Opportunity Information: Apply for DTFRDV 09 H 00003
Apply for DTFRDV 09 H 00003
- The DOT/Federal Railroad Administration in the transportation sector is offering a public funding opportunity titled "Capital Grants to the National Railroad Passenger Corporation" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 20.315 National Railroad Passenger Corporation Grants.
- This funding opportunity was created on Mar 11, 2009 and posted on Mar 11, 2009.
- Applicants must submit their applications by Mar 19, 2009. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $1,300,000,000.00 to eligible and selected applicants.
- Each selected applicant is eligible to receive up to $1,300,000,000.00 in funding.
- The number of recipients for this funding is limited to 1 candidate(s).
- Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
- Only the National Railroad Passenger Corporation (Amtrak) may apply for this grant.
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Opportunity Summary:
The grant opportunity called "Capital Grants to the National Railroad Passenger Corporation" (Funding Opportunity Number DTFRDV 09 H 00003) is an earmarked, one-recipient federal grant administered by the U.S. Department of Transportation's Federal Railroad Administration (FRA). It was created under the American Recovery and Reinvestment Act of 2009 (the Recovery Act), which was designed to respond to the recession by preserving and creating jobs, accelerating economic recovery, helping people and communities hit hardest by economic downturns, and making targeted investments that would improve long-term efficiency and public infrastructure. Transportation investment is a core part of that strategy, and this opportunity specifically channels a major infusion of capital into the national passenger rail system through Amtrak.
The total amount made available under this announcement is exactly $1.3 billion, and the structure of that funding is spelled out in the notice. Of the $1.3 billion, $450 million is reserved for capital security grants, including life-safety improvements, reflecting a focus on protecting passengers, workers, and critical rail assets. Another $5 million is set aside for the Amtrak Office of Inspector General, supporting oversight and accountability for how these Recovery Act funds are spent. The remaining $850 million is categorized as non-security capital funding and is intended for core infrastructure and equipment needs that can be executed quickly and that yield tangible improvements to the rail system.
For the $850 million in non-security funding, the announcement sets clear priorities. First priority goes to projects that repair, rehabilitate, or upgrade railroad assets and infrastructure. This includes the kinds of state-of-good-repair work that can reduce failures, improve reliability, and address backlogs in maintenance and renewal. The funding can also support capital projects that expand passenger rail capacity, which can mean improvements that allow more trains to operate, reduce bottlenecks, or increase throughput at key points in the network. The notice specifically mentions the rehabilitation of rolling stock, signaling that overhauls and upgrades to locomotives and railcars are eligible and encouraged where they contribute to service capacity, reliability, and overall system performance.
The opportunity also includes geographic and policy constraints aimed at ensuring broader national benefit. A key limitation is that no more than 60 percent of the non-security portion (the $850 million) may be spent on projects along the Northeast Corridor. Since the Northeast Corridor is one of Amtrak's most heavily used and asset-intensive regions, this cap is meant to prevent the bulk of the stimulus funding from concentrating there and to encourage investment across the wider national network. In addition, projects funded through this grant must be completed within two years of the Recovery Act's enactment, emphasizing quick deployment and near-term economic impact. The funds are also required to supplement, not supplant, planned expenditures from other federal, state, local, or corporate sources. In practice, that means Amtrak cannot simply replace previously planned funding with these stimulus dollars; instead, the Recovery Act money should add to planned capital programs or accelerate work that otherwise would not happen as quickly.
Administratively, this is a grant (not a cooperative agreement or contract), and it does not require cost sharing or a matching contribution. The award parameters match the earmark nature of the opportunity: the estimated total funding is $1.3 billion, and both the award floor and ceiling are listed as $1.3 billion, indicating a single award for the full amount. The eligibility rules are equally direct: only the National Railroad Passenger Corporation (Amtrak) may apply. The opportunity was posted on March 11, 2009, with an original and current closing date of March 19, 2009, and it was later archived on April 18, 2009. The program is associated with CFDA number 20.315, "National Railroad Passenger Corporation Grants."
The legal authority and context are also explicitly tied to earlier rail legislation. While the funds are made available through the Recovery Act, the notice states that they were authorized by Congress in the Passenger Rail Investment and Improvement Act of 2008 (PRIIA). This pairing reflects how the federal government used the Recovery Act to rapidly capitalize rail investment priorities that had already been defined in law, while adding the stimulus-specific requirements around timing, job creation, and non-supplanting.
For applicants and stakeholders seeking operational details at the time, the FRA provided a direct point of contact: Dharm Guruswamy, Program Manager at the Federal Railroad Administration, reachable by phone at (202) 493-6378 or email at Dharm.Guruswamy@dot.gov.
