Opportunity Information: Apply for 09 610

  • The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "Building Engineered Complex Systems" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants 47.049 Mathematical and Physical Sciences.
  • This funding opportunity was created on Sep 22, 2009 and posted on Sep 22, 2009.
  • Applicants must submit their applications by Jan 19, 2010 Submission Window Date(s) (due by 5 p.m. proposers local time) December 14, 2009 January 19, 2010. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $4,000,000.00 to eligible and selected applicants.
  • The number of recipients for this funding is limited to 20 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Organization Limit Proposals may only be submitted by the following Universities and Colleges Universities and two and four year colleges (including community colleges) accredited in, and having a campus located in the US, acting on behalf of their faculty members. Such organizations also are referred to as academic institutions. PI Limit Principal Investigators (PI) must be at the faculty level as determined by the submitting organization. At least one co PI must be an engineer and at least one co PI must be a mathematical scientist (a mathematician or statistician). Proposals that do not meet this requirement will be returned without review.
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Opportunity Summary:

The NSF opportunity "Building Engineered Complex Systems" (NSF 09-610) is a joint solicitation from the Directorate for Engineering (ENG) and the Division of Mathematical Sciences (DMS) within the Directorate for Mathematical and Physical Sciences (MPS). Its core purpose is to provide seed funding to small, interdisciplinary teams that pair engineering with mathematics or statistics to build a stronger theoretical foundation for complex systems and, ultimately, to create formal, design-oriented methods for engineered complex systems. The solicitation is aimed at work that goes beyond incremental modeling of individual components and instead develops principles, theory, and mathematical tools that help engineers design systems whose behavior cannot be understood by looking at parts in isolation.

The program is centered on the idea of complex systems and emergence. NSF describes a complex system as one where patterns of structure or behavior at one level of organization reveal interactions among parts at other levels, producing emergent behavior or structure that is not obvious from studying the components separately. The motivation behind the program is that many real-world systems, including a large and growing set of engineered systems, behave in ways that defeat traditional reductionist approaches. In reductionism, you understand the whole by understanding each part; in complex systems, interactions across scales and networks can generate new behaviors, cascading effects, and surprises that component-level analyses miss. The solicitation notes that this gap has been exposed by unexpected failures and unintended consequences, especially when engineered systems operate near their performance limits.

NSF highlights several example domains where complexity and emergent behavior matter in practice: power grids, traffic systems, critical civil infrastructure, advanced materials, chemical and industrial process systems, manufacturing and service enterprises, and environmental systems. These are systems where interdependence, feedback loops, network structure, uncertainty, and multi-scale dynamics can create fragile conditions or abrupt transitions, sometimes leading to outages, congestion collapse, infrastructure failures, or other systemic disruptions. At the same time, the solicitation also treats emergence as an opportunity, not only a risk: complex systems can potentially be designed to be resilient and robust, meaning they can absorb disturbances, adapt, and continue functioning despite failures or changing conditions. A major thrust of the program is therefore to enable theory and methods that support intentional design for robustness and resilience rather than relying on ad hoc fixes after problems appear.

As a seed-funding program, the expectation is that projects will be exploratory but conceptually ambitious, helping establish the theoretical basis needed for formal design methods. This implies emphasis on foundational frameworks, mathematical formalisms, and principled approaches that could later scale into larger research efforts or broader engineering practice. While the solicitation text does not list specific topic areas in the excerpt provided, the stated aim strongly suggests work at the interface of engineering design and mathematical sciences, such as new modeling paradigms for emergence, analytical tools for multi-level interactions, networked and distributed system theory, uncertainty quantification for coupled systems, stability and robustness concepts for interconnected infrastructures, and mathematically grounded design rules for systems that must perform reliably under stress.

The opportunity uses the NSF grant funding instrument and falls under the research and development activity category. NSF anticipated making about 20 awards, with an estimated total funding amount of $4,000,000, and it explicitly states there is no cost sharing or matching requirement. The CFDA numbers associated with the program are 47.041 (Engineering Grants) and 47.049 (Mathematical and Physical Sciences), reflecting the cross-directorate nature of the solicitation.

Eligibility is limited to US-based academic institutions: accredited US universities and colleges, including two-year and four-year institutions (community colleges included), with a campus located in the United States, submitting on behalf of their faculty. Principal Investigators must be at the faculty level as defined by the submitting organization. A strict team composition requirement applies: at least one co-PI must be an engineer and at least one co-PI must be a mathematical scientist (mathematician or statistician). Proposals that do not meet this interdisciplinary co-PI requirement are returned without review, which signals that NSF is prioritizing genuine collaboration rather than loosely connected contributions.

Key dates for the original competition cycle were a submission window with deadlines by 5 p.m. local time on December 14, 2009 and January 19, 2010, with the current closing date listed as January 19, 2010. The announcement was posted and created on September 22, 2009. Additional details and the full program text were provided through NSF Publication 09-610, and applicants needing technical help accessing the announcement were directed to NSF grants.gov support via grantsgovsupport@nsf.gov.

In practical terms, this solicitation is best read as NSF trying to catalyze a community that can translate complex-systems science into actionable engineering design methodology. It targets projects that unite engineers who understand the realities and constraints of building and operating large-scale systems with mathematicians and statisticians who can develop theory, proofs, inference methods, and formal structures that make emergence, interdependence, and robustness designable rather than merely observable after the fact.

