Opportunity Information: Apply for 13 SN 0022

  • The Office of Naval Research in the science and technology and other research and development sector is offering a public funding opportunity titled "Special Program Announcement for 2013" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.300 Basic and Applied Scientific Research.
  • This funding opportunity was created on Jul 18, 2013 and posted on Jul 18, 2013.
  • Applicants must submit their applications by Nov 12, 2013. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The number of recipients for this funding is limited to 2 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • All responsible sources from academia and industry may submit proposals under this BAA. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are encouraged to submit proposals and join others in submitting proposals. However, no portion of this BAA will be set aside for HBCU and MI participation, due to the impracticality of reserving discrete or severable items of this research for exclusive competition among the entities. Federally Funded Research Development Centers (FFRDCs), including Department of Energy National Laboratories, are not eligible to receive awards under this BAA. However, teaming arrangements between FFRDCs and eligible principal bidders are allowed so long as they are permitted under the sponsoring agreement between the Government and the specific FFRDC. Navy laboratories and warfare centers as well as other Department of Defense and civilian agency laboratories are also not eligible to receive awards under this BAA and should not directly submit either white papers or full proposals in response to this BAA. If any such organization is interested in one or more of the programs described herein, the organization should contact an appropriate ONR POC to discuss its area of interest. The various scientific divisions of ONR are identified at http://www.onr.navy.mil/. As with FFRDCs, these types of federal organizations may team with other responsible sources from academia and industry that are submitting proposals under this BAA. University Affiliated Research Centers (UARC) are eligible to submit proposals under this BAA unless precluded from doing so by their Department of Defense UARC contract. Teams are also encouraged and may submit proposals in any and all areas. However, Offerors must be willing to cooperate and exchange software, data and other information in an integrated program with other contractors, as well as with system integrators, selected by ONR. Some topics cover export controlled technologies. Research in these areas is limited to U.S. persons as defined in the International Traffic in Arms Regulations (ITAR) 22 CFR 120.1 et seq.
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Opportunity Summary:

The Office of Naval Research (ONR) Special Program Announcement for 2013 (Funding Opportunity Number 13 SN 0022) is a discretionary federal research funding opportunity tied to the FY13 ONR Long Range Broad Agency Announcement (BAA13-001). The topic sits within the Sea Warfare and Weapons Department (Code 33), specifically the Structural Materials area described in the BAA. The announcement is essentially a focused call meant to steer the research community toward a defined set of structural materials questions relevant to naval and sea warfare needs, while also prompting early communication among interested teams and laying out the expected schedule for submitting white papers and full proposals.

ONR indicates it expects to make up to two awards. Each award is anticipated to be funded at roughly up to $700,000 per year, with a total performance period of 48 months (four years). The funding instrument is listed as a grant, with procurement contract also referenced in the instrument type field, and the activity is categorized broadly as science and technology and other research and development. There is no cost sharing or matching requirement stated. The opportunity is associated with CFDA 12.300, Basic and Applied Scientific Research, which signals it is aimed at early-stage to applied research that can support future naval capabilities.

A central goal of the announcement is community shaping rather than simply announcing money: ONR explicitly frames it as a way to highlight the technical areas to be studied, start dialogue among potential performers, and communicate the planned timetable for white papers and proposals. At the same time, ONR makes clear that the plan described is subject to change at the government’s discretion, which is standard language indicating that funding levels, timing, or scope could be adjusted depending on program priorities and available funds.

Eligibility is broad for “responsible sources” in academia and industry. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are encouraged to apply or to participate on teams, but ONR is not setting aside any portion of the work exclusively for those institutions because the research is not considered easily separable for set-aside competition. Some categories of federal organizations cannot be direct awardees under this BAA: Federally Funded Research and Development Centers (FFRDCs), including Department of Energy national laboratories, are not eligible to receive awards directly; likewise Navy laboratories, warfare centers, and other Department of Defense or civilian agency laboratories should not submit white papers or proposals as prime applicants. However, those ineligible federal entities may participate through teaming arrangements with eligible prime offerors, provided such collaboration is allowed under the relevant sponsoring agreements or contracts. University Affiliated Research Centers (UARCs) are generally eligible unless their specific Department of Defense UARC contract restricts participation.

The announcement also emphasizes collaborative expectations. Teams are encouraged, and offerors must be willing to cooperate in an integrated program environment, including exchanging software, data, and other information with other ONR-selected contractors and with system integrators. In practice, this means applicants should be prepared for coordinated research efforts rather than operating in isolation, and they should consider intellectual property planning and data-sharing approaches that can support that kind of multi-party collaboration.

Finally, the notice flags export control constraints for some topics. If a proposed effort touches export-controlled technologies, participation may be limited to U.S. persons as defined by the International Traffic in Arms Regulations (ITAR), 22 CFR 120.1 et seq. Applicants planning to involve non-U.S. persons, international partners, or overseas work would need to pay close attention to these restrictions and structure teams and workshare accordingly.

