Opportunity Information: Apply for DE FOA 0000894

  • The National Energy Technology Laboratory in the energy sector is offering a public funding opportunity titled "FY2013 Unconventional Gas and Oil Technologies" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.089 Fossil Energy Research and Development.
  • This funding opportunity was created on Jul 3, 2013 and posted on Apr 17, 2013.
  • Applicants must submit their applications by Aug 28, 2013 The purpose of this amendment is to Establish a due date for receipt of full applications against Topic Area 4. NOTE APPLICATIONS WILL BE ACCEPTED FROM ONLY THOSE APPLICANTS WHOM HAVE PREVIOUSLY SUBMITTED PRE APPLICATIONS... (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $9,500,000.00 to eligible and selected applicants.
  • The number of recipients for this funding is limited to 6 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
  • A. ELIGIBLE APPLICANTS All types of domestic entities are eligible to apply, except other Federal agencies, Federally Funded Research and Development Center (FFRDC) Contractors, and nonprofit organizations described in section 501(c)(4) of the Internal Revenue Code of 1986 that engaged in lobbying activities after December 31, 1995. Domestic Entities For profit entities, educational institutions, and nonprofits that are incorporated (or otherwise formed) under the laws of a particular State or territory of the United States are eligible to apply for funding as a prime recipient or subrecipient. State, local, and tribal government entities are eligible to apply for funding as a prime recipient or subrecipient. DOE Federally Funded Research and Development Centers (FFRDCs) are eligible to apply as a subrecipient, but are not eligible to apply as a prime recipient. Non DOE FFRDCs are eligible to apply as a subrecipient, but are not eligible to apply as a prime recipient. Federal agencies and instrumentalities (other than DOE) are not eligible to apply as a subrecipient or as a prime recipient. NOTE NETL is not eligible to receive an award under this announcement and may not be proposed as a team member on another entitys application.
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Opportunity Summary:

The FY2013 Unconventional Gas and Oil Technologies funding opportunity (Funding Opportunity Number DE-FOA-0000894) is a discretionary Department of Energy program administered through the National Energy Technology Laboratory (NETL) under CFDA 81.089, Fossil Energy Research and Development. It is structured as a cooperative agreement, which typically means DOE/NETL expects to have substantial involvement during the project period (for example, through technical direction, milestone review, and collaboration), rather than operating as a hands-off grantmaker. The opportunity anticipates making about six awards, with an estimated total federal funding level of $9.5 million, and it explicitly states there is no cost-sharing or matching requirement listed in the summary provided.

This particular notice reflects Amendment 000004, which primarily updates the schedule and application requirements for one part of the solicitation: Topic Area 4. The amendment establishes a due date for receipt of full applications under Topic Area 4 and adds more detailed instructions for those full applications. A key restriction is emphasized: full applications for Topic Area 4 will be accepted only from applicants who previously submitted pre-applications. In other words, Topic Area 4 is not open for entirely new entrants at the full-application stage; it is limited to those who already went through the earlier pre-application screening step.

Timing-wise, the announcement was posted April 17, 2013, with a creation date of July 3, 2013. The original closing date was June 17, 2013, but the current closing date shown is August 28, 2013, reflecting the amended timeline. The archive date is September 17, 2013, which is essentially when the opportunity would be removed from active posting systems after the competition cycle ends.

Eligibility is broadly described as “unrestricted” (open to any type of entity), but the text then provides important exclusions and conditions. Eligible prime recipients and subrecipients generally include domestic for-profit entities, higher education institutions, and nonprofit organizations that are legally formed under U.S. state or territorial law, as well as state, local, and tribal government entities. However, several categories are not eligible in specific roles: other federal agencies cannot participate as prime recipients or subrecipients; DOE and non-DOE Federally Funded Research and Development Centers (FFRDCs) may participate only as subrecipients and are not allowed to apply as prime recipients; and nonprofit organizations described under IRS section 501(c)(4) that have engaged in lobbying activities after December 31, 1995 are excluded. The notice also includes a very specific restriction tied to NETL itself: NETL is not eligible to receive an award under the announcement and may not be proposed as a team member on another entity’s application, which prevents applicants from listing NETL as a project partner.