Frequently Asked Questions (FAQs)

What is the NSF "Building Engineered Complex Systems" opportunity (NSF 09-610)?

It is a joint NSF solicitation that provides seed funding to small, interdisciplinary teams combining engineering with mathematics or statistics. The goal is to strengthen the theoretical foundations needed to create formal, design-oriented methods for engineered complex systems.

Which NSF units are sponsoring this solicitation?

The solicitation is jointly sponsored by the Directorate for Engineering (ENG) and the Division of Mathematical Sciences (DMS) within the Directorate for Mathematical and Physical Sciences (MPS).

What is the main purpose of the program?

The program aims to move beyond incremental modeling of individual components and instead develop principles, theory, and mathematical tools that help engineers design complex systems whose behavior cannot be understood by studying parts in isolation.

What does NSF mean by an "engineered complex system" in this context?

NSF describes a complex system as one where patterns of structure or behavior at one level of organization reflect interactions among parts at other levels. Those interactions can produce emergent behavior or structure that is not obvious when components are studied separately.

What is "emergence," and why is it central to this program?

Emergence refers to system-level behaviors or structures that arise from interactions among components, across levels and scales, that are not apparent from component-level analysis alone. The program centers on emergence because many engineered systems show behaviors that traditional reductionist methods fail to predict or manage.

Why does NSF argue reductionist approaches are not enough for these systems?

Reductionism focuses on understanding the whole by understanding each part. NSF highlights that in complex systems, interactions across scales and networks can produce cascading effects, abrupt transitions, and unexpected outcomes that component-by-component modeling can miss, especially when systems operate near performance limits.

What kinds of real-world systems does NSF cite as examples where complexity matters?

The solicitation highlights domains such as power grids, traffic systems, critical civil infrastructure, advanced materials, chemical and industrial process systems, manufacturing and service enterprises, and environmental systems.

Is the solicitation focused only on preventing failures and unintended consequences?

No. While it notes that complexity can contribute to unexpected failures and unintended consequences, it also treats emergence as an opportunity. A major thrust is enabling theory and methods that support intentional design for robustness and resilience.

What does the program mean by "robustness" and "resilience" in engineered complex systems?

In this solicitation, robustness and resilience refer to systems that can absorb disturbances, adapt, and continue functioning despite failures, stress, or changing conditions, rather than requiring ad hoc fixes after problems appear.

What types of projects is NSF trying to fund (conceptually)?

As a seed-funding program, NSF expects projects to be exploratory but conceptually ambitious. The emphasis is on foundational frameworks, mathematical formalisms, and principled approaches that can establish the theoretical basis for later formal design methods and larger follow-on research.

Does the program want incremental component-level modeling work?

The solicitation explicitly emphasizes work that goes beyond incremental modeling of individual components. It prioritizes theory and tools that address system-level behavior arising from interdependence, multi-scale interactions, feedback, and network structure.

What kinds of research directions does the program appear to encourage based on its stated aims?

Based on the stated aims (without listing specific topic areas in the provided excerpt), the solicitation suggests work at the engineering and mathematical sciences interface, such as new modeling paradigms for emergence, analytical tools for multi-level interactions, networked and distributed system theory, uncertainty quantification for coupled systems, stability and robustness concepts for interconnected infrastructures, and mathematically grounded design rules for systems that must perform reliably under stress.

What funding instrument and activity category apply?

The opportunity uses the NSF grant funding instrument and falls under the research and development activity category.

How many awards did NSF anticipate making, and what was the estimated total funding?

NSF anticipated making about 20 awards with an estimated total funding amount of $4,000,000.

Is cost sharing or matching required?

No. The solicitation explicitly states there is no cost sharing or matching requirement.

What CFDA numbers are associated with this opportunity?

The CFDA numbers are 47.041 (Engineering Grants) and 47.049 (Mathematical and Physical Sciences), reflecting the cross-directorate nature of the program.

Who is eligible to apply?

Eligibility is limited to US-based academic institutions: accredited US universities and colleges, including two-year and four-year institutions (including community colleges), with a campus located in the United States. Applications are submitted on behalf of faculty by the institution.

What are the Principal Investigator (PI) eligibility requirements?

Principal Investigators must be at the faculty level as defined by the submitting organization.

What is the required team composition for the proposal?

A strict interdisciplinary requirement applies: at least one co-PI must be an engineer and at least one co-PI must be a mathematical scientist (a mathematician or statistician).

What happens if a proposal does not meet the interdisciplinary co-PI requirement?

Proposals that do not meet the requirement are returned without review, indicating NSF is prioritizing genuine engineering-mathematics/statistics collaboration.

What were the key submission deadlines for this solicitation?

The original competition cycle included deadlines by 5 p.m. local time on December 14, 2009 and January 19, 2010. The closing date listed is January 19, 2010.

When was the opportunity posted?

The announcement was posted and created on September 22, 2009.

Where are the official solicitation details published?

Additional details and the full program text were provided through NSF Publication 09-610.

Who should applicants contact for technical help accessing the announcement?

Applicants needing technical help accessing the announcement were directed to NSF grants.gov support at grantsgovsupport@nsf.gov.

What is the broader goal NSF is trying to achieve with this program?

The solicitation is intended to catalyze a community that can translate complex-systems science into actionable engineering design methodology by pairing engineers who understand real system constraints with mathematicians and statisticians who can develop theory, inference methods, and formal structures that make emergence and robustness more designable.

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