Frequently Asked Questions (FAQ)
What is the "Capital Grants to the National Railroad Passenger Corporation" opportunity?
It is a federal grant opportunity titled "Capital Grants to the National Railroad Passenger Corporation" with Funding Opportunity Number DTFRDV 09 H 00003. The grant is administered by the U.S. Department of Transportation's Federal Railroad Administration (FRA) and is designed to provide a major infusion of capital into the national passenger rail system through Amtrak.
Is this opportunity competitive or earmarked?
This is an earmarked, one-recipient federal grant. The funding parameters (award floor and ceiling both listed as $1.3 billion) indicate a single award for the full amount.
Who is eligible to apply?
Only the National Railroad Passenger Corporation (Amtrak) is eligible to apply.
What federal agency administers the grant?
The grant is administered by the U.S. Department of Transportation (DOT), Federal Railroad Administration (FRA).
What is the total funding amount available under this announcement?
The total amount available is exactly $1.3 billion.
How is the $1.3 billion funding divided?
The notice describes three components:
- $450 million reserved for capital security grants, including life-safety improvements
- $5 million set aside for the Amtrak Office of Inspector General
- $850 million designated as non-security capital funding
What is the purpose of the $450 million security portion?
The $450 million portion is reserved for capital security grants, including life-safety improvements, with an emphasis on protecting passengers, workers, and critical rail assets.
Why is $5 million set aside for the Amtrak Office of Inspector General?
The $5 million set-aside supports oversight and accountability for how Recovery Act funds are spent.
What is the $850 million non-security capital funding intended to support?
The $850 million non-security portion is intended for core infrastructure and equipment needs that can be executed quickly and that yield tangible improvements to the rail system.
What are the first priorities for projects under the non-security portion?
First priority goes to projects that repair, rehabilitate, or upgrade railroad assets and infrastructure. This includes state-of-good-repair work aimed at reducing failures, improving reliability, and addressing maintenance and renewal backlogs.
Can the grant support projects that expand passenger rail capacity?
Yes. The non-security funding can support capital projects that expand passenger rail capacity, including improvements that allow more trains to operate, reduce bottlenecks, or increase throughput at key points in the network.
Is rolling stock rehabilitation eligible?
Yes. The notice specifically mentions the rehabilitation of rolling stock, indicating that overhauls and upgrades to locomotives and railcars are eligible where they contribute to service capacity, reliability, and overall system performance.
Is there a limit on how much of the non-security funding can be spent on the Northeast Corridor?
Yes. No more than 60 percent of the non-security portion (the $850 million) may be spent on projects along the Northeast Corridor.
What is the stated reason for the Northeast Corridor spending cap?
The cap is intended to prevent the bulk of the stimulus funding from concentrating in the Northeast Corridor and to encourage investment across the broader national network.
How quickly must funded projects be completed?
Projects funded through this grant must be completed within two years of the Recovery Act's enactment.
Does this grant require cost sharing or matching funds?
No. The opportunity does not require cost sharing or a matching contribution.
Are the funds allowed to replace already planned funding from other sources?
No. The funds are required to supplement, not supplant, planned expenditures from other federal, state, local, or corporate sources. In other words, the Recovery Act dollars should add to planned capital programs or accelerate work, rather than replacing previously planned funding.
What type of federal assistance instrument is this?
This opportunity is a grant (not a cooperative agreement or a contract).
What is the CFDA number for this program?
The program is associated with CFDA number 20.315, "National Railroad Passenger Corporation Grants."
When was this opportunity posted and when did it close?
The opportunity was posted on March 11, 2009. The original and current closing date is March 19, 2009.
Has the opportunity been archived?
Yes. The opportunity was archived on April 18, 2009.
What law created the Recovery Act funding context for this grant?
The grant was created under the American Recovery and Reinvestment Act of 2009 (the Recovery Act), which was designed to respond to the recession by preserving and creating jobs, accelerating economic recovery, helping communities hit hardest by economic downturns, and making targeted investments to improve long-term efficiency and public infrastructure.
What is the relationship between the Recovery Act and PRIIA for this opportunity?
While the funds are made available through the Recovery Act, the notice states they were authorized by Congress in the Passenger Rail Investment and Improvement Act of 2008 (PRIIA). This reflects that Recovery Act funding was used to rapidly capitalize rail investment priorities already defined in law, while adding stimulus-related requirements such as timing and non-supplanting.
Who can be contacted for operational details about the opportunity?
The FRA point of contact listed is Dharm Guruswamy, Program Manager at the Federal Railroad Administration. Phone: (202) 493-6378. Email: Dharm.Guruswamy@dot.gov.
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