Key dates included a posted and creation date of July 18, 2013, with an original and current closing date of November 12, 2013, and an archive date of December 12, 2013. For access issues with the full announcement, the listed point of contact is Mary Helen Dent, Contract Specialist, at 703-254-7288, with additional reference to Grants.gov support for submission-related questions.

Frequently Asked Questions (FAQs)

1) What is this funding opportunity?

This is the Office of Naval Research (ONR) Special Program Announcement for 2013, Funding Opportunity Number 13 SN 0022. It is a discretionary federal research funding opportunity tied to the FY13 ONR Long Range Broad Agency Announcement (BAA13-001).

2) How does this Special Program Announcement relate to the ONR BAA?

The announcement is linked to BAA13-001 and is positioned as a focused call within that broader BAA framework. It is intended to steer the research community toward a defined set of structural materials questions relevant to naval and sea warfare needs, while also outlining an expected schedule for white papers and full proposals.

3) What technical area does this opportunity fall under?

The topic sits within ONR's Sea Warfare and Weapons Department (Code 33), specifically within the Structural Materials area described in the BAA.

4) What is the purpose of the announcement beyond offering funding?

ONR describes this as a community-shaping notice as well as a funding opportunity. It is meant to highlight the technical areas to be studied, encourage early dialogue among potential performers, and communicate a planned timetable for submitting white papers and proposals.

5) How many awards does ONR expect to make?

ONR indicates it expects to make up to two awards.

6) What is the anticipated award size?

Each award is anticipated to be funded at roughly up to $700,000 per year.

7) What is the expected period of performance?

The total performance period is anticipated to be 48 months (four years).

8) What type of funding instrument will be used?

The funding instrument is listed as a grant. The instrument type field also references a procurement contract, and the activity is categorized broadly as science and technology and other research and development.

9) Is cost sharing or matching required?

No cost sharing or matching requirement is stated in the information provided.

10) What CFDA number is associated with this opportunity, and what does it indicate?

The opportunity is associated with CFDA 12.300, Basic and Applied Scientific Research. This signals the work is aimed at basic through applied research that can support future naval capabilities.

11) Who is eligible to apply as a prime applicant?

Eligibility is broad for "responsible sources" in academia and industry.

12) Are HBCUs and Minority Institutions eligible or encouraged?

Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are encouraged to apply or participate on teams. However, ONR is not setting aside any portion of the work exclusively for those institutions because the research is not considered easily separable for set-aside competition.

13) Are Federally Funded Research and Development Centers (FFRDCs) eligible to receive awards directly?

No. FFRDCs, including Department of Energy national laboratories, are not eligible to receive awards directly under this BAA.

14) Can Navy labs, warfare centers, or other government labs apply as the prime?

No. Navy laboratories, warfare centers, and other Department of Defense or civilian agency laboratories should not submit white papers or proposals as prime applicants under this announcement.

15) If certain federal entities are ineligible as primes, can they still participate?

Yes. Ineligible federal entities may participate through teaming arrangements with eligible prime offerors, provided that such collaboration is allowed under the relevant sponsoring agreements or contracts.

16) Are University Affiliated Research Centers (UARCs) eligible?

UARCs are generally eligible unless their specific Department of Defense UARC contract restricts participation.

17) Are collaborative teams encouraged?

Yes. The announcement emphasizes collaborative expectations and encourages teams.

18) What does ONR mean by an "integrated program environment"?

Offerors must be willing to cooperate in an integrated program environment, including exchanging software, data, and other information with other ONR-selected contractors and with system integrators. The expectation is coordinated research rather than isolated efforts.

19) What are the implications of required information sharing (software/data) for project planning?

Because the announcement anticipates exchange of software, data, and other information among multiple parties, applicants should plan for multi-party collaboration and consider how to handle intellectual property and data-sharing approaches consistent with that environment.

20) Are there export control considerations?

Yes. The notice flags export control constraints for some topics. If a proposed effort touches export-controlled technologies, participation may be limited to U.S. persons as defined by the International Traffic in Arms Regulations (ITAR), 22 CFR 120.1 et seq.

21) Can non-U.S. persons or international partners participate?

The announcement indicates that if the work involves export-controlled technologies, participation may be limited to U.S. persons under ITAR. Applicants involving non-U.S. persons, international partners, or overseas work should pay close attention to these restrictions and structure teams and workshare accordingly.

22) Are the funding levels, schedule, or scope guaranteed as stated?

No. ONR notes that the plan described is subject to change at the government's discretion, which means funding levels, timing, or scope could be adjusted based on priorities and available funds.

23) What are the key dates for this opportunity?

The posted and creation date is July 18, 2013. The original and current closing date is November 12, 2013. The archive date is December 12, 2013.

24) Who should be contacted for access issues with the full announcement?

For access issues with the full announcement, the listed point of contact is Mary Helen Dent, Contract Specialist, at 703-254-7288.

25) Who should be contacted for submission-related questions?

The notice references Grants.gov support for submission-related questions.

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