Opportunity Information: Apply for RFA DA 13 009

  • The National Institutes of Health in the education health sector is offering a public funding opportunity titled "Translational Research on Interventions for Adolescents in the Legal System TRIALS (U01)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.279 Drug Abuse and Addiction Research Programs.
  • This funding opportunity was created on Jul 13, 2012 and posted on Jul 13, 2012.
  • Applicants must submit their applications by Nov 28, 2012. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $5,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $500,000.00 in funding.
  • Eligible applicants include: State governments City or township governments Private institutions of higher education Public housing authorities/Indian housing authorities Independent school districts Public and State controlled institutions of higher education Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Special district governments Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Native American tribal governments (Federally recognized) For profit organizations other than small businesses County governments Others (see text field entitled Additional Information on Eligibility for clarification) Small businesses Native American tribal organizations (other than Federally recognized tribal governments).
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are not eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are not eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are not allowed.
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Opportunity Summary:

Translational Research on Interventions for Adolescents in the Legal System (TRIALS) (U01) is a National Institute on Drug Abuse (NIDA), NIH cooperative agreement opportunity designed to strengthen how substance use prevention and treatment services are delivered to adolescents who are under juvenile justice supervision. The core purpose is not simply to test a single clinical program, but to build a coordinated, multi-site research effort that develops, evaluates, and refines practical implementation strategies and measurement approaches that help juvenile justice settings consistently adopt and sustain evidence-based substance use and related HIV prevention/treatment services. In other words, the focus is on closing the gap between what works in research and what actually gets used in real-world juvenile justice systems, where staffing, workflow, referral networks, court requirements, and local resources can make implementation difficult even when effective interventions exist.

The program is structured as a cooperative agreement, meaning recipients would operate in an active partnership model with NIDA rather than functioning entirely independently. The opportunity anticipates multiple Research Centers working together with a single coordinating center, with the intent that awardees collaborate as a formal research cooperative. That cooperative would plan and run multi-site studies across a range of community-based juvenile supervision environments, including juvenile probation, truancy courts and teen courts, and adolescent drug courts. The emphasis on multiple settings reflects a recognition that youth touch the legal system through different pathways, and that implementation challenges and service opportunities can look very different depending on whether a young person is on probation, in a diversionary court, or participating in a specialty drug court model.

From a research standpoint, TRIALS is aimed at producing contributions to implementation science as well as to service delivery outcomes. Applicants are expected to conduct translational and implementation-focused research: developing and testing strategies that improve uptake, fidelity, coordination, and continuation of prevention and treatment services along a continuum of care. This includes building and validating measures and methods that help sites determine whether evidence-based practices are being delivered as intended, whether systems are successfully linking youth to appropriate services, and what organizational or inter-agency processes are associated with better access and outcomes. The announcement specifically highlights substance abuse services and HIV prevention and treatment services, which signals interest in integrated approaches and in addressing overlapping public health risks common among justice-involved youth.

Key logistics from the source data show that this is a discretionary funding opportunity with the cooperative agreement instrument type (U01) under CFDA 93.279 (Drug Abuse and Addiction Research Programs). The funding opportunity number is RFA-DA-13-009, with the title listed as “Translational Research on Interventions for Adolescents in the Legal System TRIALS (U01).” The posting and creation dates are July 13, 2012, and the original/current closing date is November 28, 2012, with an archive date of December 29, 2012. The estimated total funding is $5,000,000, and the listed award ceiling is $500,000. There is no cost sharing or matching requirement indicated, which reduces barriers for applicants that may have difficulty providing non-federal match.

Eligibility is broad across public sector entities, education institutions, and nonprofit and for-profit organizations, reflecting the multi-system nature of juvenile justice and behavioral health research. Eligible applicants include state governments; city/township and county governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; public housing authorities/Indian housing authorities; nonprofits with and without 501(c)(3) status (excluding institutions of higher education in those categories); small businesses; and for-profit organizations other than small businesses. The opportunity also explicitly includes a range of mission-focused and minority-serving or community-anchored organizations as “other eligible applicants,” such as faith-based or community-based organizations, Alaska Native and Native Hawaiian Serving Institutions, Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), tribally controlled colleges and universities (TCCUs), regional organizations, and U.S. territories or possessions, along with certain tribal entities (both federally recognized tribal governments and tribal organizations other than federally recognized governments). At the same time, it clearly excludes foreign institutions and other non-U.S. entities, as well as non-domestic components of U.S. organizations, and it does not allow foreign components as defined by NIH policy.

Taken together, the opportunity is essentially trying to build a coordinated national research infrastructure focused on “how to make evidence-based adolescent substance use and HIV-related services actually work at scale” in juvenile justice supervision contexts. The deliverables implied by the announcement are collaborative multi-site studies, implementation strategies tailored to juvenile justice workflows, and standardized measures/methods that can be used to track and improve implementation success. The practical endpoint is a stronger, more reliable continuum of prevention and treatment for justice-involved youth, delivered through the systems that routinely interact with them, rather than being limited to research clinics or isolated demonstration projects.

For reference and full details, the additional information link provided in the source is: http://grants.nih.gov/grants/guide/rfa-files/RFA-DA-13-009.html. If there are access or linking issues, the source lists the NIH Office of Extramural Research webmaster contact at FBOWebmaster@OD.NIH.GOV.

FAQs: Translational Research on Interventions for Adolescents in the Legal System (TRIALS) (U01)

What is the TRIALS (U01) funding opportunity?