For applicants needing the official full announcement or having trouble accessing it electronically, the opportunity points to FedConnect as the additional information link/source for full materials. The listed point of contact is Carla J. Winaught, Contract Specialist, reachable at 304-285-4530 or carla.winaught@netl.doe.gov, which is the direct administrative contact for access and submission logistics questions related to the solicitation.

Overall, the amendment does not redefine the program’s broader purpose so much as it clarifies procedural requirements and deadlines for Topic Area 4 at the full-application phase, while reaffirming the cooperative agreement structure, expected number of awards, total estimated funding, and the key eligibility boundaries that govern who can apply and in what capacity.

FAQs: FY2013 Unconventional Gas and Oil Technologies (DE-FOA-0000894)

What is this funding opportunity?

This is the FY2013 Unconventional Gas and Oil Technologies funding opportunity issued by the U.S. Department of Energy (DOE) and administered through the National Energy Technology Laboratory (NETL). The Funding Opportunity Number is DE-FOA-0000894, and it is listed under CFDA 81.089 (Fossil Energy Research and Development).

What type of award will DOE/NETL make?

The opportunity is structured as a cooperative agreement. This typically means DOE/NETL expects substantial involvement during the project period (such as technical direction, milestone reviews, and collaboration), rather than acting as a hands-off grantmaker.

How many awards does DOE/NETL expect to make?

The opportunity anticipates making about six awards.

What is the estimated total federal funding available?

The estimated total federal funding level is $9.5 million.

Is cost sharing or matching required?

No cost-sharing or matching requirement is listed in the summary information provided for this opportunity.

What is Amendment 000004 and what changed?

This notice reflects Amendment 000004. The amendment primarily updates the schedule and application requirements for Topic Area 4. It establishes a due date for receipt of full applications under Topic Area 4 and adds more detailed instructions for those full applications.

Can anyone submit a full application under Topic Area 4?

No. Full applications for Topic Area 4 will be accepted only from applicants who previously submitted pre-applications. Topic Area 4 is not open to entirely new entrants at the full-application stage.

When was the opportunity posted?

The announcement was posted on April 17, 2013.

What does the “creation date” mean and what is it for this opportunity?

The creation date shown for this opportunity is July 3, 2013. (The provided information lists this date separately from the posting date.)

What is the closing date?

The original closing date was June 17, 2013, but the current closing date shown is August 28, 2013, reflecting the amended timeline.

What is the archive date?

The archive date is September 17, 2013, which generally indicates when the opportunity would be removed from active posting systems after the competition cycle ends.

Who is eligible to apply?

Eligibility is described as “unrestricted” (open to any type of entity), but specific conditions and exclusions apply. Eligible prime recipients and subrecipients generally include:

  • Domestic for-profit entities legally formed under U.S. state or territorial law
  • Institutions of higher education legally formed under U.S. state or territorial law
  • Nonprofit organizations legally formed under U.S. state or territorial law
  • State, local, and tribal government entities

Are federal agencies eligible to participate?

No. Other federal agencies cannot participate as prime recipients or subrecipients under this opportunity.

Can Federally Funded Research and Development Centers (FFRDCs) apply?

DOE and non-DOE FFRDCs may participate only as subrecipients. They are not allowed to apply as prime recipients.

Are any nonprofit organizations specifically excluded?

Yes. Nonprofit organizations described under IRS section 501(c)(4) that have engaged in lobbying activities after December 31, 1995 are excluded.

Can NETL be included as a project partner or team member?

No. NETL is not eligible to receive an award under the announcement and may not be proposed as a team member on another entity’s application. Applicants cannot list NETL as a project partner for this solicitation.

Where can applicants find the official full announcement and application materials?

The opportunity points to FedConnect as the additional information link/source for full materials, including the official full announcement.

Who is the point of contact for questions about the opportunity?

The listed point of contact is Carla J. Winaught, Contract Specialist. She can be reached at 304-285-4530 or carla.winaught@netl.doe.gov.

What kinds of questions is the listed contact appropriate for?

Based on the information provided, the contact is identified as the direct administrative point of contact for access and submission logistics questions related to the solicitation.

Does Amendment 000004 change the overall purpose or structure of the program?

Based on the information provided, the amendment does not redefine the program’s broader purpose. It mainly clarifies procedural requirements and deadlines for Topic Area 4 at the full-application phase, while reaffirming the cooperative agreement structure, expected number of awards, total estimated funding, and key eligibility boundaries.

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