.

23) Is any cost or price analysis required?

Yes. The guidance requires that some form of cost or price analysis be conducted.

24) Which budget tables are required and for what timeframe?

Tables 1 and 2 are required to be completed for the entire period of performance.

25) Does the budget section need to be understandable on its own?

Yes. The guidance states that the budget section must stand alone and be complete.

26) Is a schedule required as part of the budget and schedule section?

Yes. The budget materials must include a program execution schedule identifying objectives/goals and major milestones across the performance period.

27) Which attachments were replaced by Amendment 0005?

Amendment 0005 replaces two attachments: Attachment A (budget instructions) and Attachment B (certifications).

28) What is the revised Attachment A that applicants should use?

Attachment A is replaced with a revised version titled "Attachment A, Det 8 Air Force Research Laboratory AFRL/PK Instructions for Preparing Budgets (Assistance), Revised 21 Sept 2010."

29) What happened to the certifications attachment (Attachment B)?

The older certifications package titled "Attachment B, Certifications for Applications for Federal Assistance (Grants and Cooperative Agreements) (Current as of 27 Aug 2007)" is deleted and replaced with "Attachment B Certifications for Applications for Federal Assistance (Grants and Cooperative Agreements) (Current as of 11 April 2012)."

30) Who should be contacted for administrative questions or issues accessing the full announcement?

For administrative questions or problems accessing the full announcement, the listed contact is LaDonna Nivens, Grants Specialist/Grants Officer, at 505-853-2279, AFRL/RVKS, 3550 Aberdeen Ave SE, Building 426, Room 130, Kirtland AFB, NM 87117-0001.

31) Where is the AFRL office location provided in the notice?

The notice lists: AFRL/RVKS, 3550 Aberdeen Ave SE, Building 426, Room 130, Kirtland AFB, NM 87117-0001.

32) Does the notice include an AFRL website link?

Yes. The notice indicates that an AFRL website link is included for additional organizational reference (the specific URL is not included in the provided text).

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