TRIALS (U01) is a National Institute on Drug Abuse (NIDA), NIH cooperative agreement opportunity focused on improving how substance use prevention and treatment services are delivered to adolescents under juvenile justice supervision. It is titled "Translational Research on Interventions for Adolescents in the Legal System TRIALS (U01)."

What is the main purpose of this program?

The main purpose is to strengthen real-world delivery of evidence-based substance use services (and related HIV prevention/treatment services) in juvenile justice supervision settings. The emphasis is on closing the gap between proven interventions and what juvenile justice systems can consistently adopt and sustain in everyday practice.

Is this opportunity focused on testing a single clinical intervention?

No. The core purpose is not simply to test one clinical program. The opportunity is designed to build a coordinated, multi-site research effort that develops, evaluates, and refines practical implementation strategies and measurement approaches that help juvenile justice settings adopt and sustain evidence-based services.

What does "translational" and "implementation-focused" research mean in this opportunity?

Within TRIALS, translational and implementation-focused research centers on developing and testing strategies that improve uptake, fidelity, coordination, and continuation of prevention and treatment services along a continuum of care. It also includes developing and validating measures and methods to assess whether evidence-based practices are delivered as intended and whether systems are effectively linking youth to appropriate services.

What populations and systems are the focus?

The focus is adolescents who are under juvenile justice supervision, and the systems emphasized are juvenile justice supervision environments where adolescents receive oversight and interact with service referral and treatment pathways.

Which juvenile justice settings are specifically mentioned?

The opportunity highlights community-based juvenile supervision environments, including juvenile probation, truancy courts and teen courts, and adolescent drug courts.

Why does the program emphasize multiple settings?

The emphasis reflects that youth can enter and move through the legal system via different pathways, and implementation challenges and service opportunities can vary depending on whether a young person is on probation, in a diversionary court (like teen court or truancy court), or in a specialty drug court model.

What types of services are specifically highlighted?

The announcement specifically highlights substance abuse prevention and treatment services and HIV prevention and treatment services, signaling interest in integrated approaches that address overlapping public health risks among justice-involved youth.

What kinds of research outputs or deliverables are implied?

Implied deliverables include collaborative multi-site studies, implementation strategies tailored to juvenile justice workflows (including staffing, workflow, referral networks, court requirements, and local resources), and standardized measures/methods that can be used to track and improve implementation success across sites.

What is meant by a "continuum of care" in this context?

In this opportunity, the continuum of care refers to prevention and treatment services and the system processes that support consistent access, linkage, delivery, and continuation of those services for adolescents involved with juvenile justice supervision.

What is the funding instrument type?

The funding instrument is a cooperative agreement (U01).

What does it mean that this is a cooperative agreement (U01)?

A cooperative agreement indicates an active partnership model with NIDA rather than a fully independent recipient model. Recipients would operate in collaboration with NIDA as part of the project structure.

How is TRIALS expected to be organized across awardees?

The opportunity anticipates multiple Research Centers working together with a single coordinating center, with awardees collaborating as a formal research cooperative to plan and run multi-site studies.

What is the funding opportunity number and title?

The funding opportunity number is RFA-DA-13-009, and the title is "Translational Research on Interventions for Adolescents in the Legal System TRIALS (U01)."

What is the CFDA number for this opportunity?

The CFDA is 93.279 (Drug Abuse and Addiction Research Programs).

Is this a discretionary funding opportunity?

Yes. The source information lists it as a discretionary funding opportunity.

How much funding is estimated to be available?

The estimated total funding is $5,000,000.

What is the listed award ceiling?

The listed award ceiling is $500,000.

Is cost sharing or matching required?

No. The source indicates there is no cost sharing or matching requirement.

When was the opportunity posted and created?

The posting and creation dates are July 13, 2012.

What is the application closing date?

The original/current closing date listed is November 28, 2012.

Is the opportunity archived?

Yes. The archive date is December 29, 2012.

Who is eligible to apply?

Eligibility is broad and includes: state governments; city/township and county governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; public housing authorities/Indian housing authorities; nonprofits with and without 501(c)(3) status (excluding institutions of higher education in those categories); small businesses; and for-profit organizations other than small businesses.

Are minority-serving institutions and community-based organizations eligible?

Yes. The opportunity explicitly includes other eligible applicants such as faith-based or community-based organizations, Alaska Native and Native Hawaiian Serving Institutions, Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), tribally controlled colleges and universities (TCCUs), regional organizations, and U.S. territories or possessions, along with certain tribal entities.

Are tribal governments or tribal organizations eligible?

Yes. The eligible applicants list includes federally recognized tribal governments and tribal organizations other than federally recognized tribal governments.

Are foreign institutions eligible?

No. The opportunity excludes foreign institutions and other non-U.S. entities.

Are non-domestic components of U.S. organizations allowed?

No. The opportunity excludes non-domestic components of U.S. organizations and does not allow foreign components as defined by NIH policy.

What kinds of implementation challenges is the program trying to address?

The description points to practical barriers in real-world juvenile justice systems, including staffing constraints, workflow realities, referral networks, court requirements, and variation in local resources that can make implementation difficult even when effective interventions exist.

What is the practical endpoint or intended impact?

The intended impact is a stronger, more reliable continuum of prevention and treatment for justice-involved youth, delivered through the systems that routinely interact with them, rather than being limited to research clinics or isolated demonstration projects.

Where can full details be found?

Full details are available at: http://grants.nih.gov/grants/guide/rfa-files/RFA-DA-13-009.html

Who is the listed contact if there are access or linking issues?

The source lists the NIH Office of Extramural Research webmaster contact: FBOWebmaster@OD.NIH.GOV

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